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[Form 4] UNIVERSAL SAFETY PRODUCTS, INC. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Universal Safety Products, Inc. director Milton C. Ault, III reported multiple open-market purchases of the company’s common stock. Through Ault Lending, LLC, he bought 100 shares on 12/23/2025 at $5.015, 6,805 shares on 12/26/2025 at $4.9213, and two trades totaling 300 shares on 12/29/2025 at prices around $5.01–$5.025.

Following these transactions, Ault Lending held 158,397 shares indirectly attributed to Mr. Ault. He also reports indirect beneficial ownership of 10,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc., reflecting his control positions in those entities.

Positive

  • None.

Negative

  • None.
Insider AULT MILTON C III
Role Director
Bought 7,205 shs ($35K)
Type Security Shares Price Value
Purchase Common Stock 100 $5.01 $501.00
Purchase Common Stock 200 $5.025 $1K
Purchase Common Stock 6,805 $4.9213 $33K
Purchase Common Stock 100 $5.015 $501.50
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 158,397 shares (Indirect, By Ault Lending, LLC); Common Stock — 200 shares (Direct)
Footnotes (1)
  1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
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FAQ

What insider activity did Universal Safety Products (UUU) report for Milton C. Ault, III?

Milton C. Ault, III, a director of Universal Safety Products, reported multiple open-market purchases of the company’s common stock on 12/23/2025, 12/26/2025, and 12/29/2025.

How many Universal Safety Products (UUU) shares did Milton C. Ault, III buy and at what prices?

Through Ault Lending, LLC, he purchased 100 shares at $5.015 on 12/23/2025, 6,805 shares at $4.9213 on 12/26/2025, and two trades totaling 300 shares around $5.01–$5.025 on 12/29/2025.

What is Milton C. Ault, III’s indirect beneficial ownership in Universal Safety Products after these trades?

After the reported transactions, Ault Lending, LLC held 158,397 Universal Safety Products shares indirectly attributed to Mr. Ault.

What additional Universal Safety Products (UUU) shares does Milton C. Ault, III report through related entities?

He reports indirect beneficial ownership of 10,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc.

What is Milton C. Ault, III’s role at Universal Safety Products (UUU)?

Milton C. Ault, III is listed as a director of Universal Safety Products, Inc. on the filed Form 4.

Were any derivative securities reported for Universal Safety Products (UUU) in this Form 4?

The filing includes a table for derivative securities, but no specific derivative transactions or holdings are listed in the provided content.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
AULT MILTON C III
(Last) (First) (Middle)
11411 SOUTHERN HIGHLANDS PARKWAY
SUITE 190
(Street)
LAS VEGAS NV 89141
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/23/2025 P 100 A $5.015 151,492 I By Ault Lending, LLC(1)
Common Stock 12/26/2025 P 6,805 A $4.9213 158,297 I By Ault Lending, LLC(1)
Common Stock 12/29/2025 P 100 A $5.01 158,397 I By Ault Lending, LLC(1)
Common Stock 12/29/2025 P 200 A $5.025 200 D
Common Stock 10,000 I By Alpha Structured Finance LP(2)
Common Stock 6,000 I By Ault & Company, Inc.(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
2. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
3. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Remarks:
/s/ Milton C. Ault, III 12/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR