Valley National Bancorp (VLY) exec reports 3,836-share tax withholding

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Valley National Bancorp senior executive vice president and general counsel Lyndsey M. Sloan reported a disposition of 3,836 shares of common stock at $14.65 per share. These shares were withheld to cover tax obligations triggered by the vesting of restricted stock units, and Sloan now directly holds 47,724 shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider SLOAN LYNDSEY M

Role SEVP, General Counsel

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	3,836	$14.65	$56K

Holdings After Transaction: Common Stock — 47,724 shares (Direct, null)

Footnotes (1)

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Key Figures

Shares withheld for taxes: 3,836 shares Withholding price per share: $14.65 per share Shares held after transaction: 47,724 shares +1 more

4 metrics

Shares withheld for taxes 3,836 shares Tax-withholding disposition on RSU vesting

Withholding price per share $14.65 per share Value used for tax-withholding transaction

Shares held after transaction 47,724 shares Direct common stock holdings following disposition

Tax-withholding transactions 1 transaction, 3,836 shares Summary of F-code tax-withholding activity

Key Terms

restricted stock units, Rule 16b-3, tax withholding obligations, Form 4

4 terms

restricted stock units financial

"arising upon the vesting of restricted stock units in a transaction exempt"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 16b-3 regulatory

"in a transaction exempt under Rule 16b-3."

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

tax withholding obligations financial

"Shares withheld to satisfy tax withholding obligations arising upon the vesting"

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/02/2026 - 03:05 PM Accepted by SEC EDGAR 07/02/2026 - 03:04 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SLOAN LYNDSEY M

(Last)

(First)

(Middle)

C/O VALLEY NATIONAL BANCORP

ONE PENN PLAZA

(Street)

NEW YORK

10119

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
VALLEY NATIONAL BANCORP [ VLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SEVP, General Counsel

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	07/01/2026		F		3,836⁽¹⁾	D	$14.65	47,724	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares withheld to satisfy tax withholding obligations arising upon the vesting of restricted stock units in a transaction exempt under Rule 16b-3.

Remarks:

	/s/ Lyndsey M. Sloan	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Valley National Bancorp (VLY) report for Lyndsey M. Sloan?

Valley National Bancorp reported that SEVP and general counsel Lyndsey M. Sloan had 3,836 common shares withheld. The shares covered tax obligations from restricted stock unit vesting and were not an open-market sale. Sloan’s direct holdings after the transaction total 47,724 shares.

Was the Valley National Bancorp (VLY) Form 4 transaction an open-market sale?

The Form 4 transaction was not an open-market sale. It reflects 3,836 shares withheld to satisfy tax withholding obligations when restricted stock units vested, as described in the footnote. This type of disposition is mechanical and tied to compensation, not a discretionary sale decision.

How many Valley National Bancorp (VLY) shares does Lyndsey M. Sloan hold after the Form 4 event?

After the reported tax-withholding disposition, Lyndsey M. Sloan directly holds 47,724 shares of Valley National Bancorp common stock. This figure is disclosed as the total shares following the transaction and shows her remaining equity position after the RSU-related withholding.

At what price were the Valley National Bancorp (VLY) shares valued in the tax withholding?

The 3,836 shares withheld for taxes were valued at $14.65 per share. This price is used in the Form 4 to calculate the value of the tax-withholding disposition associated with the vesting of restricted stock units under Rule 16b-3.

What triggered the tax-withholding disposition reported for Valley National Bancorp (VLY)?

The disposition was triggered by the vesting of restricted stock units granted to Lyndsey M. Sloan. When the RSUs vested, 3,836 shares were withheld to satisfy tax withholding obligations, according to the footnote, making this a routine compensation-related event rather than a market trade.