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Universal Insurance (NYSE: UVE) director receives 3,414-share restricted stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Brown Shannon A reported acquisition or exercise transactions in this Form 4 filing.

UNIVERSAL INSURANCE HOLDINGS, INC. director Shannon A. Brown reported an equity award of 3,414 shares of common stock. The award was granted at a price of $0.00 per share, indicating a compensation-related grant rather than a market purchase. Following this award, Brown directly holds 16,138 common shares. These restricted shares will vest on the earlier of June 11, 2027 or the date of the next annual meeting that is at least 50 weeks after the prior year’s annual meeting.

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Insider Brown Shannon A
Role null
Type Security Shares Price Value
Grant/Award Common Stock 3,414 $0.00 --
Holdings After Transaction: Common Stock — 16,138 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Restricted stock grant 3,414 shares Common stock award to director on June 11, 2026
Grant price per share $0.00 per share Compensation-related restricted stock award
Shares held after grant 16,138 shares Director’s direct common stock holdings post-transaction
Latest vesting date June 11, 2027 Restricted shares vest on earlier of this date or qualifying annual meeting
restricted shares financial
"These restricted shares will vest on the earlier of (i) June 11, 2027..."
Restricted shares are company stock that cannot be sold or transferred immediately because they are subject to legal or contractual limits, such as a required holding period or performance conditions. They matter to investors because these locked-up shares can affect a company’s available stock for trading, future dilution, and insider incentives—imagine a gift that can’t be cashed until certain conditions are met, which changes when and how much supply can suddenly enter the market.
vest financial
"These restricted shares will vest on the earlier of (i) June 11, 2027..."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
annual meeting financial
"the date of the next annual meeting that is at least 50 weeks after..."
A company's annual meeting is a yearly gathering where owners (shareholders) and the board review performance, ask questions, and vote on key matters like electing directors, approving auditor choices, and sometimes setting pay or dividend policies. For investors it matters because decisions made and votes cast can change who runs the company, influence strategy and payouts, and affect the value or direction of their investment—similar to a homeowners’ meeting where rules and leaders that shape your property’s value are decided.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
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FAQ

What insider transaction did UVE director Shannon A. Brown report?

Shannon A. Brown reported receiving an equity award of 3,414 shares of Universal Insurance Holdings common stock. The award is compensation-related, not a market purchase, and increases Brown’s direct holdings while remaining subject to future vesting conditions.

How many UVE shares did Shannon A. Brown hold after the reported Form 4 transaction?

After the transaction, Shannon A. Brown directly held 16,138 shares of Universal Insurance Holdings common stock. This total includes the newly granted restricted shares, which are subject to vesting based on time and the company’s future annual meeting schedule.

What type of UVE shares did Shannon A. Brown receive in this Form 4 filing?

Brown received restricted shares of Universal Insurance Holdings common stock. These shares were granted as a compensation award at a price of $0.00 per share and will vest over time, rather than being immediately unrestricted or acquired through an open-market purchase.

When will Shannon A. Brown’s restricted UVE shares vest?

The restricted shares will vest on the earlier of June 11, 2027, or the date of the next annual meeting that is at least 50 weeks after the immediately preceding year’s annual meeting. This creates a time- and event-based vesting schedule for the award.

Was cash paid for the UVE shares reported in Shannon A. Brown’s Form 4?

No cash price was paid for these shares; the transaction price is listed as $0.00 per share. The shares represent a grant or award of restricted stock as part of director compensation, rather than a conventional purchase on the open market.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brown Shannon A

(Last)(First)(Middle)
1110 WEST COMMERCIAL BOULEVARD
SUITE 100

(Street)
FORT LAUDERDALE FLORIDA 33309

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL INSURANCE HOLDINGS, INC. [ UVE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/11/2026A3,414(1)A$016,138D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These restricted shares will vest on the earlier of (i) June 11, 2027 and (ii) the date of the next annual meeting that is at least 50 weeks after the immediately preceding year's annual meeting.
Remarks:
/s/ Shannon A. Brown06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)