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  4. [Form 4] UNIVERSAL SAFETY PRODUCTS, INC. Insider Trading Activity

Universal Safety director buys 39K UUU shares

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

UNIVERSAL SAFETY PRODUCTS, INC. (UUU) insider Ault Milton C III, a director and more-than-10% owner, reported a series of open-market purchases of common stock on August 17–19, 2026 totaling 39,303 shares. Purchases were made directly and indirectly through Alpha Structured Finance LP, Ault Lending, LLC, and Ault & Company, Inc., at prices ranging from $3.69 to $5.94 per share.

Positive

  • None.

Negative

  • None.
Insider AULT MILTON C III
Role Director, 10% Owner
Bought 39,303 shs ($201K)
Type Security Shares Price Value
Purchase Common Stock F3 24,328 $5.5768 $136K
Purchase Common Stock 1,500 $4.53 $7K
Purchase Common Stock F7 1,000 $5.87 $6K
Purchase Common Stock F5, F3 5,275 $4.444 $23K
Purchase Common Stock F6 700 $4.3783 $3K
Purchase Common Stock F1, F2 1,200 $4.1208 $5K
Purchase Common Stock F3 5,000 $4.0909 $20K
Purchase Common Stock F4 300 $3.8294 $1K
holding Common Stock F8 -- -- --
Holdings After Transaction: Common Stock — 21,200 shares (Indirect, By Alpha Structured Finance LP); Common Stock — 1,059,855 shares (Indirect, By Ault Lending, LLC); Common Stock — 6,100 shares (Direct); Common Stock — 6,200 shares (Indirect, By Ault & Company, Inc.)
Footnotes (8)
  1. F1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.1208. The range of purchase prices on the transaction date was $3.9917 to $4.1412 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
  2. F2. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
  3. F3. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
  4. F4. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.8294. The range of purchase prices on the transaction date was $3.69 to $3.9982 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
  5. F5. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.4440. The range of purchase prices on the transaction date was $3.85 to $4.3868 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
  6. F6. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.3783. The range of purchase prices on the transaction date was $4.17 to $4.50 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
  7. F7. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.87. The range of purchase prices on the transaction date was $5.80 to $5.94 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
  8. F8. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Net shares purchased 39,303 shares Total common shares bought across all reported transactions
Largest single purchase 24,328 shares at $5.5768 per share Indirect purchase on 2026-08-19 through Ault Lending, LLC
Alpha Structured Finance LP holding 21,200 shares Indirect common shares held after 1,200-share purchase on 2026-08-17
Ault & Company, Inc. holding 6,200 shares Indirect common shares reported as beneficially owned through Ault & Company, Inc.
VWAP purchase price $4.1208 per share Volume weighted average for 1,200-share purchase on 2026-08-17; range $3.9917–$4.1412
VWAP purchase price $3.8294 per share Volume weighted average for 300-share purchase on 2026-08-17; range $3.69–$3.9982
Price range across trades $3.69 to $5.94 per share Lowest and highest prices from disclosed daily trading ranges
volume weighted average purchase price financial
"with a volume weighted average purchase price of $4.1208"
The volume weighted average purchase price is the average price an investor paid for a security, calculated by giving more weight to prices where more shares were bought—so large trades move the average more than small ones. Investors use it like a cost-basis yardstick to see whether current market prices are above or below what they effectively paid, helping judge gains, losses, and whether to sell or add to a position.
beneficially own financial
"Mr. Ault may be deemed to beneficially own the securities"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
indirect financial
"ownership_type":"indirect","ownership_code":"I""
open market transactions financial
"common stock was purchased by the reporting person in open market transactions"
Open market transactions are the buying and selling of a company’s shares or other securities conducted on public exchanges or through the wider market rather than through private deals or negotiated placements. They matter to investors because these trades change supply and demand in real time—like shoppers affecting a store’s inventory—and so can move prices, signal management or investor sentiment, affect liquidity, and alter ownership stakes that influence future returns and risk.

FAQ

What insider trading activity was reported for UUU by Ault Milton C III?
Ault Milton C III reported open-market purchases of Universal Safety Products, Inc. common stock on August 17–19, 2026, acquiring a total of 39,303 shares through direct holdings and entities associated with him.

How many UUU shares did Ault Milton C III buy in this Form 4 filing?
Across all reported transactions, Ault Milton C III acquired 39,303 shares of Universal Safety Products, Inc. common stock. This total comes from eight purchase transactions, all coded as acquisitions of non-derivative common stock.

At what prices did Ault Milton C III purchase UUU stock?
The reported purchases of UUU stock occurred at prices between $3.69 and $5.94 per share. Individual transactions include fixed prices such as $4.0909 and $5.5768, and volume weighted average prices with disclosed intraday price ranges.

Which entities associated with Ault Milton C III hold UUU shares?
UUU shares are held indirectly through Alpha Structured Finance LP, Ault Lending, LLC, and Ault & Company, Inc.. The filing states Mr. Ault may be deemed to beneficially own securities held by these entities due to his management and control roles.

Did Ault Milton C III sell any UUU shares in this Form 4?
No sales were reported; all transactions were purchases of UUU common stock. The transaction summary shows 8 buy transactions and 0 sales, resulting in net buy activity of 39,303 shares for the reporting period.

Were the UUU share purchases under a Rule 10b5-1 trading plan?
The Form 4 indicates the Rule 10b5-1 checkbox is not affirmatively marked for these trades. The footnotes describe open-market transactions and relationships with affiliated entities but do not state that the purchases were made under a Rule 10b5-1 plan.

What indirect UUU holdings are reported for Alpha Structured Finance LP and Ault & Company, Inc.?
After one reported transaction, Alpha Structured Finance LP held 21,200 shares of UUU common stock. A separate holding entry reports 6,200 shares held indirectly through Ault & Company, Inc., which Mr. Ault may be deemed to beneficially own.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
AULT MILTON C III
(Last)(First)(Middle)
11411 SOUTHERN HIGHLANDS PARKWAY
SUITE 190
(Street)
LAS VEGAS NEVADA 89141
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/17/2026P1,200A$4.1208(1)21,200IBy Alpha Structured Finance LP(2)
Common Stock08/17/2026P5,000A$4.09091,030,252IBy Ault Lending, LLC(3)
Common Stock08/17/2026P300A$3.8294(4)2,900D
Common Stock08/18/2026P5,275A$4.444(5)1,035,527IBy Ault Lending, LLC(3)
Common Stock08/18/2026P700A$4.3783(6)3,600D
Common Stock08/19/2026P24,328A$5.57681,059,855IBy Ault Lending, LLC(3)
Common Stock08/19/2026P1,500A$4.535,100D
Common Stock08/19/2026P1,000A$5.87(7)6,100D
Common Stock6,200IBy Ault & Company, Inc.(8)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.1208. The range of purchase prices on the transaction date was $3.9917 to $4.1412 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
2. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
3. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
4. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.8294. The range of purchase prices on the transaction date was $3.69 to $3.9982 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
5. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.4440. The range of purchase prices on the transaction date was $3.85 to $4.3868 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
6. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.3783. The range of purchase prices on the transaction date was $4.17 to $4.50 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
7. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.87. The range of purchase prices on the transaction date was $5.80 to $5.94 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
8. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Remarks:
By: /s/ Milton C. Ault, III08/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR