Vicor CFO exercises options, sells 15,500 shares
Vicor Corporation director and CFO James F. Schmidt exercised stock options for 15,500 shares of common stock at exercise prices of $93.33 and $48.38 per share.
Accepted by SEC EDGAR
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Form Type
4
Rhea-AI Filing Summary
Vicor Corporation director and CFO James F. Schmidt exercised stock options for 15,500 shares of common stock at exercise prices of $93.33 and $48.38 per share. He then sold 15,500 shares in open-market transactions between $169.43 and $180.56 per share under a Rule 10b5-1 trading plan, leaving no shares of common stock directly held.
Insider Trade Summary 10b5-1
Exercise and Sale: 15,500 shares ($1.32M approx. pre-tax spread)
Exercise and Sale
12 txns
Insider
Schmidt James F
Role
CFO, Treasurer, Secretary
Sold
15,500 shs ($2.75M)
Approx. gross sale proceeds
$2.75M
Approx. exercise cost
$1.42M
Approx. pre-tax spread
$1.32M
Share of Position Sold
100%
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Non Qualified Stock Option | 15,000 | $0.00 | $0.00 |
| Exercise | Non Qualified Stock Option | 500 | $0.00 | $0.00 |
| Exercise | Common Stock | 15,000 | $93.33 | $1.40M |
| Exercise | Common Stock | 500 | $48.38 | $24K |
| Sale | Common Stock | 900 | $169.48 | $153K |
| Sale | Common Stock | 800 | $172.9638 | $138K |
| Sale | Common Stock | 300 | $174.4133 | $52K |
| Sale | Common Stock | 1,997 | $176.3531 | $352K |
| Sale | Common Stock | 4,401 | $177.5735 | $782K |
| Sale | Common Stock | 5,157 | $178.4011 | $920K |
| Sale | Common Stock | 1,245 | $179.2188 | $223K |
| Sale | Common Stock | 700 | $180.4614 | $126K |
Holdings After Transaction:
Non Qualified Stock Option — 5,000 contracts (Direct);
Common Stock — 0 shares (Direct)
Holdings Before and After:
Non Qualified Stock Option, 20,500 to 5,000 contracts (Direct);
Common Stock, 0 to 0 shares (Direct)
Other Insiders: 11 other insiders reported open-market sales of this stock in the 30 days up to this filing.
Footnotes (9)
- F1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2025.
- F2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.4300 to $169.5300. The reporting person undertakes to provide to Vicor Corporation, any security holder of Vicor Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (9) to this Form 4.
- F3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.8300 to $173.0400.
- F4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $174.3800 to $174.4400.
- F5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.9500 to $176.9200.
- F6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.9700 to $177.9300.
- F7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.9900 to $178.9000.
- F8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.9900 to $179.9500.
- F9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.1500 to $180.5600.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did Vicor (VICR) report for CFO James F. Schmidt?
Vicor reported that CFO James F. Schmidt exercised options for 15,500 shares of common stock, then sold 15,500 shares in multiple open-market trades. The transactions occurred on March 11, 2026, leaving him with no directly held common shares after the sales.
Were the Vicor (VICR) insider sales made under a Rule 10b5-1 plan?
Yes. A footnote states the sale was effected under a Rule 10b5-1 trading plan adopted on December 10, 2025. Such plans schedule trades in advance, indicating these transactions were pre-arranged rather than timed discretionarily in response to short-term market movements.
What option exercises did the Vicor (VICR) CFO report in this filing?
He exercised two non-qualified stock option grants covering 15,500 underlying shares of common stock. The options had exercise prices of $93.33 and $48.38 per share, and the filing’s summary shows total option exercises of 15,500 shares in these derivative transactions.
What is the net effect of the reported Vicor (VICR) insider transactions?
Overall, the transactions reflect option exercises for 15,500 shares and open-market sales of 15,500 shares. The transaction summary shows net sell activity of 15,500 shares, characterized as a combination of derivative exercises and subsequent sales, resulting in no remaining directly held common shares.
AI-generated analysis. How Rhea-AI works. Not financial advice.
