Welcome to our dedicated page for Velo3D SEC filings (Ticker: VELO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Velo3D filings document the company’s metal additive manufacturing business, public-company governance, and capital structure. Its disclosures include operating results, earnings materials, proxy statements for shareholder voting, executive compensation arrangements, equity incentive awards, and officer appointments tied to finance and accounting leadership.
Material-event filings describe financing and balance-sheet actions, including convertible promissory notes, amendments to senior secured convertible debt, common-stock issuance matters, and sale-leaseback arrangements involving Sapphire and Sapphire XC metal 3D printers and related equipment. The filing record also covers material agreements, related-party arrangements, registration and offering disclosures, risk-related capital-structure matters, and annual meeting governance items.
Velo3D, Inc. director Kenneth Dale Thieneman reported that an entity associated with him, Thieneman Construction, Inc., converted a 12.0% Senior Secured Convertible Promissory Note into common stock. The February 10, 2025 note had $10,000,000 principal and was converted on March 4, 2026.
According to the filing, Thieneman Construction delivered a notice of conversion for $10,000,000 of principal plus accrued and unpaid interest into 1,145,830 shares of common stock, at a stated conversion price of $10.5000 per share. Following the transaction, 1,145,830 shares are reported as owned indirectly through Thieneman Construction, and 6,376 shares are held directly by Mr. Thieneman.
Velo3D, Inc. director Kenneth Dale Thieneman reported an indirect acquisition of a 12.0% Senior Secured Convertible Promissory Note with a principal amount of $10,000,000, held by Thieneman Construction, Inc.
The note is dated February 10, 2025. Effective as of August 19, 2025, upon the listing of Velo3D common stock on the Nasdaq Capital Market, he had the right, at his option, to convert all or any portion of the outstanding principal into common shares at a conversion price of $10.50 per share.
Velo3D, Inc. updated the compensation package for its Chief Executive Officer, Arun Jeldi. Effective January 1, 2026, he will receive an annual base salary of $650,000 and is eligible for an annual incentive bonus of up to 100% of base salary, determined by the Compensation Committee based on performance objectives.
Mr. Jeldi will also be entitled to an annual stock option grant equal to 2–3% of Velo3D’s total common stock outstanding at the time of each grant. These options will vest in stages tied to enterprise valuation milestones: 10% at $1 billion, 20% at $3 billion, 30% at $5 billion, and 40% at $10 billion. The Compensation Committee approved this structure on February 13, 2026.
Velo3D, Inc. director Lloyd Jason Michael reported two indirect open-market purchases of the company’s common stock. On September 4, 2025, he bought 6,000 shares at $3.74 per share, and on November 3, 2025, he bought 1,000 shares at $4.95 per share. The shares are held in an IRA and a managed investment account for his benefit, and he retains beneficial ownership. Following these transactions, he indirectly owns 13,376 shares.
Velo3D, Inc. CEO and director Arun Jeldi reported acquiring 12,583 shares of common stock on February 15, 2026 through the exercise and settlement of 12,583 restricted stock units at a price of $0.00 per share. Following this derivative exercise and conversion, his direct holdings increased to 37,746 shares of common stock.
The footnotes explain that each restricted stock unit represents a right to receive one common share for no consideration. They also clarify that 25% of the RSU grant vests on February 15, 2026, with the remaining 75% vesting in equal quarterly installments over the next three years, and correct an earlier Form 4 that had misstated the initial vesting date.
Alyeska Investment Group and affiliates report a 9.9% beneficial stake in Velo3D, Inc. common stock. They report beneficial ownership of 2,430,305 shares, including 2,424,242 common PIPE shares and 6,063 shares issuable under warrants.
The group has shared voting and dispositive power over all 2,430,305 shares and no sole voting or dispositive power. The ownership percentage is based on 24,548,535 Velo3D shares outstanding as of December 31, 2025. The holders certify the position is held in the ordinary course of business and not for the purpose of changing or influencing control.
Velo3D, Inc. has a significant shareholder in Investment Company, Inc., a Delaware-based investment adviser. As of December 31, 2025, it reported beneficial ownership of 2,153,052 shares of Velo3D common stock, representing 8.7% of the outstanding class.
The shares are held across three funds it advises: 212,121 shares by Special Situations Cayman Fund, L.P., 335,780 shares by Special Situations Technology Fund, L.P., and 1,605,151 shares by Special Situations Technology Fund II, L.P. The adviser has sole voting and investment power over these shares and certifies they are held in the ordinary course of business, not to change or influence control of Velo3D.
Velo3D, Inc. has filed a resale prospectus covering up to 3,636,363 shares of common stock previously issued in a December 2025 private placement. Only the selling stockholders may sell these shares, and Velo3D will not receive any proceeds from their sale, though it will cover registration expenses. The private placement was priced at $8.25 per share.
Velo3D provides integrated metal additive manufacturing systems based on proprietary laser powder bed fusion technology, targeting aerospace, defense, energy and other high‑value applications. A 1‑for‑15 reverse stock split became effective in July 2025, and all share figures have been adjusted. Shares outstanding were 24,617,630 as of January 12, 2026.
The company remains a smaller reporting company and reports significant losses and liquidity pressure. For 2024, revenue was $41.0M with a net loss of $73.3M. Cash and cash equivalents were $1.2M at year-end 2024, and the auditors highlighted substantial doubt about Velo3D’s ability to continue as a going concern.