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UWM Holdings Corp (UWMC) reports that its majority stockholder, SFS Holding Corp., which controls 79% of the voting power, has approved by written consent two stock-issuance actions required under NYSE rules, without a stockholder meeting. These actions relate to an August 5, 2026, $2.05 billion strategic capital partnership with funds affiliated with Oaktree Capital Management and entities controlled by Mat Ishbia.
Under Action No. 1, UWMC may issue up to 30 million Class A shares to SFS Group upon cash exercise of warrants (15 million at $6.00 and 15 million at $2.00 per share). Under Action No. 2, if a planned $400 million rights offering is not fully subscribed, Ishbia-affiliated parties may receive either up to 200 million Class A shares or warrants that could lead to up to 80 million Class A shares, as part of a backstop arrangement. The preferred and warrant financing has already provided $1.65 billion to UWMC, which is being used for general corporate purposes, including paying down mortgage servicing rights financing facilities.
UWM Holdings Corp (UWMC) describes stockholder written consent approvals that allow significant related-party equity issuances tied to a previously announced $2.05 billion strategic capital partnership with Oaktree-affiliated funds and entities controlled by Mat Ishbia. On August 5, 2026, the company issued $1.65 billion of Series A Preferred Stock plus warrants to purchase 165 million Class A shares at $6.00 and 165 million Class A shares at $2.00 per share. SFS Group, an Ishbia-affiliated entity, received warrants for 30 million Class A shares whose exercise, along with potential issuances under a $400 million rights offering backstopped by Oaktree and the Ishbia Support Parties, required approval under NYSE Section 312.03(b).
The majority stockholder, SFS Holding Corp., which controls about 79% of the voting power of the Outstanding Common Stock as of September 1, 2026, consented in writing to (Action No. 1) issuance of up to 30 million Class A shares to SFS Group upon warrant exercise and (Action No. 2) issuance of either up to 200 million Class A shares, or up to 80 million Class A shares upon warrant exercise, in connection with the Backstop Agreement. No meeting or further vote of other stockholders is required, no appraisal rights are provided, and the approvals become effective no earlier than 40 days after the internet notice is first sent.
UWM Holdings Corp (UWMC) reported that EVP and Chief Financial Officer Rami Hasani had 2,500 Restricted Stock Units vest on September 1, 2026 and settle into 2,500 shares of Class A Common Stock on a one-for-one basis. Of these, 728 shares were mandatorily withheld by the company to satisfy minimum tax-withholding obligations under an arrangement exempt under Rule 16b-3. Hasani continues to hold multiple RSU awards that will vest between March 1, 2027 and April 1, 2032 under the company’s 2020 Omnibus Incentive Plan.
For UWM Holdings Corp (UWMC), EVP and CFO Rami Hasani reported the vesting and settlement of 7,971 Restricted Stock Units (RSUs) into an equal number of Class A Common Stock on August 28, 2026. At the same time, 2,320 Class A shares were mandatorily withheld by the company at $1.49 per share to satisfy minimum tax-withholding obligations under an arrangement exempt under Rule 16b-3. Remaining RSU awards reported include blocks representing 183,151, 175,439, 12,458 and 2,500 underlying Class A shares, each vesting on future dates pursuant to the 2020 Omnibus Incentive Plan.
UWM Holdings Corp filed an initial beneficial ownership report for director Nicholas Daniel Basso. The Form 3 lists him as a director and does not report any equity transactions or holdings at this time, serving as a baseline disclosure of his reporting status.
Norges Bank, the central bank of Norway, filed an amended beneficial ownership report for UWM Holdings Corp common stock. Norges Bank reported beneficial ownership of 13,750,000 shares, representing 4.0534% of the outstanding common stock.
All of these shares are reported with sole voting power and sole dispositive power, with no shared voting or dispositive authority. Norges Bank also indicated that it now holds 5 percent or less of this class of securities.
