STOCK TITAN

VIAVI Insider Sale: 9,927 Shares Disposed Under 10b5-1 Plan

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Kevin Christopher Siebert, SVP General Counsel & Secretary of VIAVI Solutions Inc. (VIAV), reported a sale of 9,927 shares of the issuer's common stock on 09/25/2025. The sale was made pursuant to a Rule 10b5-1 stock trading plan dated September 10, 2024, and was executed in multiple trades at prices ranging from $12.08 to $12.27, with a weighted average sale price of $12.17. Following the reported transaction, the reporting person beneficially owned 84,598 shares. The Form 4 was signed by attorney-in-fact Donna T. Rossi.

Positive

  • Sale executed under a Rule 10b5-1 plan, indicating a pre-established, non-discretionary trading arrangement
  • Complete price range disclosure ($12.08 to $12.27) with weighted average price reported ($12.17)
  • Form 4 filed with attorney-in-fact signature, demonstrating procedural compliance

Negative

  • Reporting person disposed of 9,927 shares, reducing beneficial ownership from prior levels to 84,598 shares
  • Transaction reflects insider liquidity, which may be interpreted by some investors as a reduction in insider holdings

Insights

TL;DR: Insider sale under a pre-established plan; transaction is factual reporting, not a discretionary sale.

The Form 4 discloses a routine disposition of 9,927 shares by the company's SVP General Counsel executed under a Rule 10b5-1 plan. Because the sale was pre-planned and executed across multiple trades at prices between $12.08 and $12.27, the filing documents the mechanics and resulting beneficial ownership of 84,598 shares. This disclosure supplies transparency on insider liquidity but does not provide forward-looking operational or financial information about the company.

TL;DR: Disclosure aligns with governance best practices; sale executed under a documented 10b5-1 plan.

The submission shows compliance with Section 16 reporting requirements and cites a 10b5-1 trading plan dated September 10, 2024, which indicates the disposition was prearranged. The filing includes the requisite price range disclosure and attestation via attorney-in-fact signature. From a governance perspective, the document meets standard disclosure norms but contains no indication of unusual timing or material noncompliance.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Siebert Kevin Christopher

(Last) (First) (Middle)
C/O VIAVI SOLUTIONS INC.
1445 SOUTH SPECTRUM BLVD, SUITE 102

(Street)
CHANDLER AZ 85286

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
VIAVI SOLUTIONS INC. [ VIAV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP Gen. Counsel & Secretary
3. Date of Earliest Transaction (Month/Day/Year)
09/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/25/2025 S(1) 9,927 D $12.17(2) 84,598 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan dated September 10, 2024.
2. This transaction was executed in multiple trades at prices ranging from $12.08 to $12.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
/s/ Donna T. Rossi, attorney-in-fact 09/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Kevin Siebert (VIAV) report on Form 4?

The filing reports a sale of 9,927 shares on 09/25/2025 executed under a Rule 10b5-1 trading plan with a weighted average price of $12.17.

Was the sale discretionary or part of a pre-established plan?

The sale was made pursuant to a Rule 10b5-1 stock trading plan dated September 10, 2024, indicating it was pre-established.

How many VIAV shares does the reporting person own after the sale?

Following the reported transactions the reporting person beneficially owned 84,598 shares.

At what prices were the VIAV shares sold?

The transaction was executed in multiple trades at prices ranging from $12.08 to $12.27; the weighted average sale price was $12.17.

Who signed the Form 4 for the reporting person?

The Form 4 was signed by Donna T. Rossi, attorney-in-fact, on behalf of the reporting person.
Viavi Solutions Inc

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VIAV Stock Data

4.08B
219.47M
1.61%
99.26%
4.27%
Communication Equipment
Semiconductors & Related Devices
Link
United States
CHANDLER