Welcome to our dedicated page for Velo3D SEC filings (Ticker: VELO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Velo3D filings document the company’s metal additive manufacturing business, public-company governance, and capital structure. Its disclosures include operating results, earnings materials, proxy statements for shareholder voting, executive compensation arrangements, equity incentive awards, and officer appointments tied to finance and accounting leadership.
Material-event filings describe financing and balance-sheet actions, including convertible promissory notes, amendments to senior secured convertible debt, common-stock issuance matters, and sale-leaseback arrangements involving Sapphire and Sapphire XC metal 3D printers and related equipment. The filing record also covers material agreements, related-party arrangements, registration and offering disclosures, risk-related capital-structure matters, and annual meeting governance items.
Velo3D insider acquisition reported by Lloyd Jason Michael. The filing shows a 09/27/2025 transaction in which 3,188 Restricted Stock Units (RSUs) were reported as acquired and will convert to common stock on settlement. The RSUs carry a $0 conversion price and are described as each representing a contingent right to one share. Following the reported transaction the reporting person beneficially owns 11,187 shares of common stock. The RSUs vest 25% quarterly beginning June 27, 2025 with remaining installments on Sept 27, 2025; Dec 27, 2025; Mar 27, 2026; and Jun 27, 2026, subject to continued service. The Form 4 is signed by an attorney-in-fact on 10/01/2025.
Insider filing by Hull Xu (CFO) discloses changes in beneficial ownership of Velo3D, Inc. (VELO) securities dated 08/15/2025 and filed 09/24/2025. The reporting person received multiple restricted stock unit (RSU) awards and recorded some RSU dispositions on that date. After the reported transactions, the filing shows the reporting person beneficially owns 64,442 RSUs underlying common stock in total (with a separate line showing 61,077 following another transaction set).
The RSUs are contingent rights to receive one share of common stock upon settlement for no consideration and reflect a 1-for-15 reverse stock split effected July 25, 2025. Vesting schedules are described: one grant vests 25% after one year starting April 2024 with the remainder quarterly over three years; another grant vests 25% after one year starting May 2025 with the remainder quarterly over three years, both contingent on continued service.
Reporting person: Jason Michael Lloyd, listed at Velo3D, Inc.
This Form 4 discloses an award of 12,752 Restricted Stock Units (RSUs) granted on 06/27/2025. Each RSU represents the right to receive one share of the issuer's common stock upon settlement for no consideration. The RSUs vest 25% quarterly, commencing June 27, 2025, with subsequent vesting on September 27, 2025, December 27, 2025 and March 27, 2025, subject to continued service. The filing notes an adjustment that "reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025." The form is signed by an attorney-in-fact, Bernard Chung, on behalf of Jason Michael Lloyd on 09/23/2025.
Velo3D, Inc. director Adrian Keppler was granted 12,752 restricted stock units (RSUs) on 06/27/2025. Each RSU converts into one share of common stock for no consideration upon settlement. The RSUs vest 25% quarterly beginning 06/27/2025, with subsequent vesting on 09/27/2025, 12/27/2025 and 03/27/2025, subject to continued service. The filing notes a 1-for-15 reverse stock split effected by the issuer on 07/25/2025 and reflects the post-split share amounts. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Keppler on 09/23/2025.
Insider grant and ownership update: Kenneth Dale Thieneman, a director of Velo3D, Inc. (reported symbol VLDXW), was granted 12,752 Restricted Stock Units (RSUs) on 06/27/2025. Each RSU converts into one share of common stock upon settlement for no consideration. The RSUs vest 25% quarterly starting June 27, 2025, with additional vesting on September 27, 2025, December 27, 2025, and March 27, 2025, subject to continued service. Following a 1-for-15 reverse stock split on July 25, 2025, the reporting person is shown as beneficially owning 14,375 shares (direct).
Insider grant of restricted stock units to a director, reported for Velo3D, Inc. The filing shows that director Stefan Krause was granted 12,752 restricted stock units (RSUs) on 06/27/2025, each representing a contingent right to one share of common stock upon settlement for no cash consideration. The RSUs vest in four equal tranches: 25% on the grant date and the remainder on the subsequent quarterly vesting dates (September 27, December 27 and March 27), conditioned on continued service. The filing also discloses a 1-for-15 reverse stock split that was later reflected in the share counts. The report was submitted via attorney-in-fact signature and lists the reporting person as a director.