Velo3D (VELO) files Form 3 showing no trades by acting CFO

Rhea-AI Filing Summary

Velo3D, Inc. filed an initial statement of beneficial ownership (Form 3) for Bernard Chung, who serves as Acting Chief Financial Officer. The filing reports no transactions, acquisitions, or dispositions of company securities and shows no current reportable holdings or derivative positions for him at this time.

Key Terms

Form 3, beneficial ownership, Acting Chief Financial Officer

3 terms

Form 3 regulatory

"filed an initial statement of beneficial ownership (Form 3) for Bernard Chung"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"filed an initial statement of beneficial ownership (Form 3) for Bernard Chung"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Acting Chief Financial Officer financial

"Bernard Chung, who serves as Acting Chief Financial Officer"

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Chung Bernard

(Last) (First) (Middle)

C/O VELO3D, INC.

2710 LAKEVIEW COURT

(Street)

FREMONT CALIFORNIA 94538

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
12/31/2025

3. Issuer Name and Ticker or Trading Symbol
Velo3D, Inc. [ VELO ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Acting Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24.1 - Power of Attorney

No securities are beneficially owned.

	/s/ Nancy Krystal, Attorney-in-Fact for Bernard Chung	05/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Velo3D (VELO) Form 3 for Bernard Chung show?

The Form 3 for Velo3D’s Acting Chief Financial Officer, Bernard Chung, is an initial beneficial ownership report. It shows no transactions, no acquisitions or dispositions, and no reportable holdings or derivative positions in Velo3D securities as of the filing.

Who is the insider named in the Velo3D (VELO) Form 3 filing?

The insider named is Bernard Chung, identified as Velo3D’s Acting Chief Financial Officer. The filing classifies him as an officer, not a director or 10% owner, and provides his officer title as part of the beneficial ownership disclosure.

Does the Velo3D (VELO) Form 3 report any stock purchases or sales?

No, the Form 3 reports no stock purchases or sales by Bernard Chung. The transaction summary shows zero buy, sell, exercise, gift, tax-withholding, or restructuring transactions, indicating no trading activity in Velo3D securities in this initial statement.

Are any derivative securities disclosed in the Velo3D (VELO) Form 3?

No derivative securities are disclosed for Bernard Chung in this Form 3. The derivative summary is empty and the transaction summary indicates zero derivative transactions or exercises, so no options, warrants, or similar instruments are reported for him in this filing.

Does Bernard Chung qualify as a 10% owner in Velo3D (VELO) based on the Form 3?

Based on the Form 3 data, Bernard Chung is not classified as a 10% owner of Velo3D. The reporting person section flags him as an officer only, with no indication that he meets the threshold for ten percent beneficial ownership under SEC rules.