Universal Safety director buys 29K UUU shares
Rhea-AI Filing Summary
UNIVERSAL SAFETY PRODUCTS, INC. (ticker UUU) insider Milton C. Ault III, a director and ten percent owner, reported open-market purchases of the company’s common stock on August 24–26, 2026. Entities associated with Mr. Ault, including Ault Lending, LLC, Alpha Structured Finance LP, and Ault & Company, Inc., hold these shares directly or indirectly as described in the footnotes.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 29,429 shares
Net Buy
7 txns
Insider
AULT MILTON C III
Role
Director, 10% Owner
Bought
29,429 shs ($183K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock F1 | 10,000 | $6.0782 | $61K |
| Purchase | Common Stock | 200 | $5.9501 | $1K |
| Purchase | Common Stock F1 | 8,729 | $6.0344 | $53K |
| Purchase | Common Stock F2 | 500 | $5.852 | $3K |
| Purchase | Common Stock F1 | 10,000 | $6.5904 | $66K |
| holding | Common Stock F3 | -- | -- | -- |
| holding | Common Stock F4 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 1,115,262 shares (Indirect, By Ault Lending, LLC);
Common Stock — 7,800 shares (Direct);
Common Stock — 22,700 shares (Indirect, By Alpha Structured Finance LP);
Common Stock — 6,200 shares (Indirect, By Ault & Company, Inc.)
Footnotes (4)
- F1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- F2. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.852. The range of purchase prices on the transaction date was $5.71 to $5.99 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F3. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- F4. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Key Figures
Total shares purchased: 29,429 shares
Ault Lending, LLC purchases 2026-08-24: 10,000 shares at $6.5904 per share
Ault Lending, LLC purchases 2026-08-25: 8,729 shares at $6.0344 per share
+5 more
8 metrics
Total shares purchased
29,429 shares
Net shares bought in reported transactions per transactionSummary
Ault Lending, LLC purchases 2026-08-24
10,000 shares at $6.5904 per share
Indirect purchase of UUU common stock
Ault Lending, LLC purchases 2026-08-25
8,729 shares at $6.0344 per share
Indirect purchase of UUU common stock
Ault Lending, LLC purchases 2026-08-26
10,000 shares at $6.0782 per share
Indirect purchase of UUU common stock
Direct purchase 2026-08-25
500 shares at $5.852 volume weighted average price
Open-market purchase in price range $5.71–$5.99 per share
Direct purchase 2026-08-26
200 shares at $5.9501 per share
Open-market purchase of UUU common stock
Alpha Structured Finance LP indirect holdings
22,700 shares
Total UUU common stock beneficially owned as of 2026-08-24
Ault & Company, Inc. indirect holdings
6,200 shares
Total UUU common stock beneficially owned as of 2026-08-24
Key Terms
volume weighted average purchase price, beneficially owned, indirect, open market transactions
4 terms
volume weighted average purchase price financial
"with a volume weighted average purchase price of $5.852."
The volume weighted average purchase price is the average price an investor paid for a security, calculated by giving more weight to prices where more shares were bought—so large trades move the average more than small ones. Investors use it like a cost-basis yardstick to see whether current market prices are above or below what they effectively paid, helping judge gains, losses, and whether to sell or add to a position.
beneficially owned financial
"Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund")."
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
indirect financial
"ownership_type": "indirect"
open market transactions financial
"purchased by the reporting person in open market transactions on the transaction date"
Open market transactions are the buying and selling of a company’s shares or other securities conducted on public exchanges or through the wider market rather than through private deals or negotiated placements. They matter to investors because these trades change supply and demand in real time—like shoppers affecting a store’s inventory—and so can move prices, signal management or investor sentiment, affect liquidity, and alter ownership stakes that influence future returns and risk.
FAQ
What insider transactions did UUU report for Milton C. Ault III on this Form 4?
The filing reports five open-market purchases of Universal Safety Products, Inc. common stock on August 24–26, 2026, totaling 29,429 shares acquired directly and through affiliated entities, plus updated indirect holding totals for two additional entities.
What direct purchases of UUU stock did Milton C. Ault III make?
Directly, Milton C. Ault III purchased 500 shares of UUU common stock on August 25, 2026, at a volume weighted average price noted as $5.852, and 200 shares on August 26, 2026, at $5.9501 per share, in open-market transactions.
What indirect UUU holdings are reported for Alpha Structured Finance LP and Ault & Company, Inc.?
The Form 4 lists 22,700 shares of UUU common stock beneficially owned by Alpha Structured Finance LP and 6,200 shares beneficially owned by Ault & Company, Inc., both reported as indirect holdings attributable to Milton C. Ault III through control relationships.
Were the UUU insider trades made under a Rule 10b5-1 trading plan?
The filing’s Rule 10b5-1 checkbox is not selected, and the footnotes do not state that these trades were made pursuant to a Rule 10b5-1 trading plan, indicating they are not reported as plan-based transactions.
AI-generated analysis. How Rhea-AI works. Not financial advice.
