In what capacity is Milton C. Ault, III related to Universal Safety Products, Inc. (UUU)?

He is reported as a director of Universal Safety Products, Inc. on this Form 4.

UUU insider Milton Ault discloses indirect share purchases

Q: What insider transaction did UUU disclose for Milton C. Ault, III?

The filing shows that director Milton C. Ault, III reported open-market purchases of Universal Safety Products, Inc. (UUU) common stock on 11/24/2025 and 11/25/2025 through affiliated entities.

Q: How many UUU shares were purchased in the reported transactions?

On 11/24/2025 , 4,038 shares of UUU common stock were purchased at $3.965 per share by Ault Lending, LLC, and on 11/25/2025 , 953 shares were purchased at $4.04 per share by Alpha Structured Finance LP.

Q: What is Milton C. Ault, IIIs beneficial ownership in UUU after these trades?

After the reported transactions, the filing lists 96,269 shares indirectly owned through Ault Lending, LLC, 5,953 shares indirectly owned through Alpha Structured Finance LP, and 5,000 shares indirectly owned through Ault & Company, Inc.

Q: Why is Milton C. Ault, III deemed to beneficially own shares held by other entities?

The filing explains that he holds senior roles in Hyperscale Data, Inc. , Ault Lending, LLC , Alpha Structured Finance GP LLC , ACG Alpha Management LLC , and Ault & Company, Inc. , which results in him being deemed to have voting and investment power over the securities those entities hold.

Q: Is this UUU Form 4 filed by more than one reporting person?

No. The Form 4 is indicated as filed by one reporting person , identifying Milton C. Ault, III as the sole reporting person.

Filing Impact

(Neutral)

Filing Sentiment

(Positive)

Form Type

Rhea-AI Filing Summary

Universal Safety Products, Inc. (UUU) director Milton C. Ault, III reported open-market purchases of company common stock. On 11/24/2025, entities affiliated with him acquired 4,038 shares at $3.965 per share through Ault Lending, LLC. On 11/25/2025, an affiliated fund acquired 953 shares at $4.04 per share through Alpha Structured Finance LP.

After these transactions, Ault is reported as indirectly beneficially owning 96,269 shares through Ault Lending, 5,953 shares through Alpha Structured Finance LP, and 5,000 shares through Ault & Company, Inc. The filing notes his roles in these entities, which results in him being deemed to have voting and investment power over the reported holdings.

Insider Trade Summary

Net Buyer: 4,991 shares ($19,861)

Net Buy 3 txns

Insider AULT MILTON C III

Role Director

Bought 4,991 shs ($20K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	953	$4.04	$4K
Purchase	Common Stock	4,038	$3.965	$16K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 5,953 shares (Indirect, By Alpha Structured Finance LP)

Footnotes (1)

Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Form 4 Insider Transactions: What Each Field Means →

11/26/2025 - 04:30 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

AULT MILTON C III

(Last)

(First)

(Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS

89141

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/24/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	11/24/2025		P		4,038	A	$3.965	96,269	I	By Ault Lending, LLC⁽¹⁾
Common Stock	11/25/2025		P		953	A	$4.04	5,953	I	By Alpha Structured Finance LP⁽²⁾
Common Stock								5,000	I	By Ault & Company, Inc.⁽³⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

2. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

3. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Remarks:

	/s/ Milton C. Ault, III	11/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did UUU disclose for Milton C. Ault, III?

The filing shows that director Milton C. Ault, III reported open-market purchases of Universal Safety Products, Inc. (UUU) common stock on 11/24/2025 and 11/25/2025 through affiliated entities.

How many UUU shares were purchased in the reported transactions?

On 11/24/2025, 4,038 shares of UUU common stock were purchased at $3.965 per share by Ault Lending, LLC, and on 11/25/2025, 953 shares were purchased at $4.04 per share by Alpha Structured Finance LP.

What is Milton C. Ault, IIIs beneficial ownership in UUU after these trades?

After the reported transactions, the filing lists 96,269 shares indirectly owned through Ault Lending, LLC, 5,953 shares indirectly owned through Alpha Structured Finance LP, and 5,000 shares indirectly owned through Ault & Company, Inc.

Why is Milton C. Ault, III deemed to beneficially own shares held by other entities?

The filing explains that he holds senior roles in Hyperscale Data, Inc., Ault Lending, LLC, Alpha Structured Finance GP LLC, ACG Alpha Management LLC, and Ault & Company, Inc., which results in him being deemed to have voting and investment power over the securities those entities hold.

Is this UUU Form 4 filed by more than one reporting person?

No. The Form 4 is indicated as filed by one reporting person, identifying Milton C. Ault, III as the sole reporting person.