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Universal Corp (NYSE: UVV) awards director 2,650 restricted stock units

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Universal Corp director Jacqueline T. Williams received an award of 2,650 restricted stock units of common stock on August 4, 2026 for service as a director. The units vest on the first anniversary of the award date. After this grant, her directly held position reported was 19,179 common shares and units, which includes shares from dividend equivalent units that vested on August 5, 2026, the newly awarded 2,650 restricted stock units, and shares acquired through the Dividend Reinvestment Plan. The award was reported with a cash price of $0.0000 per share and was not indicated as made under a Rule 10b5-1 trading plan.

Positive

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Negative

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Insider Williams Jacqueline T.
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1, F2, F3 2,650 $0.00 $0.00
Holdings After Transaction: Common Stock — 19,179 shares (Direct)
Footnotes (3)
  1. F1. Award of 2,650 restricted stock units for service as a director. The restricted stock units vest on the first anniversary of the award date.
  2. F2. Includes shares resulting from dividend equivalent units earned on restricted stock units that vested on August 5, 2026. Includes 2,650 restricted stock units as of the date this Form 4 is filed.
  3. F3. Includes shares not previously reported that were acquired through the Dividend Reinvestment Plan.
Restricted stock units awarded 2,650 units Awarded to director on August 4, 2026 for board service
Holdings after transaction 19,179 shares and units Direct position reported following the August 4, 2026 award
Award price per share $0.0000 per share Restricted stock unit award reported with no cash consideration per share
Dividend equivalent vesting date August 5, 2026 Date on which referenced restricted stock units vested, generating dividend equivalent shares
restricted stock units financial
"Award of 2,650 restricted stock units for service as a director."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent units financial
"Includes shares resulting from dividend equivalent units earned on restricted stock units."
Dividend equivalent units are bookkeeping credits that mirror cash dividends paid on actual shares, granted to holders of stock-based awards such as restricted stock units or deferred compensation. They matter to investors because they increase a company’s reported employee compensation cost and can lead to issuance of more shares or cash payouts over time, similar to extra pay linked to ownership that affects shareholder dilution and corporate cash flow.
Dividend Reinvestment Plan financial
"Includes shares not previously reported that were acquired through the Dividend Reinvestment Plan."
A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Universal Corp (UVV) director Jacqueline T. Williams report?

Jacqueline T. Williams reported receiving an award of 2,650 restricted stock units of Universal Corp common stock on August 4, 2026 for her service as a director, with no cash price per share disclosed for the award.

When do the 2,650 restricted stock units awarded to the Universal Corp (UVV) director vest?

The 2,650 restricted stock units awarded to Jacqueline T. Williams vest on the first anniversary of the award date. This means they vest exactly one year after August 4, 2026, according to the terms described in the footnote.

How many Universal Corp (UVV) shares and units does Jacqueline T. Williams hold after this Form 4 transaction?

Following the award, Jacqueline T. Williams’ directly held position is reported as 19,179 common shares and units. This figure includes the new 2,650 restricted stock units, dividend equivalent units converted into shares, and shares acquired via the Dividend Reinvestment Plan.

What are the dividend equivalent units mentioned in the Universal Corp (UVV) Form 4 filing?

Dividend equivalent units are credited in lieu of cash dividends on restricted stock units. The filing notes that Williams’ holdings include shares resulting from dividend equivalent units earned on restricted stock units that vested on August 5, 2026.

Were Jacqueline T. Williams’ Universal Corp (UVV) stock awards made under a Rule 10b5-1 trading plan?

The filing indicates the Rule 10b5-1 checkbox is not marked, meaning the reported award was not affirmed as being made under a Rule 10b5-1 trading plan. No separate footnote describes any trading arrangement for this grant.

What role does the Dividend Reinvestment Plan play in Jacqueline T. Williams’ Universal Corp (UVV) holdings?

The reported total of 19,179 shares and units includes shares that were acquired through the Dividend Reinvestment Plan. These were previously unreported shares now included in her direct holdings disclosure.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Williams Jacqueline T.

(Last)(First)(Middle)
9201 FOREST HILL AVENUE

(Street)
RICHMOND VIRGINIA 23235

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL CORP /VA/ [ UVV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/04/2026A(1)2,650A$019,179(2)(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Award of 2,650 restricted stock units for service as a director. The restricted stock units vest on the first anniversary of the award date.
2. Includes shares resulting from dividend equivalent units earned on restricted stock units that vested on August 5, 2026. Includes 2,650 restricted stock units as of the date this Form 4 is filed.
3. Includes shares not previously reported that were acquired through the Dividend Reinvestment Plan.
/s/ Catherine H. Claiborne, attorney-in-fact08/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)