Welcome to our dedicated page for Vivakor SEC filings (Ticker: VIVK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Vivakor, Inc. SEC filings document the company’s energy transportation, storage, reuse, remediation, and crude oil trading activities, along with its public-company capital structure. Current Reports on Form 8-K cover material definitive agreements, forbearance and note amendments, unregistered equity issuances, Regulation FD disclosures, and corporate actions affecting common stock.
The filing record also includes amendments related to a reverse stock split, Nasdaq listing compliance disclosures, special dividend materials, and notices tied to periodic reporting obligations. These documents describe governance actions, convertible promissory notes, shareholder approval matters, registered securities, and other formal disclosures for Vivakor’s Nasdaq-listed common stock.
Vivakor, Inc. entered into Amendment No. 1 to its Debt Satisfaction and Preferred Stock Amendment Agreement. The parties agreed to reinstate the 6% annual dividend on the Series A Preferred Stock from April 30, 2026 to April 29, 2027 and to issue previously suspended dividend shares for the April 30, 2026, July 31, 2026, and October 31, 2026 periods. In exchange, Ballengee Holdings, LLC agreed to extinguish $500,000 owed under a May 23, 2024 promissory note. The company agreed to issue an aggregate of 3,740,586 restricted common shares as dividend payments on the Series A Preferred Stock, including 1,445,349 shares to entities controlled by CEO James Ballengee. The parties also provided for a future share “true up” for the July 31, 2026 and October 31, 2026 dividend periods.
Vivakor, Inc. reported results of its 2026 annual shareholder meeting and several corporate updates. Shareholders representing 3,350,087 votes out of 4,779,302 outstanding were present, establishing a quorum. All four director nominees were elected, each receiving approximately 94% of votes cast.
Stockholders approved multiple stock issuance proposals tied to May 2026 financing, insider and consultant issuances, J.J. Astor issuances, a reverse stock split, an equity plan amendment, and executive compensation on an advisory basis. They also ratified Urish Popeck & Co., LLC as independent auditor for the year ending December 31, 2026.
The company announced a new recurring crude oil transaction for about 100,000 barrels of WTI per month from August 2026 through July 2027, expected to generate roughly $7.5 million in revenue per month, or $90 million in annualized gross revenue. Including this, Vivakor estimates about $420 million in annualized contracted revenue opportunities.
Vivakor also reset the payment date for its previously announced special dividend of Adapti, Inc. shares to September 5, 2026, while keeping the record date and other terms unchanged. Eligible shareholders are expected to receive approximately 0.0074 Adapti shares for each Vivakor share, with the company currently holding about 206,595 Adapti shares.
Vivakor, Inc. filed an amended registration statement covering the resale of up to 40,686,375 shares of common stock by existing selling stockholders. This includes 40,540,542 shares issuable on conversion of $15,000,000 of convertible promissory notes and 145,833 already outstanding shares.
The company will not receive proceeds from these resales, though it previously raised up to $12.0 million in gross proceeds from the notes and entered a separate $100 million Standby Equity Purchase Agreement for potential future equity sales. Vivakor highlights an accumulated deficit near $205 million, an auditor going‑concern explanatory paragraph, and states it is currently in an unsound financial condition, while also warning of significant dilution risk from outstanding convertible notes and other equity-linked instruments.
Vivakor, Inc. reports multiple debt-to-equity conversions and new crude oil marketing contracts that expand its recurring revenue base. Accredited investors converted $175,200 of Holder Notes into 600,000 common shares and $487,988 of Lender Notes into 1,844,447 common shares under prior convertible note agreements.
Vivakor Supply & Trading entered a one-year Bakken crude oil transaction covering about 120,000 barrels per month from July 1, 2026, expected to generate roughly $9.6 million in gross revenue per month, or about $115 million annualized. Including this, recurring contracted commercial activities and previously announced arrangements are estimated at approximately $269 million in annualized contracted revenue opportunities for 2026.
