How is Milton C. Ault, III related to the entities holding Universal Safety Products (UUU) shares?

Ault Lending, LLC is a wholly owned subsidiary of Hyperscale Data, Inc. , whose Executive Chairman is Mr. Ault. He is also Manager of entities related to Alpha Structured Finance LP and Chief Executive Officer and Chairman of Ault & Company, Inc. , leading to his deemed beneficial ownership of their UUU shares.

UUU Files 4 with SEC

Q: What insider transaction did Universal Safety Products (UUU) disclose in this Form 4?

The filing reports that director Milton C. Ault, III , through Ault Lending, LLC, purchased 1,420 UUU common shares on 12/19/2025 at $4.9877 and 2,168 shares on 12/22/2025 at $4.9796 per share.

Q: Who is the reporting person in the Universal Safety Products (UUU) Form 4?

The reporting person is Milton C. Ault, III , who is identified as a Director of Universal Safety Products, Inc. and reports indirect ownership through several affiliated entities.

Q: How many Universal Safety Products (UUU) shares does Ault Lending, LLC beneficially own after the reported transactions?

Following the reported purchases, Ault Lending, LLC beneficially owns 151,392 shares of Universal Safety Products, Inc. common stock, attributed to Milton C. Ault, III .

Q: What additional indirect holdings of Universal Safety Products (UUU) stock are reported for Milton C. Ault, III?

The Form 4 reports indirect beneficial ownership of 10,000 UUU shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc.

Filing Impact

(Neutral)

Filing Sentiment

(Positive)

Form Type

Rhea-AI Filing Summary

Universal Safety Products, Inc. director Milton C. Ault, III reported indirect purchases of the company’s common stock. On 12/19/2025, Ault Lending, LLC acquired 1,420 shares at a price of $4.9877 per share. On 12/22/2025, Ault Lending, LLC acquired an additional 2,168 shares at $4.9796 per share. After these transactions, Ault Lending, LLC held 151,392 shares beneficially owned by Mr. Ault. The filing also reports indirect beneficial ownership of 10,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc., reflecting Mr. Ault’s positions in those entities.

Insider Trade Summary

Net Buyer: 3,588 shares ($17,878)

Net Buy 4 txns

Insider AULT MILTON C III

Role Director

Bought 3,588 shs ($18K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	2,168	$4.9796	$11K
Purchase	Common Stock	1,420	$4.9877	$7K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 151,392 shares (Indirect, By Ault Lending, LLC)

Footnotes (1)

Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Form 4 Insider Transactions: What Each Field Means →

12/23/2025 - 04:30 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

AULT MILTON C III

(Last)

(First)

(Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS

89141

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/19/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	12/19/2025		P		1,420	A	$4.9877	149,224	I	By Ault Lending, LLC⁽¹⁾
Common Stock	12/22/2025		P		2,168	A	$4.9796	151,392	I	By Ault Lending, LLC⁽¹⁾
Common Stock								10,000	I	By Alpha Structured Finance LP⁽²⁾
Common Stock								6,000	I	By Ault & Company, Inc.⁽³⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

2. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

3. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Remarks:

	/s/ Milton C. Ault, III	12/23/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Universal Safety Products (UUU) disclose in this Form 4?

The filing reports that director Milton C. Ault, III, through Ault Lending, LLC, purchased 1,420 UUU common shares on 12/19/2025 at $4.9877 and 2,168 shares on 12/22/2025 at $4.9796 per share.

Who is the reporting person in the Universal Safety Products (UUU) Form 4?

The reporting person is Milton C. Ault, III, who is identified as a Director of Universal Safety Products, Inc. and reports indirect ownership through several affiliated entities.

How many Universal Safety Products (UUU) shares does Ault Lending, LLC beneficially own after the reported transactions?

Following the reported purchases, Ault Lending, LLC beneficially owns 151,392 shares of Universal Safety Products, Inc. common stock, attributed to Milton C. Ault, III.

What additional indirect holdings of Universal Safety Products (UUU) stock are reported for Milton C. Ault, III?

The Form 4 reports indirect beneficial ownership of 10,000 UUU shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc.

Does this Universal Safety Products (UUU) Form 4 involve any derivative securities?

No derivative transactions are reported. The table for derivative securities lists no entries, indicating only common stock holdings and purchases are disclosed in this filing.