The Goldman Sachs Group, Inc. and its subsidiary Goldman Sachs & Co. LLC report beneficial ownership of Class A common stock of UWM Holdings Corporation. The filing shows 17,398,287.62 shares beneficially owned, representing 5.1% of the class.
Both entities report 0 shares with sole voting or dispositive power and instead report 17,396,683.62 shares with shared voting power and 17,397,374.62 shares with shared dispositive power. The securities are owned, or may be deemed to be beneficially owned, by Goldman Sachs & Co. LLC, a registered broker-dealer and investment adviser. The Goldman Sachs reporting units disclaim beneficial ownership for certain client accounts and investment entities as described.
UWM Holdings Corporation’s controlling stockholder group filed an amended Schedule 13D reflecting a new $1.65 billion financing with funds affiliated with Oaktree Capital Management and entities associated with Mat Ishbia. The issuer sold $1.5 billion of Series A‑1 preferred stock and warrants to Oaktree purchasers and $150,000,000 of Series A‑2 preferred stock and warrants to SFS Capital. The deal includes Class A and Class B warrants, each to buy Class A common stock, with terms extending up to ten years and NYSE stockholder approval required for SFS Capital’s warrants.
The filing adds SFS Capital Group, LLC as a reporting person and updates ownership. Mat Ishbia is deemed to beneficially own 1,297,097,115 shares of Class A stock (including shares issuable upon conversion or exercise), or 79.4% of the Class A outstanding, but his voting power is capped at 79% by a voting limitation in the charter. SFS Holding Corp. beneficially owns 1,261,862,603 shares (Class D exchangeable into Class A), or 78.7% of the Class A outstanding.
The financing is paired with a backstopped rights offering for 200,000,000 Class A shares targeting at least $400,000,000 in proceeds, priced at the greater of $2.00 per share or 85% of a 10‑day VWAP. Oaktree and Ishbia-affiliated parties have backstop purchase rights and commitments, with options to take additional Class A stock or junior preferred plus warrants. The filing also describes investor rights, support, and an amended tax receivable agreement, and notes that 653,792,940 paired interests are pledged as collateral for multiple loans while preserving SFS’s voting rights absent default.
UWM Holdings Corp disclosed that SFS Group Capital, LLC, an entity managed by CEO Mat Ishbia, acquired 15,000,000 Class A Warrants at a $6.00 exercise price and 15,000,000 Class B Warrants at $2.00, each for Class A common stock and expiring August 5, 2036.
The warrants were issued with SFS Capital’s purchase of 150,000 Series A-1 Preferred shares at $1,000 per share under an August 5, 2026 Securities Purchase Agreement and are not exercisable until stockholders approve their exercise under New York Stock Exchange rules. Ishbia also directly holds 408,131 Class A shares.
UWM Holdings Corporation reported a consolidated net loss of $451.9 million for the quarter ended June 30 2026, compared with net income of $314.5 million a year earlier, as large losses on other interest rate derivatives of $603.2 million and a negative MSR fair‑value change outweighed stronger revenue.
Total revenue rose to $888.0 million (in thousands: 888,003) from 758,700, driven by loan production income of 527,217, loan servicing income of 220,503 and interest income of 140,283 (all in thousands). Quarterly loan originations were $39.7 billion, flat year over year, while year‑to‑date originations increased to $84.6 billion from $72.1 billion. Mortgage servicing rights at fair value grew to $5.31 billion, supported by $2.14 billion of MSR capitalization and $51.8 billion of MSR sales year‑to‑date.
At June 30 2026, total assets were $17.94 billion, funded by $8.60 billion of warehouse lines, $2.95 billion of secured MSR credit facilities and $3.00 billion of senior notes, with equity of $985.3 million. Subsequent to quarter‑end, the company closed a $1.65 billion preferred equity and warrant financing with Oaktree and CEO‑affiliated entities and announced plans for a $400 million Class A common stock rights offering.