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Universal Corp (NYSE: UVV) awards director 2,650 restricted stock units

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Form Type
4

Rhea-AI Filing Summary

Cantor Diana F reported acquisition or exercise transactions in this Form 4 filing.

Universal Corp director Diana F. Cantor received an equity award of 2,650 restricted stock units for service as a director on August 4, 2026. These units vest on the first anniversary of the award date. After this grant, her reported equity holdings (shares and units) total 30,256, including shares from dividend equivalent units earned on previously vested restricted stock units.

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Insider Cantor Diana F
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1, F2 2,650 $0.00 $0.00
Holdings After Transaction: Common Stock — 30,256 shares (Direct)
Footnotes (2)
  1. F1. Award of 2,650 restricted stock units for service as a director. The restricted stock units vest on the first anniversary of the award date.
  2. F2. Includes shares resulting from dividend equivalent units earned on restricted stock units that vested on August 5, 2026. Includes 2,650 restricted stock units as of the date this Form 4 is filed.
Restricted stock units granted 2,650 Units awarded to director Diana F. Cantor on August 4, 2026
Total holdings after transaction 30,256 Reported equity holdings including shares, dividend equivalent units, and RSUs
Reported transaction price per unit 0.0000 Per-unit price for the restricted stock unit award
Award date 2026-08-04 Date of restricted stock unit grant to the director
Dividend equivalent vesting date August 5, 2026 Date on which RSUs generating dividend equivalent units vested
restricted stock units financial
"Award of 2,650 restricted stock units for service as a director."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent units financial
"Includes shares resulting from dividend equivalent units earned on restricted stock units."
Dividend equivalent units are bookkeeping credits that mirror cash dividends paid on actual shares, granted to holders of stock-based awards such as restricted stock units or deferred compensation. They matter to investors because they increase a company’s reported employee compensation cost and can lead to issuance of more shares or cash payouts over time, similar to extra pay linked to ownership that affects shareholder dilution and corporate cash flow.
director compensation financial
"Award of 2,650 restricted stock units for service as a director."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What transaction did director Diana F. Cantor report for UVV on this Form 4?

Diana F. Cantor reported an award of 2,650 restricted stock units of Universal Corp for her service as a director. The award is an equity-based grant with a reported price of $0.0000 per unit, reflecting compensation rather than a market purchase.

How many restricted stock units were granted to the UVV director in this filing?

The filing shows a grant of 2,650 restricted stock units to director Diana F. Cantor. These units are part of her director compensation and increase her total reported equity holdings when combined with existing shares and prior restricted stock unit awards.

When do the 2,650 restricted stock units granted to the UVV director vest?

The 2,650 restricted stock units vest on the first anniversary of the award date. Since the award date is August 4, 2026, the units are scheduled to vest one year later, aligning with a typical annual vesting schedule for director equity compensation.

What are Diana F. Cantor’s total reported UVV holdings after this grant?

After the award, Diana F. Cantor reports total equity holdings of 30,256 in Universal Corp. This figure includes common shares, shares from dividend equivalent units on prior restricted stock units, and the newly granted 2,650 restricted stock units disclosed in this filing.

Do the reported UVV holdings include dividend equivalent units?

Yes. The reported total of 30,256 includes shares resulting from dividend equivalent units earned on restricted stock units that vested on August 5, 2026. It also includes the 2,650 restricted stock units granted as of the date this Form 4 is filed.

Was the UVV Form 4 transaction reported under a Rule 10b5-1 trading plan?

No. The Form 4 does not indicate that this equity award was made under a Rule 10b5-1 trading plan. It is reported as a grant or award for director service, rather than a transaction executed under a pre-arranged trading program.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cantor Diana F

(Last)(First)(Middle)
9201 FOREST HILL AVENUE

(Street)
RICHMOND VIRGINIA 23235

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL CORP /VA/ [ UVV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/04/2026A(1)2,650A$030,256(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Award of 2,650 restricted stock units for service as a director. The restricted stock units vest on the first anniversary of the award date.
2. Includes shares resulting from dividend equivalent units earned on restricted stock units that vested on August 5, 2026. Includes 2,650 restricted stock units as of the date this Form 4 is filed.
/s/ Catherine H. Claiborne, attorney-in-fact08/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)