Every 8-K that Universal Safety Products, Inc. (UUU) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow UUU and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full UUU filings page.
Universal Safety Products, Inc. filed Articles of Amendment in Maryland to change its capital structure and governance. The amendment increases authorized common stock, par value $0.01 per share, to 525,000,000 shares from 20,000,000 shares and eliminates super-majority voting requirements for future charter amendments, which will now need a majority of all votes entitled to be cast.
The board of directors approved these changes, subject to stockholder approval, on June 12, 2026, and stockholders approved them by super-majority vote at a July 31, 2026 special meeting. The Articles of Amendment are dated August 7, 2026 and become effective when accepted for record by the Maryland State Department of Assessments and Taxation.
Universal Safety Products, Inc. held a special stockholder meeting on July 31, 2026. As of June 15, 2026, 3,028,363 shares of common stock were outstanding and entitled to vote. Stockholders approved an amendment to increase authorized common stock from 20,000,000 to 525,000,000 shares.
They also approved eliminating super-majority voting rights and, to comply with NYSE American Rule 713(a), the issuance of additional common shares underlying convertible notes issued or issuable under a June 12, 2026 securities purchase agreement. Proposals to authorize 25,000,000 preferred shares and 25,000,000 class B common shares were not approved.
Universal Safety Products, Inc. entered a Securities Purchase Agreement with SJC Lending LLC to issue up to $10.6 million in convertible promissory notes for total proceeds of up to $10.0 million. An initial note with a $1.06 million principal amount was funded for $1.0 million on the execution date.
The notes carry 8% annual interest, rising to 20% on default, and mature one year after issuance. They are convertible, after NYSE American approves a supplemental listing, at the greater of $1.00 per share or 80% of the lowest five-day VWAP, capped at $10.00 per share, with issuance above 19.99% of existing shares requiring stockholder approval. The agreement restricts new equity or convertible issuances for 90 days, bans variable-rate financings for up to one year or until the notes are repaid, and grants SJC a one-year right of first refusal on future equity offerings.
Universal Safety Products, Inc. disclosed that a previously issued convertible note has been fully converted into common stock. On March 11, 2026, the company issued 125,000 shares of common stock in exchange for $470,720 of principal and accrued interest. On May 15, 2026, it issued a further 185,575 shares upon conversion of $886,872.70 of principal and accrued interest. Following these issuances, the convertible note is no longer outstanding, and the company had 3,028,362 shares of common stock outstanding as of May 15, 2026. The shares were issued in a private transaction relying on the Section 4(a)(2) exemption from Securities Act registration.
Universal Safety Products, Inc. held its 2026 annual stockholder meeting, where investors elected three directors and approved all four proposals on the ballot. Stockholders elected one Class II director to a term ending in 2028 and two Class III directors to terms ending in 2029.
They ratified CBIZ CPAs P.C. as independent auditor for the fiscal year ending March 31, 2026 and approved, on an advisory basis, the compensation of named executive officers. Stockholders also favored holding future advisory votes on executive pay every three years, and the company chose to follow this three-year frequency.
Universal Safety Products, Inc. reported that between January 26, 2026 and February 3, 2026 it issued 405,000 shares of common stock upon conversion of $1,503,424.80 of principal and accrued interest under a convertible note.
The common shares were issued in a private transaction relying on the Section 4(a)(2) exemption from registration under the Securities Act of 1933. As of February 3, 2026, the company had 2,717,887 shares of common stock outstanding.
Universal Safety Products, Inc. reported the results of a special stockholder meeting that was adjourned twice and reconvened on December 16, 2025. Stockholders rejected four proposed amendments to the company’s charter, including plans to increase authorized common stock from 20,000,000 to 220,000,000, authorize 25,000,000 shares of preferred stock, create 20,000,000 shares of class B common stock, and eliminate super-majority voting requirements.
As of September 17, 2025, 2,312,887 shares of common stock were outstanding and entitled to vote at the meeting, and the disclosed vote totals show that none of the proposals obtained the required level of approval.
