STOCK TITAN

VivoPower (VIVO) details 31,993,555 shares and warrants

(Neutral)
(Neutral)
Form Type
6-K

Rhea-AI Filing Summary

VivoPower PLC (VIVO) reports an update on its capital structure as of August 21, 2026. The company has 31,993,555 Class A Ordinary Shares, par value $0.12 per share, issued and outstanding, with no shares held in treasury. It also has 800,000 Preference Shares, par value $100 per share, issued and outstanding, which are convertible into 11,078,431 Class A Ordinary Shares upon conversion. In addition, there are 1,244,000 outstanding in-the-money warrants as of that date.

This update is incorporated by reference into VivoPower’s existing registration statements on Form S-8 and Form F-3. The company also includes standard forward-looking statement and no-offer disclaimers related to future events and securities offerings.

Positive

  • None.

Negative

  • None.
Class A Ordinary Shares outstanding 31,993,555 shares Issued and outstanding as of August 21, 2026, par value $0.12 per share
Class A Ordinary Shares held in treasury 0 shares Treasury position as of August 21, 2026
Preference Shares outstanding 800,000 shares Issued and outstanding, par value $100 per share, as of August 21, 2026
Conversion into Class A Ordinary Shares 11,078,431 shares Class A Ordinary Shares issuable upon conversion of 800,000 Preference Shares
Outstanding in-the-money warrants 1,244,000 warrants Outstanding and in-the-money as of August 21, 2026
Preference Shares financial
"In addition, the Company has 800,000 Preference Shares, par value $100 per share"
Preference shares are a type of company stock that pays owners a fixed or regularly prioritized payout, similar to receiving steady interest from a savings account, while still representing ownership. They usually get paid dividends before regular (common) shareholders and have priority if the company distributes assets, but often carry limited voting rights and less upside if the company’s value soars. Investors care because preference shares trade off growth potential for steadier income and greater safety in payouts.
in-the-money warrants financial
"and 1,244,000 outstanding in-the-money warrants"
Warrants are tradable contracts that give the holder the right to buy a company's shares at a fixed price; “in-the-money” means that fixed price is lower than the current market price, so exercising the warrant would yield an immediate gain. Investors care because in-the-money warrants can be converted into shares for profit or sold, and their exercise can bring cash to the company while increasing the number of shares outstanding, which can reduce each existing share’s claim on earnings — like using a coupon that lets you buy an item for less than the store price, or selling that valuable coupon instead.
par value financial
"par value $0.12 per share, issued and outstanding"
Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.
incorporated by reference regulatory
"is hereby incorporated by reference into the Company’s Registration Statements"
forward-looking statements regulatory
"This communication includes certain statements that may constitute “forward-looking statements”"
Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.

FAQ

How many Class A Ordinary Shares of VIVO are outstanding as of August 21, 2026?

As of August 21, 2026, VivoPower PLC has 31,993,555 Class A Ordinary Shares, par value $0.12 per share, issued and outstanding, with no Class A Ordinary Shares held in treasury.

What Preference Shares has VivoPower PLC (VIVO) issued?

VivoPower PLC has 800,000 Preference Shares issued and outstanding, each with a par value of $100. These Preference Shares are convertible into 11,078,431 Class A Ordinary Shares upon conversion.

How many in-the-money warrants are outstanding for VIVO?

VivoPower PLC reports 1,244,000 outstanding in-the-money warrants as of August 21, 2026. These represent warrants that have an exercise price below the current share price on that date.

Does this VIVO 6-K involve a new securities offering?

No. The report explicitly states that it does not constitute an offer to sell or a solicitation to buy any securities and that any offering would only occur by means of a qualifying prospectus or exemption.

How is this VIVO 6-K used in relation to existing registration statements?

This report is incorporated by reference into VivoPower’s Registration Statements on Form S-8 (File Nos. 333-227810, 333-251546, 333-268720, 333-273520) and Form F-3 (File No. 333-292437), updating those filings with the latest capital structure data.

What forward-looking statement cautions does VIVO include in this filing?

