UWM Holdings Corp (UWMC) director Nicholas Basso files initial Form 3 ownership

Rhea-AI Filing Summary

UWM Holdings Corp filed an initial beneficial ownership report for director Nicholas Daniel Basso. The Form 3 lists him as a director and does not report any equity transactions or holdings at this time, serving as a baseline disclosure of his reporting status.

FAQ

What does the Form 3 filed for UWMC by Nicholas Daniel Basso report?

The Form 3 for UWM Holdings Corp (UWMC) identifies Nicholas Daniel Basso as a director and serves as his initial beneficial ownership statement. It does not list any equity transactions or specific security holdings.

Does the UWMC Form 3 for Nicholas Daniel Basso show any stock purchases or sales?

No. The Form 3 indicates no reported transactions by Nicholas Daniel Basso. All transaction counts, including buys, sells, exercises, and gifts, are shown as zero in the filing summary data.

Is Nicholas Daniel Basso a 10% owner of UWM Holdings Corp (UWMC)?

According to the Form 3, Nicholas Daniel Basso is reported as a director of UWM Holdings Corp but not as a ten percent owner. The ten percent owner indicator is set to zero in the filing data.

Are there any derivative securities reported for Nicholas Daniel Basso in the UWMC Form 3?

No. The filing shows a derivativeTransactionCount of zero and an empty derivative summary. This indicates no options, warrants, or other derivative securities are reported in this initial statement.

Does the UWMC Form 3 mention a Rule 10b5-1 trading plan for Nicholas Daniel Basso?

No. The 10b5-1 indicator is null, meaning the filing does not state that transactions were made under a Rule 10b5-1 plan. Since no transactions are reported, there is no trading plan detail provided.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/12/2026 - 04:07 PM Accepted by SEC EDGAR 08/12/2026 - 04:06 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Basso Nicholas Daniel

(Last) (First) (Middle)

555 S. FLOWER STREET, 37TH FLOOR

(Street)

LOS ANGELES CALIFORNIA 90071

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/05/2026

3. Issuer Name and Ticker or Trading Symbol
UWM Holdings Corp [ UWMC ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/ Nicholas Daniel Basso	08/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)