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Director Anne Vazquez updates Univest (UVSP) holdings with RSU vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Univest Financial Corp director Anne Vazquez reported equity compensation activity on January 31, 2026. She converted 1,766 restricted stock units into the same number of common shares at $0 per share upon vesting, increasing her directly held common stock to 8,016 shares.

On the same date, she received a new grant of 1,283 restricted stock units, each representing a contingent right to one share of common stock. These units are scheduled to vest on January 31, 2028, assuming continued service, leaving her with 1,283 RSUs directly held after the transactions.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Vazquez Anne

(Last) (First) (Middle)
14 NORTH MAIN STREET
PO BOX 197

(Street)
SOUDERTON PA 18964

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVEST FINANCIAL Corp [ UVSP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/31/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common 01/31/2026 M 1,766 A $0(1) 8,016 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 01/31/2026 M 1,766 01/31/2026(2) 01/31/2026(2) Common 1,766 $0 0 D
Restricted Stock Units (3) 01/31/2026 A 1,283 01/31/2028(2) 01/31/2028(2) Common 1,283 $0 1,283 D
Explanation of Responses:
1. REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.
2. THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.
3. EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.
Remarks:
/s/ Megan D. Santana, attorney-in-fact 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Anne Vazquez report for Univest (UVSP)?

Anne Vazquez reported the vesting of 1,766 restricted stock units into 1,766 Univest common shares at $0 per share, and a new grant of 1,283 restricted stock units scheduled to vest later, all held directly as part of her director compensation.

How many Univest (UVSP) common shares does Anne Vazquez own after this Form 4?

After these transactions, Anne Vazquez directly owns 8,016 Univest common shares. This reflects the settlement of 1,766 restricted stock units into common stock on January 31, 2026, as part of her equity compensation as a director of Univest Financial Corp.

What restricted stock units did Anne Vazquez receive from Univest (UVSP)?

On January 31, 2026, Anne Vazquez received 1,283 restricted stock units from Univest. Each unit represents a contingent right to receive one share of common stock upon vesting, providing equity-based compensation linked to her continued service on the company’s board.

When do Anne Vazquez’s new Univest (UVSP) restricted stock units vest?

The 1,283 restricted stock units granted to Anne Vazquez are scheduled to vest on January 31, 2028. Vesting is conditioned on her continued service through that date, after which each vested unit converts into one share of Univest common stock.

What does the RSU conversion on Anne Vazquez’s Univest (UVSP) Form 4 mean?

The Form 4 shows 1,766 restricted stock units converting into 1,766 Univest common shares at $0 per share. This reflects equity awards reaching their vesting date and being settled in stock, increasing her directly owned common share position at the company.
Univest Financial Corp

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