UWM Holdings registers resale of up to 330M shares

The resale registration includes warrants exercisable at $6.00 and $2.00 per share, along with common shares issuable upon exercise.

Rhea-AI Filing Summary

UWM Holdings Corp (symbol: UWMC) is the issuer of record for a Form 8-K filing submitted to the SEC. UWM Holdings Corp. registered for resale by selling stockholders up to 1,500,000 shares of Series A-1 Preferred Stock, 165,000,000 Class A Warrants exercisable at $6.00 per share, and 165,000,000 Class B Warrants exercisable at $2.00 per share. The registration also covers up to 330,000,000 Class A common shares issuable upon exercise of the warrants. The securities were issued under a Securities Purchase Agreement dated August 5, 2026. UWM filed Greenberg Traurig, P.A.'s legal opinion as an exhibit, with the firm's consent included.

8-K Event Classification

2 items: 8.01, 9.01

2 items

Item 8.01 Other Events Other

Voluntary disclosure of events the company deems important to shareholders but not covered by other items.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

Key Figures

Series A-1 Preferred Stock registered for resale: up to 1,500,000 shares Class A Warrants registered for resale: 165,000,000 warrants Class A Warrant exercise price: $6.00 per share +3 more

6 metrics

Series A-1 Preferred Stock registered for resale up to 1,500,000 shares Selling stockholders

Class A Warrants registered for resale 165,000,000 warrants Selling stockholders

Class A Warrant exercise price $6.00 per share Exercise price

Class B Warrants registered for resale 165,000,000 warrants Selling stockholders

Class B Warrant exercise price $2.00 per share Exercise price

Class A common shares issuable upon warrant exercise registered for resale up to 330,000,000 shares Selling stockholders

Key Terms

Series A-1 Preferred Stock, Class A Warrants, Class B Warrants, Securities Purchase Agreement

4 terms

Series A-1 Preferred Stock financial

"1,500,000 shares of Series A-1 Preferred Stock"

Series A-1 preferred stock is a specific class of company shares created in an early financing round that typically gives its holders priority over common shareholders for dividends and money if the company is sold or liquidates. Think of it as a special ticket with upfront privileges — often convertible into ordinary shares and sometimes carrying voting or protective rights — so investors use it to reduce risk and preserve control compared with ordinary stock.

Class A Warrants financial

"165,000,000 Class A Warrants at an exercise price of $6.00 per share"

Class B Warrants financial

"165,000,000 Class B Warrants at an exercise price of $2.00 per share"

Class B warrants are tradable contracts that give the holder the right to buy a company's Class B shares at a fixed price before a set date. Think of them as a coupon for a specific model of a product: if the market price of those Class B shares rises above the coupon price, the warrant lets an investor buy shares more cheaply, offering leveraged upside but also the potential to dilute existing owners when converted.

Securities Purchase Agreement financial

"pursuant to the Securities Purchase Agreement, dated August 5, 2026"

A securities purchase agreement is a written contract between a buyer and a seller outlining the terms for buying or selling financial assets such as stocks or bonds. It specifies details like the price, quantity, and conditions of the transaction, similar to a shopping list with agreed-upon terms. For investors, it provides clarity and legal protection when transferring ownership of these financial instruments.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What securities did UWMC register for resale?

UWM registered for resale by selling stockholders up to 1,500,000 shares of Series A-1 Preferred Stock, 165,000,000 Class A Warrants, 165,000,000 Class B Warrants, and 330,000,000 Class A common shares issuable upon exercise of the warrants.

What are the exercise prices of UWMC's registered warrants?

The Class A Warrants have an exercise price of $6.00 per share, and the Class B Warrants have an exercise price of $2.00 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/01/2026 - 04:54 PM Accepted by SEC EDGAR 10/01/2026 - 04:53 PM Learn about SEC filing dates

FALSE000178339800017833982026-10-012026-10-01

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): October 1, 2026

UWM HOLDINGS CORPORATION

(Exact Name of Registrant as Specified in Charter)

Delaware			001-39189			84-2124167
(State or other jurisdiction of incorporation)			(Commission File Number)			(I.R.S. Employer Identification Number)

585 South Boulevard E.
Pontiac,			Michigan						48341
(Address of principal executive offices)									(Zip Code)

Registrant’s telephone number, including area code: (800) 981-8898

(Former name or former address, if changed since last report) Not Applicable

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Class A Common Stock, par value $0.0001 per share

UWMC

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

☐ Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01 Other Events.

On October 1, 2026, pursuant to a registration statement and a related prospectus supplement filed by UWM Holdings Corporation (the “Company”) with the Securities and Exchange Commission, the Company registered for resale by selling stockholders of up to (i) 1,500,000 shares of Series A-1 Preferred Stock, par value $0.0001 per share (the “Series A-1 Preferred Stock”) of UWMC, (ii) 165,000,000 Class A Warrants at an exercise price of $6.00 per share (the “Class A Warrants”), (iii) 165,000,000 Class B Warrants at an exercise price of $2.00 per share (the “Class B Warrants,” and together with the Class A Warrants, the “Warrants”) and (iv) 330,000,000 shares of UWMC’s Class A Common Stock, par value $0.0001 per share (the “Class A Common Stock,” and together with the Series A-1 Preferred Stock and the Warrants, the “Securities”) issuable upon exercise of the Warrants. The Securities were issued pursuant to the Securities Purchase Agreement, dated August 5, 2026, by and between the Company, certain funds or investment vehicles advised, managed by, or otherwise affiliated with Oaktree Capital Management, L.P., SFS Holding Corp., Mat Ishbia, and SFS Group Capital, LLC.

The Company is filing a copy of the legal opinion and consent of Greenberg Traurig, P.A. as Exhibit 5.1 to this Current Report on Form 8-K to add such exhibit to the Company’s Registration Statement on Form S-3ASR (File No. 333-297986).

Item 9.01 Exhibits.

(d) Exhibits

Exhibit No.						Description
5.1						Opinion of Greenberg Traurig, P.A.
23.1						Consent of Greenberg Traurig, P.A. (included in Exhibit 5.1).
104						Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

UWM HOLDINGS CORPORATION
By:			/s/ Rami Hasani
Name:			Rami Hasani
Title:			Executive Vice President, Chief Financial Officer

Date:     October 1, 2026

Filing Exhibits & Attachments

4 documents

Other Documents

• EX-5.1 EX-5.1 10.8 KB
• EX-101 XBRL TAXONOMY EXTENSION SCHEMA DOCUMENT 1.7 KB
• EX-101 XBRL TAXONOMY EXTENSION LABEL LINKBASE DOCUMENT 21.1 KB
• EX-101 XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE DOCUMENT 12.2 KB