VICR Form 144: Proposed sale of 26,017 shares

VICR submitted a Form 144 notifying proposed sales of 26,017 shares of Common Stock tied to the exercise of stock options, with a proposed sale date of 03/11/2026.

Accepted by SEC EDGAR 03/11/2026 - 04:39 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

VICR submitted a Form 144 notifying proposed sales of 26,017 shares of Common Stock tied to the exercise of stock options, with a proposed sale date of 03/11/2026.

The filing also records prior 10b5-1 sales by James Schmidt of 5,000 shares for $550,000 on 12/22/2025. Cash settlement for the exercise is indicated.

Insights

Securities Compliance Analyst

Routine Section 144 notice covering option-exercise sales and a disclosed 10b5-1 block sale.

The notice lists a proposed sale of 26,017 common shares associated with an exercise of stock options and indicates cash settlement on 03/11/2026. The filing follows Section 144 procedures for broker-handled dispositions.

The excerpt also documents prior 10b5-1 activity: James Schmidt sold 5,000 shares for $550,000 on 12/22/2025. Cash-flow treatment for the proposed sales is identified as Cash; other transaction mechanics and ultimate execution depend on broker and plan instructions.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does VICR's Form 144 report?

It reports a proposed sale of 26,017 common shares tied to option exercises with a proposed date of 03/11/2026. It also lists a prior 10b5-1 sale of 5,000 shares for $550,000 on 12/22/2025.

Who executed the prior 10b5-1 sale disclosed in the filing?

The prior 10b5-1 sale was executed by James Schmidt, who sold 5,000 shares for $550,000 on 12/22/2025. That transaction is reported separately from the proposed option-related sale.

Does the Form 144 show how the proposed sale will be settled?

Yes; the filing indicates the option-related securities are to be settled for Cash in connection with the exercise and proposed sale scheduled for 03/11/2026. No further proceeds allocation is stated in the excerpt.

Is the 26,017 share figure confirmed as sold in this filing?

No; the Form 144 notifies a proposed sale of 26,017 shares in connection with an exercise on 03/11/2026. The notice signals intent to sell under Section 144 procedures, not completion of the sale.

Which broker or intermediary is listed on the Form 144?

The excerpt lists Morgan Stanley Smith Barney LLC with an address at 1 New York Plaza, 8th Floor, New York, NY. The broker appears as the listed intermediary for the proposed transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001866281
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	VICOR CORPORATION
SEC File Number	000-18277
Address of Issuer	25 Frontage Road Andover MASSACHUSETTS 01810
Phone	9784702900
Name of Person for Whose Account the Securities are To Be Sold	JAMES SCHMIDT
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	26017	4573788.60	33646426	03/11/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/11/2026	Exercise of Stock Options	Issuer			26017	03/11/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for JAMES SCHMIDT 25 Frontage Road Andover MA 01810	Common	12/22/2025	5000	550000.00

144: Remarks and Signature

Remarks	The securities to be sold were and will be received upon the exercise of stock options over the next three months. The dates of acquisition and payment were and will be the dates of exercise/sale.
Date of Notice	03/11/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/10/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ James Schmidt
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)