STOCK TITAN

Energy Fuels Inc (NYSE: UUUU) CEO has 14,375 shares withheld for taxes

(High)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Energy Fuels Inc President and CEO Ross R. Bhappu reported a Form 4 transaction dated August 5, 2026. He had 14,375 Common Shares withheld at $12.44 per share to cover exercise-price or tax obligations in connection with an RSU vesting, leaving 242,208 shares owned directly. The remarks state the shares were withheld for taxes and the transaction was not made under a Rule 10b5-1 trading plan.

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Insights

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Insider Bhappu Ross R.
Role President and CEO
Type Security Shares Price Value
Exercise Price or Tax Liability Common Shares 14,375 $12.44 $179K
Holdings After Transaction: Common Shares — 242,208 shares (Direct)
Shares withheld 14,375 shares Common Shares withheld on August 5, 2026 for exercise-price or tax obligations
Withholding price $12.44 per share Price used for 14,375 Common Shares withheld under transaction code F
Shares owned after transaction 242,208 shares Direct Common Share holdings of Ross R. Bhappu following the withholding transaction
Code F transactions 1 transaction Number of transactions reported for payment of exercise price or tax liability
Shares for exercise price or tax liability 14,375 shares Total shares delivered or withheld for payment of exercise price or tax liability
Rule 10b5-1 trading plan regulatory
"The transaction was not made under a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
payment of exercise price or tax liability financial
"Transaction code F reflects payment of exercise price or tax liability"
RSU vesting event financial
"Net shares from an RSU vesting event were issued to the insider only"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Energy Fuels (UUUU) CEO Ross R. Bhappu report?

Ross R. Bhappu reported 14,375 Common Shares withheld on August 5, 2026 at $12.44 per share. The shares were used to satisfy exercise-price or tax obligations related to an RSU vesting, with 242,208 shares remaining owned directly.

How many Energy Fuels (UUUU) shares does Ross R. Bhappu own after this Form 4?

After the reported transaction, Ross R. Bhappu owns 242,208 Common Shares directly. This figure reflects his holdings following the withholding of 14,375 shares for exercise-price or tax obligations tied to an RSU vesting event.

Was Ross R. Bhappu’s Energy Fuels (UUUU) Form 4 transaction under a Rule 10b5-1 plan?

No, the filing indicates the transaction was not made under a Rule 10b5-1 trading plan. The document-level Rule 10b5-1 checkbox is marked false, meaning the pre-arranged trading plan safe harbor was not claimed for this withholding event.

What price was used for the shares withheld in the Energy Fuels (UUUU) Form 4?

The 14,375 Common Shares withheld from Ross R. Bhappu were valued at $12.44 per share. This per-share price is reported for the code F transaction covering payment of exercise price or tax obligations associated with an RSU vesting.

What was the purpose of the share withholding in the Energy Fuels (UUUU) Form 4?

The shares were withheld to cover taxes and related obligations from an RSU vesting event. The transaction is coded F, indicating payment of exercise price or tax liability by delivering or withholding securities rather than an open-market sale.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bhappu Ross R.

(Last)(First)(Middle)
C/O ENERGY FUELS INC.
225 UNION BLVD., STE. 600

(Street)
LAKEWOOD COLORADO 80228

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ENERGY FUELS INC [ UUUU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
[EFR]
3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares08/05/2026F14,375D$12.44242,208D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Shares withheld for taxes; net shares from RSU vesting event issued to Insider only.
Julia Hoffmeier as Attorney-in-Fact for Ross Bhappu08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)