Universal Safety director buys 800 UUU shares
UNIVERSAL SAFETY PRODUCTS, INC.
Sentiment and the balance of points
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Form Type
4
Rhea-AI Filing Summary
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) director and ten percent owner Milton C. Ault III reported open-market purchases of 800 shares of common stock on September 3–4, 2026, at prices around $5.42–$5.49 per share. He also reports substantial indirect holdings through Ault Lending, LLC, Alpha Structured Finance LP, and Ault & Company, Inc.
Insider Trade Summary
Net Buyer: 800 shares
Net Buy
2 txns
Insider
AULT MILTON C III
Role
Director, 10% Owner
Bought
800 shs ($4K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock F1 | 700 | $5.4214 | $4K |
| Purchase | Common Stock | 100 | $5.49 | $549.00 |
| Holding | Common Stock F2 | -- | -- | -- |
| Holding | Common Stock F3 | -- | -- | -- |
| Holding | Common Stock F4 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 9,900 shares (Direct);
Common Stock — 1,132,762 shares (Indirect, By Ault Lending, LLC);
Common Stock — 22,700 shares (Indirect, By Alpha Structured Finance LP);
Common Stock — 6,200 shares (Indirect, By Ault & Company, Inc.)
Footnotes (4)
- F1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.4214. The range of purchase prices on the transaction date was $5.35 to $5.45 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F2. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- F3. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- F4. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Key Figures
Shares purchased September 4, 2026: 700 shares
Volume weighted average purchase price September 4, 2026: $5.4214 per share
Shares purchased September 3, 2026: 100 shares
+5 more
8 metrics
Shares purchased September 4, 2026
700 shares
Open-market purchase of UUU common stock by Milton C. Ault III
Volume weighted average purchase price September 4, 2026
$5.4214 per share
Open-market purchases of UUU common stock within a $5.35–$5.45 range
Shares purchased September 3, 2026
100 shares
Open-market purchase of UUU common stock by Milton C. Ault III
Purchase price September 3, 2026
$5.49 per share
Directly held UUU common stock purchased by Milton C. Ault III
Indirect holdings via Ault Lending, LLC
1,132,762 shares
UUU common stock held of record by Ault Lending, LLC
Indirect holdings via Alpha Structured Finance LP
22,700 shares
UUU common stock beneficially owned by Alpha Structured Finance LP
Indirect holdings via Ault & Company, Inc.
6,200 shares
UUU common stock beneficially owned by Ault & Company, Inc.
Total open-market shares purchased in this filing
800 shares
Combined September 3 and 4, 2026 UUU purchases reported
Key Terms
volume weighted average purchase price, voting and investment power, beneficially own
3 terms
volume weighted average purchase price financial
"with a volume weighted average purchase price of $5.4214"
The volume weighted average purchase price is the average price an investor paid for a security, calculated by giving more weight to prices where more shares were bought—so large trades move the average more than small ones. Investors use it like a cost-basis yardstick to see whether current market prices are above or below what they effectively paid, helping judge gains, losses, and whether to sell or add to a position.
voting and investment power financial
"is deemed to have voting and investment power with respect to the securities"
beneficially own financial
"Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did UUU director Milton C. Ault III report?
He reported two open-market purchases of UUU common stock totaling 800 shares on September 3 and 4, 2026, at prices between about $5.35 and $5.49 per share, with one purchase specifically described using a volume weighted average price.
Were the UUU insider purchases made under a Rule 10b5-1 trading plan?
No. The filing indicates that the Rule 10b5-1 trading plan affirmation box is not checked, and the footnotes describing the September 3–4, 2026 purchases do not state that they were made under a pre-arranged trading plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
