Welcome to our dedicated page for Virtu Financial SEC filings (Ticker: VIRT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Virtu Financial, Inc. (VIRT) brings together the company’s official U.S. regulatory documents, including Forms 10-K, 10-Q and 8-K, along with exhibits and related materials. As a Delaware-incorporated issuer with securities listed on the New York Stock Exchange, Virtu reports under file number 001-37352 and uses these filings to disclose financial results, corporate actions, financing arrangements and executive compensation details.
In its current reports on Form 8-K, Virtu furnishes quarterly earnings press releases under Item 2.02, providing information on net income, total revenues, trading income and non-GAAP metrics such as Adjusted Net Trading Income, EBITDA, Adjusted EBITDA and Normalized Adjusted Net Income. These filings also describe segment performance across Market Making and Execution Services and summarize share repurchase activity and dividend declarations. For users analyzing VIRT’s results, the filings page offers direct access to these primary financial disclosures.
Other 8-K filings address material definitive agreements and capital structure changes. For example, Virtu has reported amendments to its credit agreement and the issuance of incremental senior secured first lien term B-2 loans, including maturity dates, interest rate options and amortization terms. Such filings are key for understanding the company’s long-term debt obligations and liquidity profile. Executive employment and separation agreements, including those related to the appointment of a new Chief Executive Officer and the transition of a prior CEO, are also disclosed under Item 5.02, detailing salary, bonus structures, equity awards, severance and change-in-control provisions.
On Stock Titan, these SEC filings are updated in near real time from EDGAR and paired with AI-powered summaries that explain the core points of lengthy documents. Users can quickly see what changed in a new 10-Q or 10-K, how a Form 4 or executive agreement affects governance and compensation, and where new credit agreements or term loans alter Virtu’s obligations. This combination of raw filings and AI explanations helps investors and researchers interpret Virtu Financial’s regulatory record more efficiently.
Virtu Financial EVP Stephen Cavoli reported an open-market sale of Class A common stock. On February 17, 2026, he sold 28,370 shares at a weighted average price of $38.9375 per share, in transactions executed between $38.7065 and $39.16. Following this sale, he directly owned 116,191 shares of Class A common stock.
Cavoli also reported direct ownership of 85,463 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Virtu Class A common stock under the company’s Second Amended and Restated 2015 Management Incentive Plan. These RSUs vest in installments in February 2027, February 2028, and February 2029.
Virtu Financial EVP Stephen Cavoli reported multiple open-market sales of a combined 71,630 shares of Class A common stock between February 11 and 13, 2026, at weighted-average prices around the high-$30 range per share.
After these transactions, he directly held 144,561 Class A shares. He also held 85,463 restricted stock units, each representing a right to receive one Class A share, scheduled to vest in installments in February 2027, February 2028, and February 2029 under Virtu’s management incentive plan.
Virtu Financial Inc has a shareholder planning to sell 100,000 shares of its Class A common stock through UBS Financial Services on the NYSE, with an approximate sale date of 02/11/2026 and 84,906,703 shares outstanding.
The shares to be sold were acquired mainly through RSU/PSU equity compensation grants from Virtu Financial Inc on various dates in 2023 and 2026, rather than for cash. The notice states that the seller represents they are not aware of any undisclosed material adverse information about Virtu’s current or prospective operations.
Virtu Financial, Inc. Chief Financial Officer Cindy Lee reported several equity compensation changes dated February 4, 2026. Restricted stock units (RSUs) converted into Class A common stock, with part of the shares withheld by the company to cover taxes under its 2015 Management Incentive Plan.
Lee also received a new grant of 8,284 RSUs, which are scheduled to vest on February 4, 2027, 2028, and 2029. After these transactions, she directly beneficially owned 31,637 shares of Class A common stock and 74,207 RSUs. Separately, 4,760 non-voting common interest units of Virtu Financial LLC are held indirectly through Virtu Employee Holdco LLC, where she disclaims beneficial ownership except for her pecuniary interest.
Virtu Financial’s Chief Financial Officer reported equity compensation changes and an amendment to a prior insider filing. On February 4, 2025, the CFO received 2,343 shares of Class A common stock granted under the company’s 2015 Management Incentive Plan and had 1,296 shares withheld to cover taxes, leaving 13,377 shares held directly.
The filing also shows new restricted stock unit awards covering 3,514 and 50,000 shares of Class A common stock, which vest in stages during February 2026–2029. In addition, there are 4,760 non-voting common interest units in Virtu Financial LLC indirectly held through Virtu Employee Holdco LLC, where the CFO disclaims beneficial ownership beyond his economic interest. The amendment clarifies that the 2,343 RSUs vested immediately upon grant and adds the 50,000 RSU grant that was not shown previously.
Virtu Financial director Virginia Gambale reported an open-market sale of Class A common stock. On February 5, 2026, she sold 2,950 shares at $37.50 per share, leaving her with 23,978 shares held directly. She also reports holding 3,392 restricted stock units granted under Virtu’s Amended and Restated 2015 Management Incentive Plan, each representing a contingent right to receive one Class A share and scheduled to vest on July 1, 2021.
Virtu Financial Co-President & Co-COO Brett Fairclough reported multiple equity compensation events. On February 3 and 4, 2026, restricted stock units (RSUs) vested and were settled into Class A common stock, with portions of the shares withheld by the company to cover taxes under its management incentive plans.
On February 4, 2026, Fairclough also received a new grant of 22,593 RSUs, which are scheduled to vest in equal annual installments on February 4, 2027, 2028, and 2029. The filing also notes 10,930 non-voting common interest units of Virtu Financial LLC held indirectly through Virtu Employee Holdco LLC, where Fairclough disclaims beneficial ownership except for his pecuniary interest.
Virtu Financial EVP Stephen Cavoli reported equity compensation activity involving Class A common stock and restricted stock units (RSUs). On February 3 and 4, 2026, previously granted RSUs vested and were settled into shares of Class A common stock, with a portion of those shares withheld by the company to cover taxes.
Cavoli also received a new grant of 22,593 RSUs on February 4, 2026, which will vest in three equal installments on February 4, 2027, February 4, 2028, and February 4, 2029. Following these transactions, he directly holds 216,191 shares of Class A common stock and 85,463 RSUs.
Virtu Financial CEO Aaron Wyatt Simons reported equity compensation activity involving Class A common stock and restricted stock units (RSUs). On February 3, 2026, 11,588 RSUs vested and were settled in shares, with a portion of the shares withheld to cover taxes. On February 4, 2026, a further 7,531 RSUs vested and were settled, again with some shares withheld for taxes, and he received a separate grant of 21,394 shares of Class A common stock. Simons was also granted 32,089 new RSUs, which will vest in three equal installments on February 4, 2027, February 4, 2028, and February 4, 2029. Following these transactions, he directly held derivative awards covering 112,056 RSUs.
Virtu Financial Co-President & Co-COO Joseph Molluso reported equity compensation activity involving Class A common stock and stock units. On February 3, 2026, 11,588 shares were issued upon RSU vesting, with 6,409 shares withheld for taxes, leaving 519,853 shares directly owned. On February 4, 2026, 15,062 additional shares were issued from vested RSUs and 8,330 shares were withheld for taxes, bringing his direct Class A common stock holdings to 526,585 shares.
Derivative transactions show RSU conversions and awards at no cash exercise price. After these, he held 86,347 restricted stock units and 7,531 deferred stock units, with the newly granted 22,593 RSUs scheduled to vest in three equal installments on February 4, 2027, 2028, and 2029.