Saudi prince backs VivoPower (VIVO) in fresh share funding

Rhea-AI Filing Summary

VivoPower PLC (VIVO) reported new equity issuances related to recent capital raising activities. The company issued approximately 1.2 million Class A ordinary shares to His Royal Highness Prince Abdulaziz bin Turki bin Talal Al Saud at US$6.05 per share, generating gross proceeds of approximately US$7.3 million under a subscription agreement. Separately, VivoPower completed a direct subscription of over US$9 million of Class A ordinary shares at US$4.20 per share with two EU-based institutional investors, relying on Regulation S for an unregistered offshore placement. The report is incorporated by reference into VivoPower’s existing Form S-8 and Form F-3 registration statements.

Positive

• VivoPower raised US$7.3 million from a subscription by His Royal Highness Prince Abdulaziz bin Turki bin Talal Al Saud, plus a separate direct subscription of over US$9 million from EU institutional investors, strengthening its equity capital base.

Negative

• None.

Filing Explained

The completed issuances increase VivoPower’s share count and dilute existing holders, but the resulting ownership change is not quantified.

On August 28, 2026, VivoPower reported that both share issuances were completed, increasing the Class A ordinary-share count and reducing existing holders’ percentage ownership absent offsetting changes.

The filing does not state the resulting total share count or quantify the percentage ownership reduction, so the dilution cannot be sized from this disclosure.

Key Figures

Shares issued to Prince Abdulaziz: approximately 1.2 million Class A ordinary shares Issue price to Prince Abdulaziz: US$6.05 per share Gross proceeds from Prince Abdulaziz subscription: approximately US$7.3 million +2 more

5 metrics

Shares issued to Prince Abdulaziz approximately 1.2 million Class A ordinary shares Issued under a subscription agreement

Issue price to Prince Abdulaziz US$6.05 per share Price for approximately 1.2 million Class A ordinary shares

Gross proceeds from Prince Abdulaziz subscription approximately US$7.3 million Proceeds from issuance of approximately 1.2 million shares at US$6.05

Direct subscription amount with EU investors over US$9 million Value of Class A ordinary shares subscribed by two EU-based institutional investors

Issue price to EU institutional investors US$4.20 per ordinary share Price in direct subscription relying on Regulation S

Key Terms

Form 6-K, Regulation S, Form S-8, Form F-3, +1 more

5 terms

Form 6-K regulatory

"FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16"

A Form 6-K is a report that companies listed in certain countries file to provide important updates, such as financial results, corporate changes, or other significant information, to regulators and investors. It functions like an official company update or news release, helping investors stay informed about developments that could affect their investment decisions.

Regulation S regulatory

"was not registered under the Securities Act of 1933, as amended, in reliance on Regulation S"

Regulation S is a set of rules that allows companies to sell securities (like shares or bonds) to investors outside the United States without having to follow all U.S. securities laws. It matters because it makes it easier for companies to raise money from international investors while still complying with U.S. regulations.

Form S-8 regulatory

"incorporated by reference into the Company’s Registration Statements on Form S-8"

A Form S-8 is a U.S. Securities and Exchange Commission registration that lets a public company set aside shares for employee benefit plans and stock-based compensation. Think of it as opening a dedicated account that authorizes the company to issue or reserve stock for workers and directors; it matters to investors because it enables share dilution when those awards are granted or exercised and signals how management is compensated and incentivized.

Form F-3 regulatory

"incorporated by reference into the Company’s Registration Statements on ... Form F-3"

Form F-3 is a U.S. securities filing that lets eligible foreign companies pre-register and then quickly sell shares or other securities to raise money, because they already meet ongoing reporting and size tests. For investors it signals that the company is up-to-date with regulatory disclosure and has an efficient way to issue new securities — similar to a pre-approved credit line — which can mean faster capital raises but also potential dilution of existing holdings.

forward-looking statements regulatory

"This communication includes certain statements that may constitute “forward-looking statements”"

Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.

FAQ

What equity financing did VivoPower PLC (VIVO) announce in this Form 6-K?

VivoPower announced two equity issuances: approximately 1.2 million Class A ordinary shares at US$6.05 per share raising about US$7.3 million, and a separate direct subscription of over US$9 million of Class A ordinary shares at US$4.20 per share to EU institutional investors.

Who invested in the new VivoPower (VIVO) share issuance at US$6.05 per share?

His Royal Highness Prince Abdulaziz bin Turki bin Talal Al Saud subscribed for approximately 1.2 million Class A ordinary shares of VivoPower at a price of US$6.05 per share, providing gross proceeds of about US$7.3 million to the company.