Universal Safety Products (UUU) adjourned its special meeting after stockholders approved Proposal 8 to permit further adjournment and proxy solicitation. Proposal 8 received 1,306,202 votes for, 199,648 against, and 17,655 abstentions.
Based on proxies received before the meeting opened, there were not sufficient votes to proceed on the Authorized Share Increase, Blank Check Preferred, Class B Common, or Voting Rights proposals. The meeting will reconvene at 12:00 p.m. Eastern on December 16, 2025, and the record date remains September 17, 2025, when 2,312,887 common shares were outstanding and eligible to vote.
Universal Safety Products (UUU) reported results from a special stockholder meeting. Holders approved the 2025 Equity Incentive Plan, equity issuances to directors and executive officers, and—solely for NYSE American Rule 713(a) compliance—the potential issuance of additional common shares underlying a previously issued convertible note tied to an August 13, 2025 securities purchase agreement. Stockholders also approved the ability to adjourn the meeting.
Proposals to increase authorized shares, create blank check preferred stock, establish Class B common stock, and modify voting rights were not brought to a vote due to insufficient support based on proxies received. The meeting was adjourned and will reconvene at 12:00 p.m. ET on November 14, 2025. Stockholders of record as of September 17, 2025—when 2,312,887 shares were outstanding and entitled to vote—may participate via the specified meeting portal.
Universal Safety Products, Inc. filed an 8-K disclosing it entered into a material employment agreement. The company executed an Employment Agreement dated October 1, 2025 between Universal Safety Products, Inc. and Harvey B. Grossblatt. The filing lists the agreement as Exhibit 10.1 and notes Inline XBRL cover-page exhibits. The document is signed and dated October 2, 2025 by Harvey B. Grossblatt in his capacity as President and Chief Executive Officer.
Universal Safety Products, Inc. declared a one-time special cash dividend of $1.00 per share on its common stock. The dividend will be paid on September 25, 2025 to shareholders of record as of September 18, 2025.
Because this special dividend exceeds 20% of the company’s share price, the NYSE American will use a due bill process. From September 18 through the close of trading on September 25, 2025, anyone who sells shares also sells the right to receive the dividend, and buyers during this period obtain that right. The company notes that due bill obligations are handled between brokers and encourages shareholders to consult their brokers to understand how this trading period affects their dividend entitlement.
Universal Safety Products, Inc. reported an amendment to its governing documents in a Form 8-K filed around August 28-29, 2025. The company attached a First Amendment to the Bylaws as Exhibit 3.1 and indicated related amendment information under Item 5.03 (Amendments to Articles of Incorporation; Change in Fiscal Year). The filing also references Inline XBRL tagging for the cover page (Exhibit 101) and an embedded interactive data file (Exhibit 104). The disclosure is procedural in nature: it documents a corporate governance change and provides the amended bylaw text as an exhibit for investor review.
Universal Safety Products, Inc. entered a Securities Purchase Agreement with SJC Lending LLC to sell convertible promissory notes with aggregate principal up to $2,750,000 for a purchase price up to $2.5 million. The initial tranche closed on the execution date with a $1,100,000 face‑amount note issued for $1,000,000. Two additional tranches of $550,000 (purchase price $500,000) and $1,100,000 (purchase price $1,000,000) are conditioned on the filing and SEC effectiveness of a resale registration statement and on stockholder approval for conversions that would exceed 19.99% of outstanding common stock. Notes carry a 10% original issue discount, accrue interest at 8% (rising to 20% on amounts over $500,000 upon default), mature in one year, and convert after NYSE American approval of the Supplemental Listing Application at the greater of $1.00 or 80% of the lowest 10‑day VWAP, capped at $10.00. The agreement includes a 90‑day restricted issuance period, a one‑year prohibition on variable rate transactions, and a one‑year right of first refusal for SJC. The issuance to SJC was made in reliance on Section 4(a)(2) exemption.