Virtu director Barbara Finigan becomes reporting insider

Virtu Financial, Inc. (VIRT) filed an initial statement of beneficial ownership (Form 3) for Barbara Finigan, who is identified as a director of the company and not an officer or ten percent owner.

Rhea-AI Filing Summary

Virtu Financial, Inc. (VIRT) filed an initial statement of beneficial ownership (Form 3) for Barbara Finigan, who is identified as a director of the company and not an officer or ten percent owner. The filing establishes her status as a reporting person with respect to Virtu’s equity securities.

Key Terms

Form 3, beneficial ownership, reporting person

3 terms

Form 3 regulatory

"Initial statement of beneficial ownership filed on Form 3 for a director."

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"Initial statement of beneficial ownership describing the reporting person’s status."

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

reporting person regulatory

"Identifies Barbara Finigan as a reporting person with respect to Virtu’s securities."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Virtu Financial (VIRT) report in this Form 3 filing for Barbara Finigan?

Virtu Financial reports an initial statement of beneficial ownership (Form 3) for Barbara Finigan, identifying her as a director and a reporting person with respect to Virtu’s equity securities.

What is Barbara Finigan’s role at Virtu Financial (VIRT) in this Form 3?

The Form 3 identifies Barbara Finigan as a director of Virtu Financial. She is not listed as an officer and is not indicated as a ten percent owner in this filing.

Does the Virtu Financial (VIRT) Form 3 for Barbara Finigan show any insider transactions?

No transactions are reported. The Form 3 serves as an initial statement of beneficial ownership for Barbara Finigan and does not list any buy, sell, or derivative transactions.

Why is this Form 3 important for Virtu Financial (VIRT) investors?

This Form 3 formally identifies Barbara Finigan as a reporting person and director of Virtu Financial, providing transparency about insiders who will be subject to ongoing ownership and transaction reporting requirements.

Is Barbara Finigan a ten percent owner of Virtu Financial (VIRT) according to this Form 3?

No. The Form 3 indicates that Barbara Finigan is not a ten percent owner of Virtu Financial; she is listed solely in her capacity as a director.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/28/2026 - 04:20 PM EDT Accepted by SEC EDGAR 08/28/2026 - 04:19 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Finigan Barbara

(Last) (First) (Middle)

C/O VIRTU FINANICAL, INC.

1633 BROADWAY

(Street)

NEW YORK NEW YORK 10019

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/19/2026

3. Issuer Name and Ticker or Trading Symbol
Virtu Financial, Inc. [ VIRT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	Justin Waldie, as Attorney-in-Fact	08/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)