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Vicor VP Alex Gusinov acquires 3,075 shares

The three exercises involved options with three different exercise prices and resulted in 3,075 shares of common stock.

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Form Type
4

Rhea-AI Filing Summary

VICOR CORP (VICR) Corp. VP -Engineering Alex Gusinov exercised three non-qualified stock options on November 3, 2026, acquiring 616, 2,015 and 444 shares of common stock at exercise prices of $60.61, $41.61 and $75.43 per share, respectively. Together, the exercises acquired 3,075 shares of common stock. No Rule 10b5-1 plan is reported.

Insider Gusinov Alex
Role Corp. VP -Engineering
Type Security Shares Price Value
Exercise Non Qualified Stock Option 616 $0.00 $0.00
Exercise Non Qualified Stock Option 2,015 $0.00 $0.00
Exercise Non Qualified Stock Option 444 $0.00 $0.00
Exercise Common Stock 616 $60.61 $37K
Exercise Common Stock 2,015 $41.61 $84K
Exercise Common Stock 444 $75.43 $33K
Holdings After Transaction: Non Qualified Stock Option — 7,719 contracts (Direct); Common Stock — 9,064 shares (Direct)
Holdings Before and After: Non Qualified Stock Option, 10,794 to 7,719 contracts (Direct); Common Stock, 5,989 to 9,064 shares (Direct)
Common shares acquired through option exercise 616 shares November 3, 2026; exercise price $60.61 per share
Common shares acquired through option exercise 2,015 shares November 3, 2026; exercise price $41.61 per share
Common shares acquired through option exercise 444 shares November 3, 2026; exercise price $75.43 per share
Exercise price $60.61 per share For 616 common shares acquired November 3, 2026
Exercise price $41.61 per share For 2,015 common shares acquired November 3, 2026
Exercise price $75.43 per share For 444 common shares acquired November 3, 2026
Non Qualified Stock Option financial
"Non Qualified Stock Option"
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Rule 10b5-1 plan financial
"No Rule 10b5-1 plan is reported"
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many VICR shares did Alex Gusinov acquire through option exercises?

Alex Gusinov acquired 3,075 shares of common stock through three non-qualified stock option exercises on November 3, 2026: 616 shares, 2,015 shares and 444 shares.

What were the exercise prices for Alex Gusinov's VICR options?

The reported exercise prices were $60.61 per share for 616 shares, $41.61 per share for 2,015 shares, and $75.43 per share for 444 shares, all on November 3, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gusinov Alex

(Last)(First)(Middle)
25 FRONTAGE RD.

(Street)
ANDOVER MASSACHUSETTS 01810

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
VICOR CORP [ VICR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Corp. VP -Engineering
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock11/03/202611/03/2026M616A$60.616,605D
Common Stock11/03/202611/03/2026M2,015A$41.618,620D
Common Stock11/03/202611/03/2026M444A$75.439,064D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Non Qualified Stock Option$60.6111/03/202611/03/2026M61604/25/202504/25/2027Common Stock616$01,232D
Non Qualified Stock Option$41.6111/03/202611/03/2026M2,01505/02/202505/02/2027Common Stock2,015$06,043D
Non Qualified Stock Option$75.4311/03/202611/03/2026M44405/12/202505/12/2027Common Stock444$0444D
Explanation of Responses:
/s/Quentin A. Fendelet Attorney in Fact for Alex Gusinov11/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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