Universal Safety director buys 39K UUU shares
UNIVERSAL SAFETY PRODUCTS, INC.
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Form Type
4
Rhea-AI Filing Summary
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) insider Ault Milton C III, a director and more-than-10% owner, reported a series of open-market purchases of common stock on August 17–19, 2026 totaling 39,303 shares. Purchases were made directly and indirectly through Alpha Structured Finance LP, Ault Lending, LLC, and Ault & Company, Inc., at prices ranging from $3.69 to $5.94 per share.
Insider Trade Summary
Net Buyer: 39,303 shares
Net Buy
9 txns
Insider
AULT MILTON C III
Role
Director, 10% Owner
Bought
39,303 shs ($201K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock F3 | 24,328 | $5.5768 | $136K |
| Purchase | Common Stock | 1,500 | $4.53 | $7K |
| Purchase | Common Stock F7 | 1,000 | $5.87 | $6K |
| Purchase | Common Stock F5, F3 | 5,275 | $4.444 | $23K |
| Purchase | Common Stock F6 | 700 | $4.3783 | $3K |
| Purchase | Common Stock F1, F2 | 1,200 | $4.1208 | $5K |
| Purchase | Common Stock F3 | 5,000 | $4.0909 | $20K |
| Purchase | Common Stock F4 | 300 | $3.8294 | $1K |
| holding | Common Stock F8 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 21,200 shares (Indirect, By Alpha Structured Finance LP);
Common Stock — 1,059,855 shares (Indirect, By Ault Lending, LLC);
Common Stock — 6,100 shares (Direct);
Common Stock — 6,200 shares (Indirect, By Ault & Company, Inc.)
Footnotes (8)
- F1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.1208. The range of purchase prices on the transaction date was $3.9917 to $4.1412 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F2. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- F3. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- F4. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.8294. The range of purchase prices on the transaction date was $3.69 to $3.9982 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F5. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.4440. The range of purchase prices on the transaction date was $3.85 to $4.3868 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F6. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.3783. The range of purchase prices on the transaction date was $4.17 to $4.50 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F7. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.87. The range of purchase prices on the transaction date was $5.80 to $5.94 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F8. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Key Figures
Net shares purchased: 39,303 shares
Largest single purchase: 24,328 shares at $5.5768 per share
Alpha Structured Finance LP holding: 21,200 shares
+4 more
7 metrics
Net shares purchased
39,303 shares
Total common shares bought across all reported transactions
Largest single purchase
24,328 shares at $5.5768 per share
Indirect purchase on 2026-08-19 through Ault Lending, LLC
Alpha Structured Finance LP holding
21,200 shares
Indirect common shares held after 1,200-share purchase on 2026-08-17
Ault & Company, Inc. holding
6,200 shares
Indirect common shares reported as beneficially owned through Ault & Company, Inc.
VWAP purchase price
$4.1208 per share
Volume weighted average for 1,200-share purchase on 2026-08-17; range $3.9917–$4.1412
VWAP purchase price
$3.8294 per share
Volume weighted average for 300-share purchase on 2026-08-17; range $3.69–$3.9982
Price range across trades
$3.69 to $5.94 per share
Lowest and highest prices from disclosed daily trading ranges
Key Terms
volume weighted average purchase price, beneficially own, indirect, open market transactions
4 terms
volume weighted average purchase price financial
"with a volume weighted average purchase price of $4.1208"
The volume weighted average purchase price is the average price an investor paid for a security, calculated by giving more weight to prices where more shares were bought—so large trades move the average more than small ones. Investors use it like a cost-basis yardstick to see whether current market prices are above or below what they effectively paid, helping judge gains, losses, and whether to sell or add to a position.
beneficially own financial
"Mr. Ault may be deemed to beneficially own the securities"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
indirect financial
"ownership_type":"indirect","ownership_code":"I""
open market transactions financial
"common stock was purchased by the reporting person in open market transactions"
Open market transactions are the buying and selling of a company’s shares or other securities conducted on public exchanges or through the wider market rather than through private deals or negotiated placements. They matter to investors because these trades change supply and demand in real time—like shoppers affecting a store’s inventory—and so can move prices, signal management or investor sentiment, affect liquidity, and alter ownership stakes that influence future returns and risk.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider trading activity was reported for UUU by Ault Milton C III?
Ault Milton C III reported open-market purchases of Universal Safety Products, Inc. common stock on August 17–19, 2026, acquiring a total of 39,303 shares through direct holdings and entities associated with him.
At what prices did Ault Milton C III purchase UUU stock?
The reported purchases of UUU stock occurred at prices between $3.69 and $5.94 per share. Individual transactions include fixed prices such as $4.0909 and $5.5768, and volume weighted average prices with disclosed intraday price ranges.
What indirect UUU holdings are reported for Alpha Structured Finance LP and Ault & Company, Inc.?
After one reported transaction, Alpha Structured Finance LP held 21,200 shares of UUU common stock. A separate holding entry reports 6,200 shares held indirectly through Ault & Company, Inc., which Mr. Ault may be deemed to beneficially own.
AI-generated analysis. How Rhea-AI works. Not financial advice.
