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Stock awards and tax withholdings for Valley National (NYSE: VLY) SEVP

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Valley National Bancorp senior executive Yvonne M. Surowiec reported stock-based compensation and related tax withholding transactions in company common stock. She acquired 10,396 shares at $13.36 per share and separately received 18,713 shares at no cost through stock awards.

To cover taxes on the payout of performance stock units, 5,027 shares were withheld at $13.36 per share. After these grant, award, and tax-withholding disposition transactions, her directly held common stock balance was 188,952 shares.

Positive

  • None.

Negative

  • None.
Insider Surowiec Yvonne M.
Role SEVP, Chief People Officer
Type Security Shares Price Value
Grant/Award Common Stock 18,713 $0.00 --
Grant/Award Common Stock 10,396 $13.36 $139K
Tax Withholding Common Stock 5,027 $13.36 $67K
Holdings After Transaction: Common Stock — 188,952 shares (Direct)
Footnotes (1)
  1. Restricted stock units (RSUs) granted under the Valley National Bancorp 2023 Long Term Incentive Stock Plan. The RSUs are time-based with three-year equal vesting, with vesting on each February 1 for the next three years. Payout of performance stock units granted in early 2023. Shares withheld to satisfy tax withholding obligations arising upon the payout of performance stock units in a transaction exempt under Rule 16b-3.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Surowiec Yvonne M.
(Last) (First) (Middle)
C/O VALLEY NATIONAL BANCORP
ONE PENN PLAZA
(Street)
NEW YORK NY 10119
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
VALLEY NATIONAL BANCORP [ VLY ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SEVP, Chief People Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/23/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/23/2026 A 18,713(1) A $0 188,952 D
Common Stock 02/23/2026 A 10,396(2) A $13.36 199,348 D
Common Stock 02/23/2026 F 5,027(3) D $13.36 194,321 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Restricted stock units (RSUs) granted under the Valley National Bancorp 2023 Long Term Incentive Stock Plan. The RSUs are time-based with three-year equal vesting, with vesting on each February 1 for the next three years.
2. Payout of performance stock units granted in early 2023.
3. Shares withheld to satisfy tax withholding obligations arising upon the payout of performance stock units in a transaction exempt under Rule 16b-3.
Remarks:
/s/ YVONNE M. SUROWIEC 02/25/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did VALLEY NATIONAL BANCORP (VLY) report for Yvonne M. Surowiec?

The filing reports stock-based compensation and tax-related transactions for Yvonne M. Surowiec. She received stock awards and had shares withheld to cover taxes tied to performance stock unit payouts under company incentive plans.

How many VALLEY NATIONAL BANCORP (VLY) shares did Yvonne M. Surowiec acquire in these awards?

She acquired 10,396 common shares at $13.36 per share and separately received 18,713 additional shares at no cost. These grants reflect restricted and performance-based stock awards under Valley National Bancorp’s long-term incentive programs.

How many VALLEY NATIONAL BANCORP (VLY) shares were withheld for taxes in this Form 4?

The Form 4 shows 5,027 common shares withheld at $13.36 per share. These shares were retained by the company to satisfy tax withholding obligations arising from the payout of previously granted performance stock units.

What is Yvonne M. Surowiec’s role at VALLEY NATIONAL BANCORP (VLY) in this insider filing?

Yvonne M. Surowiec is identified as SEVP, Chief People Officer. The transactions reflect equity compensation and related tax withholding associated with her role as a senior executive under Valley National Bancorp’s long-term incentive stock plan.

What types of equity awards are involved in the VALLEY NATIONAL BANCORP (VLY) Form 4?

The filing references restricted stock units and performance stock units. RSUs are time-based awards with three-year equal vesting, while performance stock units were previously granted and are now paying out in shares, triggering related tax withholding.

What is Yvonne M. Surowiec’s VALLEY NATIONAL BANCORP (VLY) share balance after these transactions?

After the reported stock grants, awards, and tax-withholding share disposition, Yvonne M. Surowiec directly holds 188,952 shares of Valley National Bancorp common stock. This figure reflects her updated ownership following all Form 4 transactions on the reported date.