Welcome to our dedicated page for Venu Holding SEC filings (Ticker: VENU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Venu Holding's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Venu Holding's regulatory disclosures and financial reporting.
Venu Holding Corporation is conducting a registered direct offering of $25,000,000 in Senior Secured Convertible Debentures with Warrants to purchase up to 1,000,000 common shares, plus the underlying conversion and exercise shares. The Debentures carry a 5% original issue discount and an initial fixed conversion price of $7.50 per share, with a variable-price feature and an $0.448 floor if payment failures or Events of Default occur.
On the issuance date, Venu expects gross proceeds of $11.875 million, potentially rising to $23.75 million if a $12.5 million holdback tied to an appraisal of The Sunset BA project is released, translating to estimated net proceeds of about $10.9 million or $22.0 million. Proceeds are intended primarily to fund construction and development of The Sunset BA amphitheater in Broken Arrow, Oklahoma, with any remainder for working capital and general corporate purposes. The Debentures are secured by first‑priority liens on key Broken Arrow subsidiaries’ assets and guaranteed personally by Venu’s CEO, include required monthly installments of $5 million principal plus a payment premium, and are subject to an 11,767,980‑share NYSE American Exchange Cap and 4.99%–9.99% beneficial ownership limits.
BlackRock, Inc. reported beneficial ownership of common stock of VENU HOLDING CORP on a Schedule 13G filing. BlackRock’s reporting business units hold 2,894,402 shares of VENU common stock, representing 5.03% of the class. They have sole voting power over 2,859,983 shares and sole dispositive power over 2,894,402 shares, with no shared voting or dispositive power. The shares are held for various underlying clients, and no single other person has more than five percent of VENU’s outstanding common stock through these holdings.
Venu Holding Corporation, through its wholly owned subsidiary Sunset Operations at Broken Arrow, LLC, has entered into a Consulting and Management Agreement with Legends Global Theater Management, LLC for the Regent Bank Amphitheater in Broken Arrow, Oklahoma. Legends will provide pre-opening advisory services covering planning, design coordination, staffing, budgeting, marketing, and vendor contracting, then become the venue’s exclusive day-to-day manager once it opens. During the management term, Legends controls operations, event booking and programming, vendor and financial administration, subject to certain approval rights and an existing economic development agreement. Compensation includes a fixed monthly pre-opening advisory fee, a base management fee (greater of a fixed annual amount or a percentage of Adjusted Gross Income), an incentive fee tied to key performance indicators, and food-and-beverage commissions, plus reimbursement of defined operating expenses. The agreement also assigns Legends responsibility for administering a project-related special assessment and delivering annual audited reports and management plans. A related press release notes the venue is targeted to open in Fall 2026 with 12,500-seat capacity.
Venu Holding Corp director Thomas M. Finke received a board-approved grant of stock options covering 200,000 shares of common stock at a $2.44 exercise price. Of these, 100,000 options vested immediately on July 22, 2026, and 100,000 will vest on the first anniversary; all expire July 22, 2029, leaving him with options on 200,000 shares.
Venu Holding Corporation entered into a Secured Promissory Note and Guaranty Agreement with Ryan, LLC on July 17, 2026, providing a secured bridge loan with $20,000,000 principal plus up to $500,000 of capitalized fees. The bridge loan bears 18% per annum interest, paid in kind and added monthly to principal, and all obligations are due in cash 90 days after the Closing Date, with voluntary prepayment allowed at any time.
The company must apply proceeds to construction costs for its in‑development amphitheater projects, including the Sunset Amphitheater in McKinney, Texas, and make mandatory prepayments from specified funding programs, government incentive payments, and FireSuite receivables. The loan is secured by the El Paso, Centennial, and SHC properties and related assets, certain incentive payments and funding program proceeds, and FireSuite receivables; CEO J.W. Roth provided a personal guaranty, and each entity guarantor guaranteed the obligations.
To accommodate these liens, Pueblo Bank and Trust amended the existing Pueblo Facility to broaden Permitted Liens, allow related borrowings and guaranties, and narrow its collateral mainly to assets financed with its term loan, specified deposit accounts, and SHC rents. Venu characterized the facility as part of a disciplined, non‑dilutive capital approach in a July 21, 2026 press release.
Venu Holding Corp director, CEO and Chairman Jay W. Roth reported an open-market purchase of 7,850 shares of common stock at $2.5364 per share. Following this transaction, he holds 9,263,114 shares directly, plus indirect beneficial ownership of 999,720 shares through the KMR Living Trust and 62,500 shares through the JWR Living Trust.
Venu Holding Corp director and CEO Jay W. Roth reported an open-market purchase of 1,620 shares of common stock at $2.0994 per share. After this transaction, he directly holds 9,255,264 common shares. In addition, indirect holdings include 999,720 shares held by the KMR Living Trust and 62,500 shares held by the JWR Living Trust, where he serves as trustee and is deemed to have indirect beneficial ownership.
Venu Holding Corp director Thomas M. Finke bought 15,000 shares of Common Stock in an open-market purchase at $3.74 per share. After this transaction, he directly owns 44,961 shares. This filing shows an increase in his personal stake through a straightforward market purchase.
Venu Holding Corporation entered into an ATM Sales Agreement with ThinkEquity LLC, allowing it to sell up to $250 million of common stock through an at-the-market offering. Shares may be sold from time to time on the NYSE American or other permitted markets under an effective Form S-3 shelf registration.
The company will pay ThinkEquity a 3.0% commission on the gross sales price of any shares sold and reimburse certain expenses. Neither party is obligated to sell or purchase shares, and the company may suspend or terminate sales, with the agreement automatically ending once total sales reach $250 million or if earlier terminated.
Venu Holding Corporation has filed a prospectus supplement to sell, through an at-the-market program, up to $250,000,000 of its common stock under a Sales Agreement with ThinkEquity. The Sales Agent may sell shares from time to time as an “at the market offering” and will be paid a 3.0% commission on aggregate gross proceeds.
The prospectus states 57,481,545 shares of Common Stock were outstanding as of the supplement, and the Company intends to use net proceeds, if any, for ongoing venue development (including Oklahoma and Texas projects), sales and marketing, and working capital. The supplement also discloses recent property transactions, including a $20,000,000 Chattanooga land purchase and a sale-leaseback of the Ford Amphitheater property for $49,700,000 closed on June 5, 2026.