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Energy Fuels (NYSE: UUUU) awards options and RSUs to Chief Technical Officer

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ENERGY FUELS INC reported that SVP & Chief Technical Officer Daniel Kapostasy received equity compensation awards tied to a mid-year promotion. He was granted 3,686 performance-based stock options at a $17.89 exercise price (10% above fair market value), expiring June 23, 2031, plus 3,621 RSUs that vest 50% on January 27, 2027, 25% on January 27, 2028, and 25% on January 27, 2029. Following the RSU grant, he directly holds 34,107 common shares. The filing notes it was submitted late due to administrative internal verifications.

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Insider KAPOSTASY DANIEL
Role SVP & Chief Technical Officer
Type Security Shares Price Value
Grant/Award Performance-Based Stock Options ("Options") 3,686 $0.00 $0.00
Grant/Award Restricted Stock Units 3,621 $0.00 $0.00
Holdings After Transaction: Performance-Based Stock Options ("Options") — 3,686 shares (Direct); Restricted Stock Units — 34,107 shares (Direct)
Performance-based options granted 3,686 options Grant on June 24, 2026 to SVP & Chief Technical Officer
Option exercise price $17.89 per share Performance-based stock options at 10% premium to fair market value
Option expiration date June 23, 2031 Expiration of granted performance-based stock options
RSUs granted 3,621 RSUs Restricted Stock Units granted June 24, 2026
Post-grant common shares held 34,107 shares Direct non-derivative holdings after RSU grant
RSU vesting schedule 50% 1/27/2027; 25% 1/27/2028; 25% 1/27/2029 Multi-year vesting of 3,621 RSUs
Option term 5 years Term of performance-based stock options from grant date
Restricted Stock Units financial
"Table I grant represents grant of RSUs that vest as follows"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Performance-Based Stock Options financial
"Performance-Based Stock Options ("Options")"
fair market value per share financial
"Options at a 10% premium to fair market value per share"
executive compensation top-ups financial
"Both grants represent executive compensation top-ups due to mid-year promotion"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What equity awards did ENERGY FUELS INC (UUUU) grant to Daniel Kapostasy?

ENERGY FUELS INC granted 3,686 performance-based stock options and 3,621 restricted stock units (RSUs) to SVP & Chief Technical Officer Daniel Kapostasy on June 24, 2026, as part of executive compensation top-ups tied to a mid-year promotion.

What are the key terms of Daniel Kapostasy’s new stock options at UUUU?

Kapostasy received 3,686 performance-based stock options with a $17.89 exercise price, set at a 10% premium to fair market value at grant. The options have a 5-year term and expire on June 23, 2031, and are exercisable into common shares.

How do Daniel Kapostasy’s new RSUs from ENERGY FUELS INC (UUUU) vest?

The 3,621 RSUs granted to Kapostasy vest over three dates: 50% on January 27, 2027, 25% on January 27, 2028, and 25% on January 27, 2029. Vesting generally means shares are delivered as service or conditions are satisfied.

What is Daniel Kapostasy’s ENERGY FUELS INC (UUUU) share ownership after these grants?

After the June 24, 2026 RSU grant, Daniel Kapostasy directly holds 34,107 common shares of ENERGY FUELS INC. This figure reflects his non-derivative holdings as reported, excluding the underlying shares associated with his new performance-based stock options.

Why was Daniel Kapostasy’s Form 4 filing for ENERGY FUELS INC (UUUU) submitted late?

The Form 4 states it was filed late due to a delay in completing internal verifications, described as administrative in nature. It also notes that both the RSU and option grants represent executive compensation top-ups connected to a mid-year promotion.

Are Daniel Kapostasy’s new ENERGY FUELS INC (UUUU) options tied to fair market value?

Yes. The filing explains that the options were granted at a 10% premium to fair market value per share at the time of grant. The exercise price is $17.89 per share for 3,686 underlying common shares, with a five-year option term.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KAPOSTASY DANIEL

(Last)(First)(Middle)
C/O ENERGY FUELS INC.
225 UNION BLVD., SUITE 600

(Street)
LAKEWOOD COLORADO 80228

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ENERGY FUELS INC [ UUUU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP & Chief Technical Officer
2a. Foreign Trading Symbol
[EFR]
3. Date of Earliest Transaction (Month/Day/Year)
06/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Restricted Stock Units06/24/2026A3,621A$034,107D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance-Based Stock Options ("Options")$17.8906/24/2026A3,68606/24/202706/23/2031Common Shares3,686$03,686D
Explanation of Responses:
Remarks:
1. Table I grant represents grant of RSUs that vest as follows: 50% on January 27, 2027; 25% on Jan. 27, 2028; and 25% on Jan. 27, 2029. 2. Table II represents grant of Options at a 10% premium to fair market value per share at the time of grant. Term of 5 years. 3. Filing late due to delay in completing internal verifications; administrative in nature. Both grants represent executive compensation top-ups due to mid-year promotion.
Julia Hoffmeier as Attorney-in-Fact for Daniel Kapostasy08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)