Pershing files Form 144 to sell UVSP shares (NASDAQ: UVSP)

Rhea-AI Filing Summary

Pershing LLC submitted a Form 144 reporting a proposed sale of Common stock of UVSP. The filing lists a quantity labeled 13000 and other figures including 487630.00 and 27,949,173 with an apparent date of 04/27/2026. The excerpt also shows multiple historical open market purchases with per-trade share counts and dates.

Insights

Securities Attorney

Form 144 notices proposed resale by an affiliate; this is a resale disclosure rather than a corporate funding event.

Form 144 provides notice of an affiliate's intent to sell registered or unregistered securities under Rule 144. The excerpt lists a quantity of 13000 and references trading history labeled as open market purchases on specific dates.

Timing, exact proceeds treatment, and whether sales occurred are not stated in the excerpt; subsequent filings or exchange reporting will show executed transactions.

Key Figures

Filed quantity: 13,000 Numeric figure shown: 487,630.00 Additional figure: 27,949,173 +3 more

6 metrics

Filed quantity 13,000 Listed on the Form 144 excerpt

Numeric figure shown 487,630.00 Figure present in excerpt (labeling not specified)

Additional figure 27,949,173 Number shown near a date of 04/27/2026 (context in excerpt)

Example prior purchase 2,970 shares Open Market Purchase on 04/27/2020

Example prior purchase 785 shares Open Market Purchase on 11/02/2020

Example prior purchase 650 shares Open Market Purchase on 12/13/2019

Key Terms

Form 144, Open Market Purchase, Common, NASDAQ

4 terms

Form 144 regulatory

"submitted a Form 144 reporting a proposed sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Open Market Purchase market

"Open Market Purchase | 04/27/2020 | 2,970"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

Common financial

"Common | Pershing LLC 1 Pershing Plaza Jersey City"

NASDAQ market

"04/27/2026 | NASDAQ"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Pershing LLC 1 Pershing Plaza Jersey City NJ 07399	13000	487630.00	27949173	04/27/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/01/2024	Open Market Purchase	NA			725	02/01/2024	Cash
Common	11/01/2023	Open Market Purchase	NA			890	11/01/2023	Cash
Common	07/31/2023	Open Market Purchase	NA			760	07/31/2023	Cash
Common	04/28/2023	Open Market Purchase	NA			837	04/28/2023	Cash
Common	01/27/2023	Open Market Purchase	NA			535	01/27/2023	Cash
Common	11/09/2022	Open Market Purchase	NA			518	11/09/2022	Cash
Common	08/02/2022	Open Market Purchase	NA			575	08/02/2022	Cash
Common	04/29/2022	Open Market Purchase	NA			620	04/29/2022	Cash
Common	01/31/2022	Open Market Purchase	NA			475	01/31/2022	Cash
Common	11/01/2021	Open Market Purchase	NA			445	11/01/2021	Cash
Common	08/05/2021	Open Market Purchase	NA			435	08/05/2021	Cash
Common	05/03/2021	Open Market Purchase	NA			515	05/03/2021	Cash
Common	02/01/2021	Open Market Purchase	NA			510	02/01/2021	Cash
Common	11/02/2020	Open Market Purchase	NA			785	11/02/2020	Cash
Common	08/03/2020	Open Market Purchase	NA			900	08/03/2020	Cash
Common	04/27/2020	Open Market Purchase	NA			2970	04/27/2020	Cash
Common	12/13/2019	Open Market Purchase	NA			650	12/13/2019	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Pershing LLC's Form 144 for UVSP mean?

It notifies the market of a proposed resale of Common stock by an affiliate. The filing lists 13000 and historical open-market trades; it is a disclosure of intent, not a confirmation of sale.

How many UVSP shares are referenced in the Form 144?

The excerpt includes a listed quantity of 13000. The filing also shows other numeric figures such as 487630.00 and 27,949,173 tied to the same excerpt.

Does this Form 144 show executed sales of UVSP shares?

No. Form 144 reports proposed resale plans; the excerpt shows proposed/registered quantities and prior purchase dates. Execution and proceeds are not confirmed in the provided text.

What trade history is shown in the filing excerpt?

The excerpt lists multiple prior Open Market Purchase entries with dates and share counts, for example 2,970 shares on 04/27/2020 and 785 shares on 11/02/2020.

Does the filing state how proceeds will be used?

The provided excerpt does not state any use of proceeds. It focuses on quantities, purchase dates, and trade types without describing proceeds destination.