Universal Safety Products: Ault Lending buys 18K shares

Universal Safety Products, Inc. (UUU) reported that Ault Lending, LLC purchased 18,000 common shares on September 30, 2026.

Rhea-AI Filing Summary

Universal Safety Products, Inc. (UUU) reported that Ault Lending, LLC purchased 18,000 common shares on September 30, 2026. Ault Lending, a wholly owned subsidiary of Hyperscale Data, Inc., held 1,166,096 shares after the purchase. Milton C. Ault III, a director and 10% owner of Universal Safety Products, is deemed to have voting and investment power over Ault Lending’s securities. No Rule 10b5-1 plan was reported. The reported price figure is not usable as a per-share price.

Insider Trade Summary

Net Buyer: 18,000 shares

Net Buy 4 txns

Insider AULT MILTON C III

Role Director, 10% Owner

Bought 18,000 shs

Type	Security	Shares	Price	Value
Purchase	Common Stock F1	18,000	$5,134.00 as filed	--
holding	Common Stock	--	--	--
holding	Common Stock F2	--	--	--
holding	Common Stock F3	--	--	--

• Price shown as filed: $5,134.00 per share is far above the $5.13 close on Sep 30, 2026, so no transaction value is shown.

Holdings After Transaction: Common Stock — 1,166,096 shares (Indirect, By Ault Lending, LLC); Common Stock — 10,800 shares (Direct); Common Stock — 22,700 shares (Indirect, By Alpha Structured Finance LP); Common Stock — 6,200 shares (Indirect, By Ault & Company, Inc.)

Footnotes (3)

1. F1. Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
2. F2. Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
3. F3. Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Key Figures

Common shares purchased through Ault Lending, LLC: 18,000 shares Ault Lending, LLC common shares following purchase: 1,166,096 shares Common shares held directly by Milton C. Ault III: 10,800 shares +2 more

5 metrics

Common shares purchased through Ault Lending, LLC 18,000 shares September 30, 2026

Ault Lending, LLC common shares following purchase 1,166,096 shares Following the September 30, 2026 purchase

Common shares held directly by Milton C. Ault III 10,800 shares As of September 30, 2026

Common shares held by Alpha Structured Finance LP 22,700 shares As of September 30, 2026

Common shares held by Ault & Company, Inc. 6,200 shares As of September 30, 2026

Key Terms

wholly owned subsidiary, voting and investment power, beneficially own

3 terms

wholly owned subsidiary technical

"Ault Lending is a wholly owned subsidiary of Hyperscale Data, Inc."

A wholly owned subsidiary is a company whose entire ownership is held by another company (the parent), so the parent controls decisions, operations, and finances. Think of it as a fully controlled branch that runs as its own legal entity but whose results flow straight into the parent’s financial statements; investors watch these structures because they affect consolidated revenue, risk exposure, and how profits, liabilities, and cash flow are allocated across the corporate group.

voting and investment power financial

"deemed to have voting and investment power with respect to the securities"

beneficially own financial

"may be deemed to beneficially own the securities beneficially owned by Alpha Fund"

Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many UUU shares did Ault Lending purchase, and what was the price?

Ault Lending purchased 18,000 common shares on September 30, 2026. The reported price figure is not usable as a per-share price, and no Rule 10b5-1 plan was reported.

What other UUU shareholdings were reported for Milton C. Ault III?

As of September 30, 2026, the reported positions included 10,800 common shares held directly by Milton C. Ault III, 22,700 shares held by Alpha Structured Finance LP, and 6,200 shares held by Ault & Company, Inc. The footnotes state that Mr. Ault may be deemed to beneficially own the securities held by those entities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/01/2026 - 05:30 PM Accepted by SEC EDGAR 10/01/2026 - 05:30 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

AULT MILTON C III

(Last) (First) (Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS NEVADA 89141

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/30/2026		P		18,000	A	$5,134	1,166,096	I	By Ault Lending, LLC(1)
Common Stock								10,800	D
Common Stock								22,700	I	By Alpha Structured Finance LP(2)
Common Stock								6,200	I	By Ault & Company, Inc.(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

2. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

3. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

	By: /s/ Milton C. Ault, III	10/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)