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UWMC (UWMC) CFO logs 4,671 RSU vesting and tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

UWM Holdings Corp EVP and CFO Rami Hasani reported equity award activity involving Restricted Stock Units (RSUs) and Class A Common Stock. On February 27, 2026, 4,671 RSUs vested and were settled into an equal number of Class A shares at a transaction price of 4.4100 per share. The company then withheld 1,360 of those shares to cover minimum tax obligations under the award agreement, which is not treated as a sale by the insider. Following these transactions, Hasani directly held 12,426 Class A shares and multiple RSU awards that vest between 2026 and 2032 under the 2020 Omnibus Incentive Plan.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HASANI RAMI

(Last) (First) (Middle)
C/O UWM HOLDINGS CORPORATION
585 SOUTH BLVD E

(Street)
PONTIAC MI 48341

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UWM Holdings Corp [ UWMC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/27/2026 M 4,671(1) A $4.41 13,786 D
Class A Common Stock 02/27/2026 F 1,360(2) D $4.41 12,426 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (3) (4) (4) Class A Common Stock 31,884 31,884 D
Restricted Stock Units (3) (5) (5) Class A Common Stock 183,151 183,151 D
Restricted Stock Units (3) (6) (6) Class A Common Stock 2,500 2,500 D
Restricted Stock Units (3) (5) (5) Class A Common Stock 175,439 175,439 D
Restricted Stock Units (3) (7) (7) Class A Common Stock 12,458 12,458 D
Restricted Stock Units (3) 02/27/2026 M 4,671 (1) (1) Class A Common Stock 4,671 $0 0 D
Explanation of Responses:
1. On February 27, 2026, 4,671 of the Reporting Person's Restricted Stock Units ("RSUs") vested and were settled for an equal number of Class A Common Stock.
2. This transaction is not a sale of shares by the Reporting Person. Instead this reflects shares mandatorily withheld by the Company in accordance with the award agreement to meet the Company's minimum withholding obligations pursuant to a transaction exempt under Rule 16b-3.
3. The RSUs convert to Class A Common Stock on a one-for-one basis.
4. These RSUs vest in accordance with the following schedule: 7,971 vest on August 30, 2026 and 23,913 vest on August 30, 2028. These RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.
5. These RSUs vest on April 1, 2032. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.
6. These RSUs vest on September 1, 2026. These RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.
7. These RSUs vest on March 1, 2027. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.
Remarks:
/s/ Anthony Valentine, as Attorney-in-Fact for Rami Hasani 03/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did UWMC CFO Rami Hasani report on this Form 4?

Rami Hasani reported the vesting and settlement of 4,671 Restricted Stock Units into Class A Common Stock, and a related share withholding for taxes. These are equity award-related transactions, not open-market purchases or sales, reflecting routine compensation events under the company’s incentive plan.

How many UWM Holdings Class A shares did the CFO receive from RSU vesting?

The CFO’s 4,671 Restricted Stock Units vested and were settled for 4,671 Class A Common Stock shares at a transaction price of 4.4100 per share. These shares arose from equity compensation rather than an open-market purchase, as described in the filing’s transaction details and footnotes.

Were any UWMC shares sold by the CFO in this Form 4 filing?

No shares were sold in a traditional sense. The filing states that 1,360 Class A shares were mandatorily withheld by the company to satisfy minimum tax obligations under the award agreement, a transaction characterized as tax-withholding and not as a discretionary sale by the reporting person.

What ongoing RSU holdings does the UWMC CFO report after these transactions?

After the reported transactions, the CFO still holds several blocks of Restricted Stock Units, including awards with 31,884, 183,151, 2,500, 175,439, and 12,458 units. These RSUs remain outstanding and are scheduled to vest on various future dates under the 2020 Omnibus Incentive Plan.

When are key RSU awards for the UWMC CFO scheduled to vest?

One RSU grant vests 7,971 units on August 30, 2026 and 23,913 units on August 30, 2028. Additional RSU awards are scheduled to vest on April 1, 2032, September 1, 2026, and March 1, 2027, all granted under UWM’s 2020 Omnibus Incentive Plan.

Does this UWMC Form 4 indicate open-market buying or selling by the CFO?

The transactions reflect equity award vesting, conversion of RSUs into Class A shares, and tax-withholding dispositions. The codes and footnotes show no open-market buys or sells; instead, they document routine compensation-related movements in the CFO’s share and RSU holdings.
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