STOCK TITAN

Universal Safety Products to become DeFi Capital Markets

The board approved the amendment, and stockholders were not required to take action for the name change.

(Moderate)

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

Form Type
8-K

Rhea-AI Filing Summary

Universal Safety Products, Inc. filed articles of amendment to change its name to DeFi Capital Markets, Inc., effective at 12:01 a.m. Eastern on October 19, 2026. The board approved the change, and no stockholder action was required.

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Governance
The company amended its charter documents, bylaws, or changed its fiscal year.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, or exhibit attachments filed with this report.
Articles of Amendment regulatory
"filed articles of amendment"
Articles of amendment are official documents a corporation files with the government to record changes to its foundational details, such as its name, share structure, authorized capital, or bylaws. Think of them like updating a company’s recipe or blueprint so everyone knows the new ingredients and rules; investors use them to track structural shifts that can affect ownership, voting power, dilution risk, or a company’s strategic flexibility.
Articles of Incorporation regulatory
"its Articles of Incorporation"
A formal legal document filed with a government authority that creates a corporation and sets its basic rules — for example the company name, business purpose, how many ownership shares can exist, and who can receive legal notices. It matters to investors because it defines ownership structure, voting rights, and limits on liability, shaping who controls the company and how future shares or dividends can affect an investor’s stake; think of it as the company’s birth certificate and rulebook.
Maryland General Corporation Law regulatory
"Section 2-605(a)(1) of the Maryland General Corporation Law"
A body of state law that sets the rules for creating, running and changing corporations incorporated in Maryland, covering things like how boards are organized, the legal duties of officers and directors, shareholder voting, mergers and dissolutions. Investors care because it shapes their rights and protections and the process for major corporate actions — like a rulebook that determines how decisions are made and disputes are resolved.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

 

Date of Report (Date of earliest event reported): October 14, 2026

 

UNIVERSAL SAFETY PRODUCTS, INC. 

(Exact name of registrant as specified in its charter)

 

Maryland 001-31747 52-0898545
(State or other jurisdiction of
incorporation or organization)
(Commission File Number) (I.R.S. Employer Identification No.)

 

11407 Cronhill Drive, Suite A, Owings Mills, Maryland 21117

(Address of principal executive offices) (Zip Code)

 

(410) 363-3000

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading
Symbol(s)
  Name of each exchange on which registered
Common Stock, $0.01 par value   UUU   NYSE American

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).                          

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

Item 5.03Amendments to Articles of Incorporation; Change in Fiscal Year.

 

On October 14, 2026, Universal Safety Products, Inc., a Maryland corporation (the “Company”) filed articles of amendment (the “Articles of Amendment”) to its Articles of Incorporation (the “Articles of Incorporation”), with the Maryland State Department of Assessments and Taxation to change the name of the Company to DeFi Capital Markets, Inc. (the “Name Change”). The Articles of Amendment to effectuate the Name Change will be effective as of 12:01 a.m. Eastern on October 19, 2026.

 

The Name Change was approved by the Company’s board of directors and in accordance with Section 2-605(a)(1) of the Maryland General Corporation Law, no action by the stockholders was required in connection with this change.

 

The foregoing description of the Articles of Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Articles of Amendment, a copy of which is attached as Exhibit 3.1 to this Current Report on Form 8-K, which is incorporated herein by reference.

 

Item 9.01Financial Statements and Exhibits.

 

(d)Exhibits:

 

Exhibit No.    Description
3.1   Articles of Amendment, dated October 14, 2026.
     
101   Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language).
     
104   Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101).

 

2

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

  UNIVERSAL SAFETY PRODUCTS, INC.
   
Dated: October 15, 2026 /s/ Harvey B. Grossblatt
  Harvey B. Grossblatt
  President and Chief Executive Officer

 

3

 

Filing Exhibits & Attachments

4 documents

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