Universal Safety director buys 900 UUU shares
An amended Form 4 reports Milton C. Ault III’s additional open-market purchases of UUU common stock and discloses his indirect holdings through affiliated entities.
Rhea-AI Filing Summary
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) director and ten percent owner Milton C. Ault III reported additional open‑market purchases of common stock, and this amendment adds 100 shares bought on September 1, 2026 that were omitted previously. Across September 1–4, 2026 he purchased 900 shares at prices between $5.15 and a volume‑weighted average of $5.4214 per share. He also reports indirect beneficial ownership of common stock through Ault Lending, LLC, Alpha Structured Finance LP, and Ault & Company, Inc. No Rule 10b5‑1 trading plan is reported.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 900 shares
Net Buy
6 txns
Insider
AULT MILTON C III
Role
Director, 10% Owner
Bought
900 shs ($5K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock F1 | 700 | $5.4214 | $4K |
| Purchase | Common Stock | 100 | $5.49 | $549.00 |
| Purchase | Common Stock | 100 | $5.15 | $515.00 |
| holding | Common Stock F2 | -- | -- | -- |
| holding | Common Stock F3 | -- | -- | -- |
| holding | Common Stock F4 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 10,000 shares (Direct);
Common Stock — 1,132,762 shares (Indirect, By Ault Lending, LLC);
Common Stock — 22,700 shares (Indirect, By Alpha Structured Finance LP);
Common Stock — 6,200 shares (Indirect, By Ault & Company, Inc.)
Footnotes (4)
- F1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.4214. The range of purchase prices on the transaction date was $5.35 to $5.45 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F2. Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- F3. Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- F4. Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Key Figures
Shares purchased September 4, 2026: 700 shares
Volume weighted average purchase price: $5.4214 per share
Shares purchased September 3, 2026: 100 shares
+5 more
8 metrics
Shares purchased September 4, 2026
700 shares
Open-market purchase of UUU common stock on September 4, 2026
Volume weighted average purchase price
$5.4214 per share
September 4, 2026 UUU common stock purchases; range $5.35–$5.45
Shares purchased September 3, 2026
100 shares
Open-market purchase of UUU common stock at $5.49 per share
Shares purchased September 1, 2026
100 shares
Open-market purchase of UUU common stock at $5.15 per share, added by amendment
Total shares purchased in period
900 shares
Net open-market purchases of UUU common stock September 1–4, 2026
Indirect holdings via Ault Lending, LLC
1,132,762 shares
UUU common stock beneficially owned through Ault Lending, LLC as of September 1, 2026
Indirect holdings via Alpha Structured Finance LP
22,700 shares
UUU common stock beneficially owned through Alpha Structured Finance LP as of September 1, 2026
Indirect holdings via Ault & Company, Inc.
6,200 shares
UUU common stock beneficially owned through Ault & Company, Inc. as of September 1, 2026
Key Terms
volume weighted average purchase price, open market transactions, beneficially own, indirect
4 terms
volume weighted average purchase price financial
"with a volume weighted average purchase price of $5.4214"
The volume weighted average purchase price is the average price an investor paid for a security, calculated by giving more weight to prices where more shares were bought—so large trades move the average more than small ones. Investors use it like a cost-basis yardstick to see whether current market prices are above or below what they effectively paid, helping judge gains, losses, and whether to sell or add to a position.
open market transactions financial
"common stock was purchased by the reporting person in open market transactions"
Open market transactions are the buying and selling of a company’s shares or other securities conducted on public exchanges or through the wider market rather than through private deals or negotiated placements. They matter to investors because these trades change supply and demand in real time—like shoppers affecting a store’s inventory—and so can move prices, signal management or investor sentiment, affect liquidity, and alter ownership stakes that influence future returns and risk.
beneficially own financial
"may be deemed to beneficially own the securities beneficially owned by Alpha Fund"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
indirect financial
"ownership type is indirect, including holdings By Ault Lending, LLC"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions were reported in this amended Form 4/A for UUU?
The filing reports that director and ten percent owner Milton C. Ault III purchased 900 shares of UUU common stock in open-market transactions on September 1, 3, and 4, 2026, including 100 shares on September 1, 2026 that were omitted from the original Form 4.
What correction does this Form 4/A make to the prior filing for UUU?
The amendment states it is filed solely to add 100 shares of UUU common stock purchased on September 1, 2026 that were inadvertently omitted from the original Form 4. It notes that, aside from this correction, the previously reported transactions and holdings remain unchanged.
Were the UUU insider purchases made under a Rule 10b5-1 trading plan?
No. The filing’s Rule 10b5-1 checkbox is not marked, and no footnote indicates that these 900-share open-market purchases of UUU common stock were made pursuant to a Rule 10b5‑1 or other pre-arranged trading plan.
What roles does Milton C. Ault III hold in relation to UUU and the affiliated entities?
He is reported as a director and ten percent owner of UUU. Footnotes state he is the Executive Chairman of Hyperscale Data, Inc., the Manager of Alpha Structured Finance GP LLC and ACG Alpha Management LLC, and the Chief Executive Officer and Chairman of Ault & Company, Inc.
AI-generated analysis. How Rhea-AI works. Not financial advice.