VivoPower includes a forward-looking statements section noting that projections and expectations are subject to risks and uncertainties, and that actual results may vary materially due to economic, competitive, regulatory, and other factors described in its filings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

under the Securities Exchange Act of 1934

 

August 21, 2026

 

Commission File Number 001-37974

 

VIVOPOWER PLC

(Translation of registrants name into English)

 

Suite 4, 7th Floor, 50 Broadway,

London, United Kingdom,

SW1H 0DB

+44-203-667-5158

(Address of principal executive office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

 

Form 20- F ☒ Form 40-F ☐

 

 

 

 
 

 

Update on Issued and Outstanding Securities

 

On August 21, 2026, VivoPower PLC (the “Company” or “VivoPower”) provides an update on its issued and outstanding securities.

 

As of such date, the Company has 31,993,555 Class A Ordinary Shares, par value $0.12 per share, issued and outstanding, with no Class A Ordinary Shares held in treasury. In addition, the Company has 800,000 Preference Shares, par value $100 per share, issued and outstanding, and 1,244,000 outstanding in-the-money warrants. The breakdown of issued, treasury, and outstanding securities is set forth below.

 

Security Type   Status   Number of Securities
Class A Ordinary Shares   Issued and outstanding   31,993,555
  Held in treasury   0
Preference Shares*   Issued and outstanding   800,000
Warrants**   Outstanding and in-the-money   1,244,000

 

* Convertible into 11,078,431 Class A Ordinary Shares upon conversion

** Represents outstanding warrants that are currently in-the-money as of August 21, 2026

 

This Report on Form 6-K, is hereby incorporated by reference into the Company’s Registration Statements on Form S-8 (File Nos. 333-227810333-251546333-268720333-273520) and Form F-3 (File No. 333-292437).

 

 
 

 

Forward-Looking Statements

 

This communication includes certain statements that may constitute “forward-looking statements” for purposes of the U.S. federal securities laws. Forward-looking statements include, but are not limited to, statements that refer to projections, forecasts, or other characterizations of future events or circumstances, including any underlying assumptions. The words “anticipate,” “believe,” “continue,” “could,” “estimate,” “expect,” “intends,” “may,” “might,” “plan,” “possible,” “potential,” “predict,” “project,” “should,” “would” and similar expressions may identify forward-looking statements, but the absence of these words does not mean that a statement is not forward-looking. Forward-looking statements may include, for example, statements about the achievement of performance hurdles, use of proceeds, capital deployment timing, operational conversion milestones or the benefits of the events or transactions described in this communication and the expected returns therefrom. These statements are based on VivoPower’s management’s current expectations or beliefs and are subject to risk, uncertainty, and changes in circumstances. Actual results may vary materially from those expressed or implied by the statements herein due to changes in economic, business, competitive, and/or regulatory factors, and other risks and uncertainties affecting the operation of VivoPower’s business. These risks, uncertainties, and contingencies include changes in business conditions, fluctuations in customer demand, changes in accounting interpretations, management of rapid growth, intensity of competition from other providers of products and services, changes in general economic conditions, geopolitical events, and regulatory changes, and other factors set forth in VivoPower’s filings with the United States Securities and Exchange Commission. The information set forth herein should be read in light of such risks. VivoPower is under no obligation to, and expressly disclaims any obligation to, update or alter its forward-looking statements, whether as a result of new information, future events, changes in assumptions, or otherwise.

 

No Offer or Solicitation

 

This Report on Form 6-K shall not constitute a solicitation of a proxy, consent, or authorization with respect to any securities or in respect of the proposed transaction. This Report on Form 6-K shall also not constitute an offer to sell or the solicitation of an offer to buy any securities, nor shall there be any sale of securities in any states or jurisdictions in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such jurisdiction. No offering of securities shall be made except by means of a prospectus meeting the requirements of Section 10 of the Securities Act of 1933, as amended, or an exemption therefrom.

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: August 21, 2026 VivoPower PLC
   
  /s/ Kevin Chin
  Kevin Chin
  Executive Chairman