Vogenx CEO James Green lists 1.8M-share stake
Vogenx, Inc. (VOGX) received an initial ownership report on Form 3 for Chief Executive Officer and director James Green, who is also a ten percent owner.
Rhea-AI Filing Summary
Vogenx, Inc. (VOGX) received an initial ownership report on Form 3 for Chief Executive Officer and director James Green, who is also a ten percent owner. The filing shows indirect ownership of 1,800,000 shares of Common Stock held through Osprey Investments I LLC, where James Green and Melissa Green are members and share voting and dispositive power. In addition, James Green holds stock options directly: one option with an exercise price of $1.03 per share for 116,666 shares of Common Stock, fully vested and exercisable, expiring on July 27, 2027; and a second option with an exercise price of $1.26 per share for 26,666 shares, expiring on January 1, 2031, which vests in three annual tranches in 2026, 2027, and 2028, subject to his continued service.
Positive
- None.
Negative
- None.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
Green James, Osprey Investments I LLC, Green Melissa
Role
Chief Executive Officer | 10% Owner | 10% Owner
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Option (right to buy) F2, F3 | -- | -- | -- |
| holding | Stock Option (right to buy) F4, F3 | -- | -- | -- |
| holding | Common Stock F1 | -- | -- | -- |
Holdings After Transaction:
Stock Option (right to buy) — 143,332 contracts (Direct);
Common Stock — 1,800,000 shares (Indirect, See Note 1)
Footnotes (4)
- F1. Each of James Green and Melissa Green is a member of Osprey Investments I LLC, the direct owner of the securities, and shares voting and dispositive power over such securities.
- F2. The shares subject to this option are fully vested and exercisable as of the date hereof.
- F3. The securities are owned directly by Mr. Green.
- F4. The shares subject to this option vest as to 8,889 shares on April 1, 2026, 8,889 shares on April 1, 2027, and 8,888 shares on April 1, 2028, subject to Mr. Green's continued service on each such vesting date.
Key Figures
Indirectly held Common Stock: 1,800,000 shares
Stock option exercise price: $1.03 per share
Underlying shares for $1.03 option: 116,666 shares
+5 more
8 metrics
Indirectly held Common Stock
1,800,000 shares
Total Common Stock held indirectly through Osprey Investments I LLC
Stock option exercise price
$1.03 per share
Exercise price for option covering 116,666 shares of Common Stock, fully vested
Underlying shares for $1.03 option
116,666 shares
Common Stock underlying fully vested stock option expiring July 27, 2027
Stock option exercise price
$1.26 per share
Exercise price for option covering 26,666 shares of Common Stock
Underlying shares for $1.26 option
26,666 shares
Common Stock underlying stock option expiring January 1, 2031
Vesting on April 1, 2026
8,889 shares
First tranche of the $1.26 stock option vesting, subject to continued service
Vesting on April 1, 2027
8,889 shares
Second tranche of the $1.26 stock option vesting, subject to continued service
Vesting on April 1, 2028
8,888 shares
Final tranche of the $1.26 stock option vesting, subject to continued service
Key Terms
indirect, voting and dispositive power, Stock Option (right to buy), fully vested and exercisable, +1 more
5 terms
indirect financial
"Common Stock holding reported as indirect with nature of ownership "See Note 1""
voting and dispositive power financial
"shares voting and dispositive power over such securities"
Stock Option (right to buy) financial
"security_title": "Stock Option (right to buy)""
fully vested and exercisable financial
"The shares subject to this option are fully vested and exercisable"
beneficial ownership financial
"initial statement of beneficial ownership of securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider holdings did VOGX CEO James Green report on this Form 3?
James Green reported indirect ownership of 1,800,000 VOGX Common Stock shares via Osprey Investments I LLC and stock options to acquire 116,666 shares at $1.03 and 26,666 shares at $1.26, with stated vesting schedules and expiration dates.
What are the key terms of James Green’s fully vested VOGX stock option?
One option held by James Green covers 116,666 shares of VOGX Common Stock at an exercise price of $1.03 per share. It is described as fully vested and exercisable as of the reporting date and has an expiration date of July 27, 2027.
How does the second VOGX stock option for James Green vest over time?
The second option relates to 26,666 VOGX shares at an exercise price of $1.26. It vests as to 8,889 shares on April 1, 2026, 8,889 shares on April 1, 2027, and 8,888 shares on April 1, 2028, subject to James Green’s continued service.
Who are the reporting persons identified in the VOGX Form 3 filing?
The Form 3 lists James Green (director, Chief Executive Officer, ten percent owner), Osprey Investments I LLC (ten percent owner), and Melissa Green (ten percent owner). James and Melissa Green are members of Osprey Investments I LLC with shared voting and dispositive power over its securities.
AI-generated analysis. How Rhea-AI works. Not financial advice.
