Valens Semiconductor (NASDAQ: VLN) files notice for proposed sale of ordinary shares

Rhea-AI Filing Summary

Valens Semiconductor Ltd. submitted a notice under Section 144 reporting proposed sales of Ordinary Shares acquired through option exercises and RSU vesting. The filing lists specific lots of shares acquired on various dates and the corresponding quantities.

Notable lots in the notice include 1,453 shares acquired upon option exercise on 01/11/2021, and RSU vesting lots of 23,328 (01/20/2023), 18,954 (01/18/2024), 28,125 (01/22/2025), 5,000 (05/07/2025), and 13,750 (01/23/2026). The filing records cash payment upon exercise for the option-acquired shares and no consideration for RSU-issued shares.

Insights

Securities Attorney

Form 144 records proposed resale of listed share lots acquired via options and RSU vesting.

The filing lists specific acquisition dates and share counts, including an option exercise lot of 1,453 shares on 01/11/2021 ("cash payment upon exercise") and several RSU vesting lots with stated "no consideration." This notice signals the reporting person intends to comply with resale notice requirements prior to public sale.

Timing and method of any resale are not specified in the excerpt; subsequent sale activity will be disclosed in transaction filings if and when sales occur.

Capital Markets Analyst

The notice catalogs discrete vested and exercised lots rather than announcing a single aggregate offering.

Key lots include 23,328 shares (01/20/2023) and 28,125 shares (01/22/2025), which are large individual holdings relative to other lots listed. The excerpt states the RSU shares were issued with "no consideration" and the option shares were acquired via cash exercise.

Actual market impact depends on whether and how these lots are sold; the filing itself only records the intent to resell, not execution details.

Key Figures

Option-exercise shares: 1,453 shares RSU vesting lot: 23,328 shares RSU vesting lot: 18,954 shares +3 more

6 metrics

Option-exercise shares 1,453 shares acquired upon exercise of employee stock options on 01/11/2021

RSU vesting lot 23,328 shares issued upon vesting of RSUs on 01/20/2023

RSU vesting lot 18,954 shares issued upon vesting of RSUs on 01/18/2024

RSU vesting lot 28,125 shares issued upon vesting of RSUs on 01/22/2025

RSU vesting lot 5,000 shares issued upon vesting of RSUs on 05/07/2025

RSU vesting lot 13,750 shares issued upon vesting of RSUs on 01/23/2026

Key Terms

Form 144, RSUs, Shares acquired upon exercise of employee stock options

3 terms

Form 144 regulatory

"Securities To Be Sold section listing proposed resale notice"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

RSUs financial

"Shares issued upon vesting of RSUs"

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

Shares acquired upon exercise of employee stock options financial

"01/11/2021 entry noting option exercise and cash payment upon exercise"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Ordinary Shares	Oppenheimer & Co. Inc. 85 Broad St. New York NY 10004	26785	59195.00	103050266	06/15/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Ordinary Shares	01/11/2021	Shares acquired upon exercise of employee stock options	Valens Semiconductor Ltd.			1453	06/15/2026	Cash payment upon exercise of stock options
Ordinary Shares	01/20/2023	Shares issued upon vesting of RSUs	Valens Semiconductor Ltd.			23328	01/20/2023	No consideration, shares issued upon vesting of RSUs
Ordinary Shares	01/18/2024	Shares issued upon vesting of RSUs	Valens Semiconductor Ltd.			18954	01/18/2024	No consideration, shares issued upon vesting of RSUs
Ordinary Shares	01/22/2025	Shares issued upon vesting of RSUs	Valens Semiconductor Ltd.			28125	01/22/2025	No consideration, shares issued upon vesting of RSUs
Ordinary Shares	05/07/2025	Shares issued upon vesting of RSUs	Valens Semiconductor Ltd.			5000	05/07/2025	No consideration, shares issued upon vesting of RSUs
Ordinary Shares	01/23/2026	Shares issued upon vesting of RSUs	Valens Semiconductor Ltd.			13750	01/23/2026	No consideration, shares issued upon vesting of RSUs

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Valens Semiconductor's Form 144 mean for VLN shareholders?

It notifies the SEC of a proposed resale of Ordinary Shares by an affiliate. The notice lists specific lots and acquisition dates but does not report completed sales or timing.

How many shares are listed from RSU vesting in the Form 144 for VLN?

The notice lists RSU vesting lots totaling listed entries of 23,328, 18,954, 28,125, 5,000, and 13,750 on their respective vesting dates.

Does the filing show any shares acquired by option exercise?

Yes. The filing shows 1,453 shares acquired upon exercise of employee stock options on 01/11/2021, with "cash payment upon exercise" noted.

Does Form 144 confirm that the shares have been sold?

No. Form 144 is a notice of proposed sale; it records intent to resell but does not confirm completed transactions or specify timing in this excerpt.

Are the RSU-issued shares listed as purchased or issued for consideration?

The RSU entries are shown as "No consideration, shares issued upon vesting of RSUs," indicating they were granted upon vesting rather than purchased.