Velocity Financial insider plans sale of 1,232 common shares

Velocity Financial, Inc. reports a planned sale of 1,232 shares of common stock through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $22,557.92, expected on August 11, 2026 on the NYSE.

Rhea-AI Filing Summary

Velocity Financial, Inc. reports a planned sale of 1,232 shares of common stock through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $22,557.92, expected on August 11, 2026 on the NYSE. These shares relate to restricted stock units acquired from the issuer on January 23, 2025. The filing also notes prior Rule 10b5-1 sales by Fiona Tam, including a sale of 68 common shares for $1,292.00 on July 7, 2026.

Key Figures

Shares planned for sale: 1,232 shares Aggregate market value: $22,557.92 RSU-related shares: 1,232 shares +1 more

4 metrics

Shares planned for sale 1,232 shares Common stock to be sold through Morgan Stanley Smith Barney LLC

Aggregate market value $22,557.92 Market value of 1,232 shares planned for sale

RSU-related shares 1,232 shares Shares tied to restricted stock units acquired on January 23, 2025

Recent 10b5-1 sale 68 shares for $1,292.00 Common shares sold on July 7, 2026 under Rule 10b5-1 sales

Key Terms

Form 144, Restricted Stock Units, 10b5-1 Sales

3 terms

Form 144 regulatory

"144: Securities Information Common | Morgan Stanley Smith Barney LLC"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Units financial

"Common | 01/23/2025 | Restricted Stock Units | Issuer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

10b5-1 Sales regulatory

"10b5-1 Sales for FIONA TAM 2945 Townsgate Road"

10b5-1 sales are pre-arranged stock-trading plans that let company insiders automatically buy or sell shares according to a fixed schedule or formula, even if they later learn confidential information. Think of it as setting up an automatic thermostat for trades: it creates a clear, documented path that can protect insiders from insider-trading accusations and gives investors a signal about predictable insider activity—though it can also simply be a way for insiders to diversify or raise cash.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stock sale is disclosed for VEL in this Form 144?

The filing discloses a planned sale of 1,232 shares of Velocity Financial common stock with an aggregate market value of $22,557.92, expected to be executed through Morgan Stanley Smith Barney LLC Executive Financial Services.

When were the VEL shares to be sold originally acquired?

The 1,232 shares to be sold are tied to restricted stock units acquired from the issuer on January 23, 2025, indicating the shares stem from an equity compensation award rather than open-market purchases.

What prior sales under a 10b5-1 plan does VEL report?

The document notes Rule 10b5-1 sales for Fiona Tam, including a transaction on July 7, 2026 involving 68 common shares sold for $1,292.00, providing context on recent trading activity under a pre-arranged plan.

Who is handling the planned VEL share sale and where will it occur?

The planned sale of 1,232 Velocity Financial shares is to be handled by Morgan Stanley Smith Barney LLC Executive Financial Services and is expected to be executed on the NYSE, according to the disclosure details.

What does the Form 144 indicate about Fiona Tam’s VEL holdings?

The Form 144 links Fiona Tam to 10b5-1 sales of Velocity Financial common stock, including a sale of 68 shares for $1,292.00 on July 7, 2026, showing limited recent selling activity disclosed over the past three months.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/11/2026 - 04:28 PM Accepted by SEC EDGAR 08/11/2026 - 04:28 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001911775
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	VELOCITY FINANCIAL INC
SEC File Number	001-39183
Address of Issuer	2945 Townsgate Road, Suite 110 Westlake Village CALIFORNIA 91361
Phone	8185323700
Name of Person for Whose Account the Securities are To Be Sold	FIONA TAM
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1232	22557.92	39481457	08/11/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/23/2025	Restricted Stock Units	Issuer			1232	01/23/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for FIONA TAM 2945 Townsgate Road, Suite 110 Westlake Village CA 91361	Common	07/07/2026	68	1292.00

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of restricted stock units during the period of 01/23/2025 through 02/14/2025.
Date of Notice	08/11/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	03/14/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Fiona Tam
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)