Vinci Compass (VINP) CFO logs pre-planned insider sales but keeps large stake

Filing Impact

(Neutral)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Vinci Compass Investments Ltd. Chief Financial Officer Sergio Passos Ribeiro reported indirect open-market sales of Class A Common Shares through entity SPR Capital Ltd. The filings show sales of 1,852 shares at a weighted average price of $10.84 on May 7, 2026 and 719 shares at a weighted average price of $11.06 on May 6, 2026, totaling 2,571 shares sold. After these transactions, 294,779 shares are reported as indirectly held through SPR Capital Ltd., and a separate holding entry shows 465,967 shares indirectly held through SPR Opportunity Investments as of May 6, 2026. The filing notes that these sales were effected under a Rule 10b5-1 trading plan adopted on December 15, 2025, indicating they were pre-arranged rather than opportunistic trades.

Insider Trade Summary 10b5-1

Net Seller: 2,571 shares ($28,028)

Net Sell 3 txns

Insider Ribeiro Sergio Passos

Role Chief Financial Officer

Sold 2,571 shs ($28K)

Type	Security	Shares	Price	Value
Sale	Class A Common Shares	1,852	$10.84	$20K
Sale	Class A Common Shares	719	$11.06	$8K
holding	Class A Common Shares	--	--	--

Holdings After Transaction: Class A Common Shares — 294,779 shares (Indirect, By: SPR Capital Ltd.)

Footnotes (1)

The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.91 to $11.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.75 to $11.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Key Figures

Shares sold May 7, 2026: 1,852 shares at $10.84 Shares sold May 6, 2026: 719 shares at $11.06 Total shares sold: 2,571 shares +2 more

5 metrics

Shares sold May 7, 2026 1,852 shares at $10.84 Indirect open-market sale via SPR Capital Ltd.

Shares sold May 6, 2026 719 shares at $11.06 Indirect open-market sale via SPR Capital Ltd.

Total shares sold 2,571 shares Net insider sales reported in this Form 4

Indirect holdings via SPR Capital Ltd. 294,779 shares Shares indirectly owned following reported sales

Indirect holdings via SPR Opportunity Investments 465,967 shares Holding entry as of May 6, 2026

Key Terms

Rule 10b5-1 trading plan, weighted average price, Class A Common Shares

3 terms

Rule 10b5-1 trading plan financial

"The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The price reported is a weighted average price. These shares were sold in multiple transactions"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

Class A Common Shares financial

"security_title: "Class A Common Shares""

A Class A common share is a specific type of ordinary company share that represents an ownership stake and usually carries particular voting rights or payout priorities compared with other share classes. For investors it matters because those differences affect how much influence you have over company decisions, how dividends or liquidation proceeds might be distributed, and how easily the shares trade — like choosing between car models where one has extra features (more control) and another focuses on price or availability (liquidity).

Form 4 Insider Transactions: What Each Field Means →

05/08/2026 - 07:34 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ribeiro Sergio Passos

(Last)

(First)

(Middle)

AV. BARTOLOMEU MITRE, 336

(Street)

LEBLON-RIO DE JANEIRO

22431-002

(City)

(State)

(Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Vinci Compass Investments Ltd. [ VINP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Shares	05/06/2026		S⁽¹⁾		719	D	$11.06⁽²⁾	296,631	I	By: SPR Capital Ltd.
Class A Common Shares	05/07/2026		S⁽¹⁾		1,852	D	$10.84⁽³⁾	294,779	I	By: SPR Capital Ltd.
Class A Common Shares								465,967	I	By: SPR Opportunity Investments

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025.

2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.91 to $11.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.75 to $11.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

	/s/ Julya Sotto Mayor Wellisch, as Attorney-in-Fact for Sergio Passos Ribeiro	05/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did VINP CFO Sergio Passos Ribeiro report on this Form 4?

He reported indirect sales of 2,571 Vinci Compass Class A Common Shares through SPR Capital Ltd. These included 1,852 shares at a weighted average $10.84 and 719 shares at a weighted average $11.06 in open-market transactions executed on May 6 and 7, 2026.

At what prices were the Vinci Compass (VINP) shares sold in the reported insider trades?

The Form 4 shows weighted average sale prices of $11.06 for 719 shares and $10.84 for 1,852 shares. Footnotes explain these were averages across multiple trades in ranges from $10.75 to $11.33, with detailed trade data available on request.

How many Vinci Compass (VINP) shares does the CFO indirectly hold after the reported sales?

After the sales, 294,779 Class A Common Shares are indirectly held through SPR Capital Ltd. A separate holding entry shows 465,967 shares indirectly held through SPR Opportunity Investments as of May 6, 2026, indicating substantial remaining indirect ownership associated with the reporting person.

Were the Vinci Compass (VINP) insider sales made under a Rule 10b5-1 trading plan?

Yes. A footnote states the reported sale was effected under a Rule 10b5-1 trading plan adopted on December 15, 2025. Such plans pre-schedule trades, indicating the timing of these sales was set in advance rather than decided opportunistically.

Are the reported Vinci Compass (VINP) insider holdings direct or indirect?

All positions in this Form 4 are reported as indirect. Shares sold and remaining are held through entities identified as SPR Capital Ltd. and SPR Opportunity Investments, with ownership coded as indirect rather than directly in the CFO’s personal name.