STOCK TITAN

Veritone (VERI) director granted 240,000 RSUs vesting through 2028

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Morales Francisco reported acquisition or exercise transactions in this Form 4 filing.

Veritone, Inc. director Francisco Morales reported two equity compensation awards in the form of restricted stock units. Each award covers 120,000 RSUs, representing future rights to receive common shares at no purchase price.

For one award, all 120,000 RSUs vest on the earlier of July 7, 2027 or the day immediately before Veritone’s 2027 annual stockholder meeting. For the second award, 50% vests on that same 2027 date benchmark and the remaining 50% vests on March 14, 2028, aligning compensation with multi‑year service.

Positive

  • None.

Negative

  • None.
Insider Morales Francisco
Role null
Type Security Shares Price Value
Grant/Award Common Stock 120,000 $0.00 --
Grant/Award Common Stock 120,000 $0.00 --
Holdings After Transaction: Common Stock — 157,500 shares (Direct, null)
Footnotes (1)
  1. Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders. Consists of RSUs representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. Fifty percent of such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders and 50% of such RSUs will vest on March 14, 2028.
RSU grant 1 size 120,000 RSUs Award representing rights to Veritone common shares
RSU grant 2 size 120,000 RSUs Second award representing rights to Veritone common shares
Grant price $0.00 per share Reported transaction price for both RSU awards
Cliff vesting date benchmark July 7, 2027 Or the day before Veritone’s 2027 annual stockholder meeting
Final vesting date March 14, 2028 Remaining 50% of second RSU award vests
restricted stock units ("RSUs") financial
"Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 120,000 shares"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
annual meeting of stockholders financial
"the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders"
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
Common Stock financial
""security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
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FAQ

What insider transaction did Veritone (VERI) director Francisco Morales report?

Francisco Morales reported receiving two equity awards of restricted stock units, each covering 120,000 shares of Veritone common stock. These are stock-based compensation grants, not open-market share purchases or sales, and vest over time based on continued service.

How many Veritone (VERI) restricted stock units did Francisco Morales receive?

He received two separate awards, each consisting of 120,000 restricted stock units tied to Veritone common stock. In total, the grants cover 240,000 RSUs, which convert into shares only as they vest according to the specified schedules through 2027 and 2028.

When do Francisco Morales’s Veritone (VERI) RSU grants vest?

One 120,000-unit RSU award vests entirely on the earlier of July 7, 2027, or the day before Veritone’s 2027 annual stockholder meeting. The second award vests 50% on that same 2027 date benchmark and 50% on March 14, 2028, extending vesting into 2028.

Are Francisco Morales’s Veritone (VERI) RSU awards market purchases of stock?

No. The Form 4 describes RSU grants classified as “Grant, award, or other acquisition” at a price of $0.00 per share. These are compensation awards from Veritone, not shares bought or sold in the open market, and they vest over future dates if conditions are met.

What does a $0.00 price per share mean for the Veritone (VERI) RSUs?

The $0.00 price per share indicates the RSUs were granted as compensation with no cash exercise price. Morales will receive Veritone common shares for each unit that vests, without paying an additional purchase price, subject to the vesting terms and continued service.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Morales Francisco

(Last)(First)(Middle)
C/O VERITONE, INC.
1615 PLATTE STREET, 2ND FLOOR

(Street)
DENVER COLORADO 80202

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Veritone, Inc. [ VERI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/07/2026A120,000(1)A$0157,500D
Common Stock07/07/2026A120,000(2)A$0277,500D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders.
2. Consists of RSUs representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. Fifty percent of such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders and 50% of such RSUs will vest on March 14, 2028.
/s/ Craig Gatarz, Attorney-in-Fact07/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)