VIAVI operations chief acquires 18,490 vested shares

Vesting converted the market stock units one-for-one into common stock, and the company retained shares to meet the associated tax liability.

Rhea-AI Filing Summary

VIAVI Solutions Inc.'s SVP, Chief Operations Officer, Anthony Michael Petrucci, reported vesting of 18,490 market stock units on September 22, 2026; each unit converted into one common share. The company retained 5,012 shares for tax withholding at a reported $36.40 per share, and the amount retained did not exceed the tax liability. Petrucci also reported 10,954 market stock units reflecting satisfied performance metrics; they vest May 28, 2027, subject to continued service. No Rule 10b5-1 plan is reported.

Insider Trade Summary

18,490 shares exercised/converted

Exercise 4 txns

Insider Petrucci Anthony Michael

Role SVP, Chief Operations Officer

Type	Security	Shares	Price	Value
Exercise	Market Stock Units F1, F3, F4	18,490	$0.00	$0.00
Grant/Award	Market Stock Units F1, F5, F4	10,954	$0.00	$0.00
Exercise	Common Stock F1	18,490	$0.00	$0.00
Tax Withholding	Common Stock F2	5,012	$36.40	$182K

Holdings After Transaction: Market Stock Units — 46,564 contracts (Direct); Common Stock — 35,149 shares (Direct)

Footnotes (5)

1. F1. Each stock unit converts upon vesting into one share of common stock.
2. F2. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
3. F3. Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2025 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.
4. F4. There are no expiration dates on MSUs.
5. F5. Represents the market stock units granted on May 28, 2025, which reflect the satisfaction of performance metrics. The market stock units vest on May 28, 2027, subject to continued service.

Key Figures

Common shares acquired upon vesting: 18,490 shares Shares retained for tax withholding: 5,012 shares Reported per-share amount: $36.40 per share +2 more

5 metrics

Common shares acquired upon vesting 18,490 shares September 22, 2026; converted from market stock units

Shares retained for tax withholding 5,012 shares September 22, 2026

Reported per-share amount $36.40 per share Shares retained for tax withholding

Market stock units 10,954 units Reflect performance metrics that were satisfied; vest May 28, 2027, subject to continued service

Vesting level 150.00% of target First tranche of market-leveraged stock units granted August 28, 2025

Key Terms

Market Stock Units, total stockholder return, tax withholding obligations, Rule 10b5-1 plan

4 terms

Market Stock Units technical

"Each stock unit converts upon vesting into one share of common stock."

total stockholder return financial

"based on our total stockholder return during the performance periods"

Total stockholder return is the percentage gain or loss an investor would have experienced over a period from both changes in a stock’s price and any cash payouts such as dividends, assuming those payouts are reinvested in the stock. It matters because it shows the complete financial outcome of owning a share — like measuring both a house’s change in sale value and the rent you collected — and lets investors fairly compare performance across companies and time.

tax withholding obligations financial

"to meet the tax withholding obligations of the award-holder"

Rule 10b5-1 plan regulatory

"No Rule 10b5-1 plan is reported."

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many VIAV shares did Anthony Michael Petrucci acquire and have withheld?

On September 22, 2026, 18,490 common shares were acquired when vested market stock units converted one-for-one; the company retained 5,012 shares for tax withholding at a reported $36.40 per share.

When do Anthony Michael Petrucci's 10,954 VIAV market stock units vest?

The 10,954 market stock units vest on May 28, 2027, subject to continued service. The units reflect satisfaction of performance metrics and were granted on May 28, 2025.

What performance level applied to Anthony Michael Petrucci's VIAV award vesting?

The first tranche of market-leveraged stock units granted on August 28, 2025, vested at 150.00% of target based on total stockholder return during the performance periods stated in the grant agreement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/23/2026 - 03:41 PM Accepted by SEC EDGAR 09/23/2026 - 03:40 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Petrucci Anthony Michael

(Last) (First) (Middle)

C/O VIAVI SOLUTIONS INC.

1445 SOUTH SPECTRUM BLVD, SUITE 102

(Street)

CHANDLER ARIZONA 85286

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
VIAVI SOLUTIONS INC. [ VIAV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, Chief Operations Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/22/2026		M(1)		18,490	A	$0	40,161	D
Common Stock	09/22/2026		F(2)		5,012	D	$36.4	35,149	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Market Stock Units	$0	09/22/2026		M(1)			18,490	(3)	(4)	Common Stock	18,490	$0	24,655	D
Market Stock Units	$0	09/22/2026		A(1)		10,954		(5)	(4)	Common Stock	10,954	$0	21,909	D

Explanation of Responses:

1. Each stock unit converts upon vesting into one share of common stock.

2. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

3. Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2025 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

4. There are no expiration dates on MSUs.

5. Represents the market stock units granted on May 28, 2025, which reflect the satisfaction of performance metrics. The market stock units vest on May 28, 2027, subject to continued service.

	/s/ Donna T. Rossi, attorney-in-fact	09/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)