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Veritone (NASDAQ: VERI) board member lands 240,000 RSUs at $0

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Taketa Richard H reported acquisition or exercise transactions in this Form 4 filing.

Veritone, Inc. director Richard H. Taketa reported equity awards and updated holdings. He received two grants of restricted stock units (RSUs), each representing 120,000 shares of Veritone common stock at no purchase price. One 120,000-share RSU award will fully vest on the earlier of July 7, 2027 or the day immediately preceding Veritone’s 2027 annual meeting of stockholders. The other 120,000-share RSU award will vest 50% on the same 2027 date and 50% on March 14, 2028. Following these awards, he holds 349,416 shares directly and 70,848 shares indirectly through a family trust as trustee with his spouse.

Positive

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Negative

  • None.
Insider Taketa Richard H
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 120,000 $0.00 $0.00
Grant/Award Common Stock 120,000 $0.00 $0.00
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 349,416 shares (Direct); Common Stock — 70,848 shares (Indirect, Held in Family Trust)
Footnotes (3)
  1. F1. Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders.
  2. F2. Consists of RSUs representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. Fifty percent of such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders and 50% of such RSUs will vest on March 14, 2028.
  3. F3. Shares are held by reporting person and his spouse as trustees of a family trust.
RSU grant 1 size 120,000 shares Restricted stock units vesting on earlier of July 7, 2027 or before 2027 annual meeting
RSU grant 2 size 120,000 shares Restricted stock units vesting 50% on 2027 date and 50% on March 14, 2028
Direct holdings after transaction 349,416 shares Veritone common stock held directly by Richard H. Taketa
Indirect holdings after transaction 70,848 shares Veritone common stock held via family trust where he and spouse are trustees
RSU grant price $0.00 per share Both 120,000-share RSU awards reported at no purchase price
restricted stock units ("RSUs") financial
"Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 120,000 shares"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
annual meeting of stockholders financial
"the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders"
Family Trust financial
"Shares are held by reporting person and his spouse as trustees of a family trust."
grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Taketa Richard H
(Last)(First)(Middle)
C/O VERITONE, INC.
1615 PLATTE STREET, 2ND FLOOR
(Street)
DENVER COLORADO 80202
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Veritone, Inc. [ VERI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/07/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/07/2026A120,000(1)A$0229,416D
Common Stock07/07/2026A120,000(2)A$0349,416D
Common Stock70,848IHeld in Family Trust(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders.
2. Consists of RSUs representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. Fifty percent of such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders and 50% of such RSUs will vest on March 14, 2028.
3. Shares are held by reporting person and his spouse as trustees of a family trust.
/s/ Craig Gatarz, Attorney-in-Fact07/09/2025
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR