STOCK TITAN

Venu Holding Corp (VENU) CEO buys 4,750 shares in open-market trade

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Venu Holding Corp (VENU) reported an insider share purchase by its CEO & Chairman, Jay W. Roth. On 2026-08-14, Roth purchased 4,750 shares of common stock in an open market or private transaction at $1.9715 per share, bringing his directly held stake to 9,267,864 shares. He is also deemed to have indirect beneficial ownership of additional shares held in two living trusts: 62,500 shares in the JWR Living Trust and 999,720 shares in the KMR Living Trust, where he serves as trustee.

Positive

  • None.

Negative

  • None.
Insider ROTH JAY W
Role CEO & Chairman
Bought 4,750 shs ($9K)
Type Security Shares Price Value
Purchase Common Stock, par value $0.001 4,750 $1.9715 $9K
holding Common Stock, par value $0.001 F1 -- -- --
holding Common Stock, par value $0.001 F2 -- -- --
Holdings After Transaction: Common Stock, par value $0.001 — 9,267,864 shares (Direct); Common Stock, par value $0.001 — 62,500 shares (Indirect, By JWR Living Trust dated November 19, 2012); Common Stock, par value $0.001 — 999,720 shares (Indirect, By KMR Living Trust dated November 19, 2012)
Footnotes (2)
  1. F1. These shares of common stock are owned directly by the JWR Living Trust dated November 19, 2012 (the "JWR Living Trust"), of which Mr. Jay W. Roth is a trustee. As a trustee, Mr. Roth is deemed to have indirect beneficial ownership of the securities held by the JWR Living Trust.
  2. F2. These shares of common stock are owned directly by the KMR Living Trust dated November 19, 2012 (the "KMR Living Trust"), of which Mr. Roth is a trustee. As a trustee, Mr. Roth is deemed to have indirect beneficial ownership of the shares held by the KMR Living Trust.
Shares purchased 4,750 shares Common stock bought by Jay W. Roth on 2026-08-14
Purchase price $1.9715 per share Price paid for Venu Holding Corp common stock
Direct holdings after transaction 9,267,864 shares Common stock directly owned by Jay W. Roth following the purchase
Indirect holdings - JWR Living Trust 62,500 shares Common stock held by JWR Living Trust dated November 19, 2012
Indirect holdings - KMR Living Trust 999,720 shares Common stock held by KMR Living Trust dated November 19, 2012
indirect beneficial ownership financial
"Mr. Roth is deemed to have indirect beneficial ownership of the securities held"
living trust financial
"These shares of common stock are owned directly by the JWR Living Trust dated"
open market or private transaction financial
"transaction code description: Purchase in open market or private transaction"

FAQ

What insider transaction did VENU report for CEO Jay W. Roth?

Venu Holding Corp reported that CEO Jay W. Roth purchased 4,750 shares of common stock on 2026-08-14 at $1.9715 per share in an open market or private transaction, increasing his directly held position.

How many VENU shares does Jay W. Roth hold directly after this transaction?

After the reported purchase, Jay W. Roth directly holds 9,267,864 shares of Venu Holding Corp common stock. This figure reflects his direct ownership only and excludes additional shares he is deemed to own indirectly through trusts.

Does Jay W. Roth have indirect ownership of VENU shares through trusts?

Yes. Jay W. Roth is a trustee of the JWR Living Trust, which holds 62,500 shares, and the KMR Living Trust, which holds 999,720 shares. As trustee, he is deemed to have indirect beneficial ownership of these shares.

Was the VENU insider trade by Jay W. Roth under a Rule 10b5-1 plan?

The filing indicates the Rule 10b5-1 checkbox was not affirmed, meaning the reported 4,750-share purchase was not designated as being made pursuant to a Rule 10b5-1 trading plan in this report.

What type of security did Jay W. Roth buy in the VENU transaction?

Jay W. Roth purchased common stock of Venu Holding Corp, with a par value of $0.001 per share. The transaction was classified as a non-derivative open market or private purchase of the company’s common equity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ROTH JAY W

(Last)(First)(Middle)
C/O VENU HOLDING CORPORATION
1755 TELSTAR DRIVE, SUITE 501

(Street)
COLORADO SPRINGS COLORADO 80920

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Venu Holding Corp [ VENU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
CEO & Chairman
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.00108/14/2026P4,750A$1.97159,267,864D
Common Stock, par value $0.00162,500IBy JWR Living Trust dated November 19, 2012(1)
Common Stock, par value $0.001999,720IBy KMR Living Trust dated November 19, 2012(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares of common stock are owned directly by the JWR Living Trust dated November 19, 2012 (the "JWR Living Trust"), of which Mr. Jay W. Roth is a trustee. As a trustee, Mr. Roth is deemed to have indirect beneficial ownership of the securities held by the JWR Living Trust.
2. These shares of common stock are owned directly by the KMR Living Trust dated November 19, 2012 (the "KMR Living Trust"), of which Mr. Roth is a trustee. As a trustee, Mr. Roth is deemed to have indirect beneficial ownership of the shares held by the KMR Living Trust.
/s/ Heather Atkinson, as attorney-in-fact for Jay W. Roth08/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)