What were the terms of VivoPower’s (VIVO) direct subscription with EU institutional investors?

VivoPower completed a direct subscription of over US$9 million of Class A ordinary shares at a price of US$4.20 per share with two EU-based institutional investors. The placement was conducted offshore and relied on Regulation S for an unregistered offering.

Were the new VivoPower (VIVO) share issuances registered under the U.S. Securities Act?

The direct subscription of over US$9 million of Class A ordinary shares was not registered under the Securities Act of 1933 and was conducted in reliance on Regulation S. The filing does not describe a U.S.-registered offering for these shares.

How is this Form 6-K used in relation to VivoPower’s (VIVO) registration statements?

The Form 6-K is incorporated by reference into VivoPower’s Form S-8 registration statements (File Nos. 333-227810, 333-251546, 333-268720, 333-273520) and its Form F-3 registration statement (File No. 333-292437), making this information part of those registered disclosures.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 6-K: How Foreign Companies Report to the SEC →

Available on EDGAR 08/28/2026 - 05:25 PM Accepted by SEC EDGAR 08/28/2026 - 05:25 PM Learn about SEC filing dates

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

under the Securities Exchange Act of 1934

August 28, 2026

Commission File Number 001-37974

VIVOPOWER PLC

(Translation of registrant’s name into English)

Suite 4, 7th Floor, 50 Broadway,

London, United Kingdom,

SW1H 0DB

+44-203-667-5158

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20- F ☒ Form 40-F ☐

Issuance of Ordinary Shares

On August 28, 2026, VivoPower PLC (the “Company” or “VivoPower”) announces certain issuances of ordinary shares in connection with recent capital raising activities.

Company issued approximately 1.2m Class A ordinary shares to His Royal Highness Prince Abdulaziz bin Turki bin Talal Al Saud at a price of US$6.05 per share, pursuant to the terms of a subscription agreement, raising gross proceeds of approximately US$7.3 million.

Separately, the Company completed a direct subscription of $9m+ worth Class A ordinary shares at a price of US$4.20 per ordinary share with two UK and EU based institutional investors. The subscription was undertaken as a direct placement and was not registered under the Securities Act of 1933, as amended, in reliance on Regulation S.

This Report on Form 6-K, is hereby incorporated by reference into the Company’s Registration Statements on Form S-8 (File Nos. 333-227810, 333-251546, 333-268720, 333-273520) and Form F-3 (File No. 333-292437).

Forward-Looking Statements

This communication includes certain statements that may constitute “forward-looking statements” for purposes of the U.S. federal securities laws. Forward-looking statements include, but are not limited to, statements that refer to projections, forecasts, or other characterizations of future events or circumstances, including any underlying assumptions. The words “anticipate,” “believe,” “continue,” “could,” “estimate,” “expect,” “intends,” “may,” “might,” “plan,” “possible,” “potential,” “predict,” “project,” “should,” “would” and similar expressions may identify forward-looking statements, but the absence of these words does not mean that a statement is not forward-looking. Forward-looking statements may include, for example, statements about the achievement of performance hurdles, use of proceeds, capital deployment timing, operational conversion milestones or the benefits of the events or transactions described in this communication and the expected returns therefrom. These statements are based on VivoPower’s management’s current expectations or beliefs and are subject to risk, uncertainty, and changes in circumstances. Actual results may vary materially from those expressed or implied by the statements herein due to changes in economic, business, competitive, and/or regulatory factors, and other risks and uncertainties affecting the operation of VivoPower’s business. These risks, uncertainties, and contingencies include changes in business conditions, fluctuations in customer demand, changes in accounting interpretations, management of rapid growth, intensity of competition from other providers of products and services, changes in general economic conditions, geopolitical events, and regulatory changes, and other factors set forth in VivoPower’s filings with the United States Securities and Exchange Commission. The information set forth herein should be read in light of such risks. VivoPower is under no obligation to, and expressly disclaims any obligation to, update or alter its forward-looking statements, whether as a result of new information, future events, changes in assumptions, or otherwise.

No Offer or Solicitation

This Report on Form 6-K shall not constitute a solicitation of a proxy, consent, or authorization with respect to any securities or in respect of the proposed transaction. This Report on Form 6-K shall also not constitute an offer to sell or the solicitation of an offer to buy any securities, nor shall there be any sale of securities in any states or jurisdictions in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such jurisdiction. No offering of securities shall be made except by means of a prospectus meeting the requirements of Section 10 of the Securities Act of 1933, as amended, or an exemption therefrom.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: August 28, 2026	VivoPower PLC
	/s/ Kevin Chin
	Kevin Chin
	Executive Chairman