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Univest Financial (UVSP) director logs RSU grant and share vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Univest Financial Corp director Suzanne Keenan reported routine equity compensation activity. On 01/31/2026, 1,766 restricted stock units vested and were settled into the same number of common shares at an exercise price of $0, increasing her directly held common stock to 16,075 shares.

She also received a new award of 1,283 restricted stock units on the same date, which are scheduled to vest on 01/31/2028, assuming continued service. In addition, 3,000 common shares are reported as indirectly owned through her spouse, reflecting family holdings in Univest Financial.

Positive

  • None.

Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Keenan Suzanne

(Last) (First) (Middle)
14 NORTH MAIN STREET
PO BOX 197

(Street)
SOUDERTON PA 18964

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVEST FINANCIAL Corp [ UVSP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/31/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common 01/31/2026 M 1,766 A $0(1) 16,075 D
Common 3,000 I Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 01/31/2026 M 1,766 01/31/2026(2) 01/31/2026(2) Common 1,766 $0 0 D
Restricted Stock Units (3) 01/31/2026 A 1,283 01/31/2028(2) 01/31/2028(2) Common 1,283 $0 1,283 D
Explanation of Responses:
1. REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.
2. THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.
3. EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.
Remarks:
/s/ Megan D. Santana, attorney-in-fact 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Suzanne Keenan report at Univest Financial (UVSP)?

Suzanne Keenan reported the vesting of 1,766 restricted stock units into an equal number of Univest Financial common shares on 01/31/2026. This is a routine equity compensation event where previously granted RSUs convert into shares once vesting conditions are met.

How many Univest Financial (UVSP) shares does Suzanne Keenan own after this Form 4?

After the reported transactions, Suzanne Keenan directly holds 16,075 Univest Financial common shares, plus 1,283 restricted stock units outstanding. The filing also shows 3,000 common shares indirectly owned through her spouse, reflecting additional family holdings in the company.

What new restricted stock units did Suzanne Keenan receive from Univest Financial (UVSP)?

On 01/31/2026, Suzanne Keenan received a new grant of 1,283 restricted stock units from Univest Financial. These RSUs are scheduled to vest on 01/31/2028, assuming she continues her service, and each unit represents a contingent right to one common share.

What does the vesting of 1,766 restricted stock units mean for Univest Financial (UVSP) director compensation?

The vesting of 1,766 restricted stock units means a prior equity award to director Suzanne Keenan reached its vesting date and converted into 1,766 common shares. This reflects standard stock-based compensation typically used to align director interests with shareholders over time.

How are Suzanne Keenan’s indirect Univest Financial (UVSP) holdings reported?

The Form 4 lists 3,000 Univest Financial common shares as indirectly owned by Suzanne Keenan through her spouse. Indirect ownership indicates the shares are held in a related person’s name, while still being reportable as part of her overall beneficial ownership position.

At what price were Suzanne Keenan’s Univest Financial (UVSP) RSUs settled and granted?

Both the settlement of 1,766 restricted stock units into common shares and the grant of 1,283 new RSUs are recorded at a price of $0. This reflects that RSUs are compensation awards, not open-market purchases, and convert to shares without additional cash payment by the director.
Univest Financial Corp

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