A new Permian Basin crude oil deal for around 2,000 barrels per day starting July 1, 2026 is anticipated to add about $150,000 in gross revenue per day, or roughly $54 million annually, bringing Vivakor’s recurring contracted commercial activities and announced supply and trading arrangements to more than $323 million in annualized contracted revenue opportunities. Both transactions utilize Vivakor’s pipeline-connected infrastructure network, and Vivakor notes VST will recognize only a small percentage of total contract value as revenue.
Vivakor, Inc. filed a current report describing several recent developments. One lender converted $103,100.78 of previously issued convertible promissory notes into 355,979 shares of common stock that were issued without a Rule 144 restrictive legend under Section 4(a)(2) of the Securities Act.
The company furnished a press release with first quarter 2026 financial and operational results, highlighting a strategic focus on higher-margin midstream and trading operations following 2025 restructuring. Vivakor also announced a joint venture with Monarch R&P Management to commission and launch its Houston remediation processing center, targeting commercial operations in the third quarter of 2026.
In addition, Vivakor set its 2026 Annual Meeting of Stockholders for June 30, 2026 in Dallas, with May 21, 2026 as the record date for voting eligibility. Related press releases were included as exhibits to the report.
Vivakor, Inc. is asking shareholders to vote at its June 30, 2026 annual meeting on a wide-ranging package of financing, capital-structure and governance proposals.
Shareholders will elect four directors and consider several share issuance approvals under Nasdaq Listing Rule 5635(d), including stock issuances tied to a May 2026 financing. That transaction includes $15.0 million principal amount of convertible notes with up to $12.0 million in gross proceeds and a conversion floor price of $0.37 per share, plus a standby equity purchase agreement for up to $100 million of common stock over 36 months.
Investors will also vote on a reverse stock split authority in a broad range from 1-for-2 to 1-for-2,000, ratification of the independent auditor, a non-binding say-on-pay vote, and a major increase in the 2025 Equity and Incentive Plan to 100,000,000 shares of common stock.
Vivakor, Inc. reported several major developments. Its supply and trading arm entered a one-year crude oil transaction for about 100,000 barrels per month from June 2026 to May 2027, representing an estimated $9 million in revenue per month, or roughly $108 million annualized based on current prices.
The company also formed Monarch Remediation Processing I, LLC to govern operations of its Harris County, Texas wash plant, committing a total of $2.25 million as its contribution and agreeing that Monarch R&P will receive a $110,000 monthly management fee. Vivakor plans to issue restricted common stock valued at $2 million to individuals managing CA-2 Materials sixty days after the effective date of the Management Agreement.
Separately, lenders converted $1,037,025 of existing convertible promissory notes into 2,090,001 common shares, issued without Rule 144 legends under a private-offering exemption.
Vivakor, Inc. is soliciting proxies for its 2026 Annual Meeting to be held on June 30, 2026. The meeting asks shareholders to elect four directors and to approve multiple Nasdaq 5635(d) shareholder authorizations to permit issuances that could exceed 19.99% of outstanding common stock under several arrangements.
Key disclosed items include a $15,000,000 aggregate principal amount of convertible promissory notes (the "May 2026 Notes") with an initial closing that produced $6,000,000, a conversion floor of $0.37 per share and a maximum of approximately 40,540,542 shares issuable on conversion; a Standby Equity Purchase Agreement (SEPA) providing for potential purchases of up to $100,000,000 over 36 months; and a 1-for-200 reverse stock split effected on March 24, 2026. Shares outstanding were 4,295,647 Common Stock and 96,731 Series A Preferred Stock (5 votes per preferred) as of the record date.
Vivakor, Inc. is registering 40,686,375 shares of common stock for resale by existing investors. The shares consist mostly of 40,540,542 shares issuable from $15 million of convertible notes plus 145,833 already outstanding shares. Vivakor will not receive any proceeds from these resales; selling stockholders will receive all net proceeds.
The company recently completed a 1‑for‑200 reverse stock split and had 4,295,647 shares outstanding as of May 22, 2026, which would rise to 44,982,022 shares if all registered shares are issued. Vivakor describes itself as in an unsound financial condition, with an accumulated deficit of about $205 million, going‑concern doubts from auditors, heavy dependence on volatile oil markets, customer and geographic concentration, and significant potential dilution from convertible debt and a separate standby equity facility of up to $100 million.