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Vicor (VICR) CEO’s 5,924-share 10b5-1 sale leaves over 9M held

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Vicor Corporation Chairman and CEO Patrizio Vinciarelli reported open-market sales of company stock. On March 23, 2026, he sold a total of 5,924 shares of Vicor common stock in two transactions at prices of $175.00 and $176.00 per share, as disclosed through weighted-average pricing.

These transactions were executed pursuant to a Rule 10b5-1 trading plan adopted on November 3, 2025, indicating they were pre-scheduled. After the sales, he directly owned 9,058,163 shares of common stock and also had 171,125 shares held indirectly through an irrevocable trust established for the benefit of his child.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
VINCIARELLI PATRIZIO

(Last)(First)(Middle)
C/O VICOR CORPORATION
25 FRONTAGE RD.

(Street)
ANDOVER MASSACHUSETTS 01810

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
VICOR CORP [ VICR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
Chairman and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock171,125ISee Footnote(1)
Common Stock03/23/2026S(2)3,134D$175(3)9,060,953D
Common Stock03/23/2026S(2)2,790D$176(4)9,058,163D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares are held by the reporting person as Trustee of the Patrizio Vinciarelli Irrevocable Trust U/A Dated 12/21/2012, established for the benefit of the child of the reporting person.
2. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025.
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.0000 to $175.0000. The reporting person undertakes to provide to Vicor Corporation, any security holder of Vicor Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (4) to this Form 4.
4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.0000 to $176.0000.
/s/Quentin A. Fendelet Attorney in fact for Patrizio Vinciarelli03/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did VICR Chairman and CEO Patrizio Vinciarelli report?

Patrizio Vinciarelli reported selling 5,924 shares of Vicor common stock in open-market transactions. The sales occurred on March 23, 2026, at weighted-average prices of $175.00 and $176.00 per share, according to the Form 4 disclosure.

At what prices did the VICR insider sell Vicor common stock?

The insider sales were executed at weighted-average prices of $175.00 and $176.00 per share. Each reflected multiple trades within those ranges, as described in the Form 4 footnotes detailing how the weighted-average prices were calculated.

How many Vicor shares does the VICR CEO hold after the reported sale?

Following the March 23, 2026 sales, the CEO directly owned 9,058,163 shares of Vicor common stock. He also had 171,125 additional shares held indirectly through an irrevocable trust established for the benefit of his child.

Was the VICR insider sale made under a Rule 10b5-1 trading plan?

Yes. The filing states the sale was effected pursuant to a Rule 10b5-1 trading plan adopted on November 3, 2025. Such plans pre-schedule trades, making the timing more routine than discretionary transactions.

Does the VICR Form 4 include indirect holdings for the Vicor insider?

Yes. The Form 4 notes 171,125 Vicor shares held indirectly by the reporting person as trustee of the Patrizio Vinciarelli Irrevocable Trust, established for the benefit of his child, in addition to his direct share ownership.

How significant is the 5,924-share sale relative to the VICR insider’s position?

The reported sale of 5,924 shares is small compared with the CEO’s remaining 9,058,163 directly owned shares. The filing shows the transaction represents only a minor portion of his overall Vicor shareholdings.
Vicor Corp

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7.85B
23.84M
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