STOCK TITAN

Director at Valmont (NYSE: VMI) granted 341 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

VALMONT INDUSTRIES INC director Deborah H. Caplan received a grant of 341 shares of common stock as a restricted stock unit award. The award has no cash exercise price and increases her direct holdings to 920 shares. The units vest on the anniversary of the grant date and are then settled in an equal number of common shares.

Positive

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Negative

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Insider Caplan Deborah H
Role null
Type Security Shares Price Value
Grant/Award Common Stock 341 $0.00 --
Holdings After Transaction: Common Stock — 920 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Restricted stock unit grant 341 shares Award of common stock units on April 27, 2026
Holdings after transaction 920 shares Total direct common stock held after award
Grant price per share $0.0000 per share Indicates no cash paid by director for the award
restricted stock unit financial
"Restricted stock unit award which vests on the anniversary of the grant date"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
vests financial
"award which vests on the anniversary of the grant date"
grant/award acquisition financial
"transaction_action": "grant/award acquisition""
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Caplan Deborah H

(Last)(First)(Middle)
VALMONT INDUSTRIES, INC.
15000 VALMONT PLAZA

(Street)
OMAHA NEBRASKA 68154

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
VALMONT INDUSTRIES INC [ VMI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/27/2026A341A$0(1)920D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted stock unit award which vests on the anniversary of the grant date, unless deferred by the reporting person, and on vesting settled in an equal number of shares of common stock.
Remarks:
POA attached.
/s/ William Eric Johnson for Deborah H. Caplan04/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Valmont (VMI) director Deborah Caplan report in this Form 4?

Deborah Caplan reported receiving a grant of 341 restricted stock units of Valmont common stock. These units were awarded at no cash cost and increase her direct holdings to 920 shares, reflecting a compensation-related equity award rather than an open-market share purchase.

Is the Valmont (VMI) Form 4 transaction a stock purchase or a grant?

The transaction is a grant, not an open-market stock purchase. Deborah Caplan received 341 restricted stock units as a compensation-related award, coded as a grant or award acquisition, with no cash price per share indicated and vesting based on time rather than an immediate purchase.

How many Valmont (VMI) shares does Deborah Caplan hold after this award?

After the award, Deborah Caplan directly holds 920 shares of Valmont common stock. This total includes the 341-share restricted stock unit grant reported in this filing, which will convert into common shares upon vesting on the anniversary of the grant date.

When do Deborah Caplan’s Valmont (VMI) restricted stock units vest?

The restricted stock units vest on the anniversary of the grant date, according to the footnote. Upon vesting, the 341 units are settled in an equal number of Valmont common shares, unless the reporting person elects to defer settlement under applicable deferral provisions.

Does this Valmont (VMI) Form 4 indicate any stock sales by the director?

The Form 4 shows no stock sales by Deborah Caplan. It records only an acquisition via a restricted stock unit award of 341 shares, with the transaction coded as a grant or award acquisition and no sell or disposition transactions listed in the summary data.