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  4. [Form 4] Veritone, Inc. Insider Trading Activity

Veritone (VERI) director Knute P. Kurtz awarded 240,000 RSUs in new grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

KURTZ KNUTE P. reported acquisition or exercise transactions in this Form 4 filing.

Veritone, Inc. director Knute P. Kurtz received two equity awards in the form of restricted stock units (RSUs) tied to the company’s common stock. Each grant covers 120,000 shares, for a total of 240,000 underlying shares of Veritone stock.

One 120,000-share RSU grant will fully vest on the earlier of July 7, 2027, or the day immediately before Veritone’s 2027 annual meeting of stockholders. The other 120,000-share grant vests in two equal parts, with 50% on the same 2027 date and the remaining 50% on March 14, 2028. These are compensation-related awards at no purchase price, not open-market share purchases.

Positive

  • None.

Negative

  • None.
Insider KURTZ KNUTE P.
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 120,000 $0.00 $0.00
Grant/Award Common Stock 120,000 $0.00 $0.00
Holdings After Transaction: Common Stock — 379,433 shares (Direct)
Footnotes (2)
  1. F1. Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders.
  2. F2. Consists of RSUs representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. Fifty percent of such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders and 50% of such RSUs will vest on March 14, 2028.
First RSU grant 120,000 shares RSUs vesting on earlier of July 7, 2027 or before 2027 annual meeting
Second RSU grant 120,000 shares RSUs vesting 50% on 2027 date and 50% on March 14, 2028
Grant price per share $0.00 per share Equity compensation award, not open-market purchase
Shares following first transaction 379,433 shares Non-derivative holdings reported after one RSU grant
Shares following second transaction 259,433 shares Non-derivative holdings reported after the other RSU grant
restricted stock units ("RSUs") financial
"Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 120,000 shares"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
vesting financial
"representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
annual meeting of stockholders financial
"the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders"

FAQ

What did Veritone (VERI) director Knute P. Kurtz report on this Form 4?
Knute P. Kurtz reported receiving two grants of restricted stock units. Each grant represents 120,000 shares of Veritone common stock, awarded as equity compensation at no purchase price, subject to future vesting conditions and timelines set by the company.

How many Veritone (VERI) shares are covered by the new RSU awards?
The new awards cover a total of 240,000 shares. Kurtz received two separate restricted stock unit grants, each representing the right to receive 120,000 shares of Veritone common stock if the specified vesting conditions are satisfied over time.

When will Knute P. Kurtz’s Veritone (VERI) RSUs vest?
One 120,000-share RSU grant will fully vest on the earlier of July 7, 2027, or the day immediately before Veritone’s 2027 annual meeting of stockholders. The second 120,000-share grant vests 50% on that same date and 50% on March 14, 2028.

Did Knute P. Kurtz buy Veritone (VERI) shares in the open market?
No, this Form 4 reflects compensation-related equity awards, not open-market purchases. The transactions are coded as grants of restricted stock units at a price of $0.00 per share, meaning no cash was paid to acquire these potential future shares.

What do the RSU grants mean for Knute P. Kurtz’s Veritone (VERI) ownership?
The RSU grants increase Kurtz’s potential future ownership if the awards vest. The filing shows non-derivative holdings after the transactions, and the 240,000 RSUs represent additional rights to receive Veritone shares upon future vesting events.

Are the Veritone (VERI) RSU awards tied to specific company meetings or dates?
Yes, both grants reference Veritone’s 2027 annual meeting of stockholders. Vesting for each RSU grant occurs on the earlier of July 7, 2027, or the day immediately before that meeting, with part of one grant vesting later on March 14, 2028.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KURTZ KNUTE P.
(Last)(First)(Middle)
C/O VERITONE, INC.
1615 PLATTE STREET, 2ND FLOOR
(Street)
DENVER COLORADO 80202
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Veritone, Inc. [ VERI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/07/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/07/2026A120,000(1)A$0259,433D
Common Stock07/07/2026A120,000(2)A$0379,433D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders.
2. Consists of RSUs representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. Fifty percent of such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders and 50% of such RSUs will vest on March 14, 2028.
/s/ Craig Gatarz, Attorney-in-Fact07/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR