VivoPower CEO reports Form 3 share and warrant stakes

VivoPower PLC chairman and CEO Kevin Chin has filed an initial insider ownership report showing his indirect stakes in the company.

Rhea-AI Filing Summary

VivoPower PLC chairman and CEO Kevin Chin has filed an initial insider ownership report showing his indirect stakes in the company. The filing lists 4,331,488 Ordinary Shares held through various entities he controls, as well as warrants over 1,200,000 Ordinary Shares held through Awn Holdings, which he also controls. These warrants are exercisable at $1.00 per share and expire on December 31, 2030. The entries are presented as existing holdings rather than new purchases or sales.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Chin Kevin

Role Chairman & CEO

Type	Security	Shares	Price	Value
holding	Warrants	--	--	--
holding	Ordinary Shares	--	--	--

Holdings After Transaction: Warrants — 1,200,000 contracts (Indirect, Held through Awn Holdings controlled by the reporting person.); Ordinary Shares — 4,331,488 shares (Indirect, Held through various entities controlled by the reporting person.)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Kevin Chin's Form 3 filing show for VivoPower (VIVO)?

The Form 3 shows Kevin Chin’s indirect ownership in VivoPower. He reports 4,331,488 Ordinary Shares held through controlled entities and warrants over 1,200,000 Ordinary Shares via Awn Holdings, providing a clear snapshot of his starting insider position.

How many VivoPower ordinary shares does Kevin Chin indirectly hold?

Kevin Chin indirectly holds 4,331,488 Ordinary Shares of VivoPower. These shares are held through various entities he controls, reflecting his significant indirect equity exposure without detailing any recent purchases or sales in this particular filing.

What warrants are disclosed in Kevin Chin’s VivoPower (VIVO) Form 3?

The filing discloses warrants indirectly held through Awn Holdings over 1,200,000 underlying Ordinary Shares. These warrants have an exercise price of $1.00 per share and an expiration date of December 31, 2030, indicating a long-dated derivative position.

Are Kevin Chin’s reported VivoPower holdings direct or indirect?

All reported holdings are indirect. The ordinary shares are held through various entities controlled by Kevin Chin, while the warrants are held through Awn Holdings, which he controls, meaning the positions are beneficially owned via these entities rather than in his own name.

Does Kevin Chin’s VivoPower Form 3 indicate recent insider buying or selling?

The Form 3 presents the positions as holdings, not new transactions. The data classify both entries as holdings with no recorded buy or sell activity, so it primarily establishes Kevin Chin’s baseline ownership rather than reporting recent trading.

What is the exercise price and expiry of VivoPower warrants held by Kevin Chin?

The warrants indirectly held through Awn Holdings allow purchase of 1,200,000 Ordinary Shares at an exercise price of $1.00 per share. These warrants carry an expiration date of December 31, 2030, giving a multi-year window for potential exercise.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/25/2026 - 03:20 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Chin Kevin

(Last) (First) (Middle)

SUITE 4, 7TH FLOOR 50 BROADWAY

(Street)

LONDON LONDON SW1H 0DB

(City) (State) (Zip)

UNITED KINGDOM

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
VivoPower PLC [ VIVO ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman & CEO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares	4,331,488	I	Held through various entities controlled by the reporting person.

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrants	11/23/2024	12/31/2030	Ordinary Shares	1,200,000	$1	I	Held through Awn Holdings controlled by the reporting person.

Explanation of Responses:

	/s/ Kevin Chin	03/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)