Voya Financial (NYSE: VOYA) director awarded 2,062 RSUs vesting 2027

Q: What did Voya Financial (VOYA) director Kathleen DeRose report in this Form 4?

DeRose reported receiving a grant of 2,062 restricted stock units tied to Voya common stock. This is a routine equity compensation award for a director, not an open-market share purchase or sale, and increases her deferred stock-based interest in the company.

Q: How many restricted stock units did DeRose receive and at what reference value?

DeRose received 2,062 restricted stock units , each valued at $82.42 per unit for this grant. Each unit represents a conditional right to receive one share of Voya Financial common stock if the vesting conditions are satisfied at the scheduled date.

Q: When will Kathleen DeRose’s 2,062 Voya restricted stock units vest?

All 2,062 restricted stock units are scheduled to vest 100% at 11:59 p.m. Eastern Time on the date of Voya Financial’s 2027 Annual Meeting of Shareholders , assuming continued service and other applicable conditions through that meeting date.

Q: How many restricted stock units does DeRose hold after this Voya grant?

After this award, DeRose holds a total of 16,782 restricted stock units . Each RSU is a conditional right to receive one share of Voya Financial common stock, so this total reflects her accumulated stock-based compensation position as reported in this filing.

Q: Does this Voya Form 4 show DeRose buying or selling stock in the market?

No, the Form 4 shows a grant of restricted stock units , coded as an acquisition under transaction code "A." This is compensation-based, with no open-market buying or selling of Voya common shares disclosed in the reported transaction.

Q: What does each restricted stock unit in this Voya award represent?

Each restricted stock unit represents a conditional right to receive one share of Voya Financial common stock. The units convert into shares only if the vesting conditions are met, including the full vesting scheduled at the company’s 2027 Annual Meeting of Shareholders.

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Voya Financial director Kathleen DeRose received an equity grant of 2,062 restricted stock units (RSUs) on May 21, 2026. Each unit represents a conditional right to one share of common stock at no exercise cost, valued for this grant at $82.42 per unit.

All 2,062 RSUs are scheduled to vest in full at 11:59 p.m. Eastern Time on the date of Voya’s 2027 Annual Meeting of Shareholders. Following this grant, DeRose holds 16,782 RSUs, reflecting routine stock-based director compensation rather than an open-market share purchase or sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider DeRose Kathleen

Role null

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	2,062	$82.42	$170K

Holdings After Transaction: Restricted Stock Units — 16,782 shares (Direct, null)

Footnotes (1)

Each stock unit represents a conditional right to receive one share of the company's common stock. 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2027 Annual Meeting of Shareholders.

Key Figures

RSUs granted: 2,062 units Grant value per unit: $82.42 per unit Total RSUs after grant: 16,782 units +2 more

5 metrics

RSUs granted 2,062 units Restricted Stock Units granted on May 21, 2026

Grant value per unit $82.42 per unit Reference value for RSU grant

Total RSUs after grant 16,782 units Total restricted stock units held following transaction

Underlying common shares 2,062 shares Common stock underlying newly granted RSUs

Vesting date 2027 Annual Meeting date, 11:59 p.m. ET 100% of RSUs vest at that time

Key Terms

Restricted Stock Units, conditional right, Annual Meeting of Shareholders, transaction code "A"

4 terms

Restricted Stock Units financial

"The security reported is described as "Restricted Stock Units" with underlying common stock."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

conditional right financial

"Each stock unit represents a conditional right to receive one share of common stock."

Annual Meeting of Shareholders regulatory

"RSUs will vest on the date of the Company’s 2027 Annual Meeting of Shareholders."

A yearly gathering where a company’s owners (shareholders) vote on key items like electing the board, approving executive pay, and ratifying auditors, and receive updates on performance and strategy. Think of it as an annual town hall for owners: it matters to investors because outcomes and disclosures can affect leadership, corporate direction, dividend and governance policies, and therefore the company’s risk and potential return.

transaction code "A" regulatory

"The acquisition is reported under transaction code "A" for a grant or award."

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Form 4 Insider Transactions: What Each Field Means →

05/26/2026 - 04:48 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DeRose Kathleen

(Last)

(First)

(Middle)

200 PARK AVENUE

(Street)

NEW YORK

10166

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Voya Financial, Inc. [ VOYA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	05/21/2026		A		2,062		⁽²⁾	⁽²⁾	Common Stock	2,062	$82.42	16,782	D

Explanation of Responses:

1. Each stock unit represents a conditional right to receive one share of the company's common stock.

2. 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2027 Annual Meeting of Shareholders.

	/s/ Julie Watson, Attorney-in-Fact	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Voya Financial (VOYA) director Kathleen DeRose report in this Form 4?

DeRose reported receiving a grant of 2,062 restricted stock units tied to Voya common stock. This is a routine equity compensation award for a director, not an open-market share purchase or sale, and increases her deferred stock-based interest in the company.

How many restricted stock units did DeRose receive and at what reference value?

DeRose received 2,062 restricted stock units, each valued at $82.42 per unit for this grant. Each unit represents a conditional right to receive one share of Voya Financial common stock if the vesting conditions are satisfied at the scheduled date.

When will Kathleen DeRose’s 2,062 Voya restricted stock units vest?

All 2,062 restricted stock units are scheduled to vest 100% at 11:59 p.m. Eastern Time on the date of Voya Financial’s 2027 Annual Meeting of Shareholders, assuming continued service and other applicable conditions through that meeting date.

How many restricted stock units does DeRose hold after this Voya grant?

After this award, DeRose holds a total of 16,782 restricted stock units. Each RSU is a conditional right to receive one share of Voya Financial common stock, so this total reflects her accumulated stock-based compensation position as reported in this filing.

Does this Voya Form 4 show DeRose buying or selling stock in the market?

No, the Form 4 shows a grant of restricted stock units, coded as an acquisition under transaction code "A." This is compensation-based, with no open-market buying or selling of Voya common shares disclosed in the reported transaction.

What does each restricted stock unit in this Voya award represent?

Each restricted stock unit represents a conditional right to receive one share of Voya Financial common stock. The units convert into shares only if the vesting conditions are met, including the full vesting scheduled at the company’s 2027 Annual Meeting of Shareholders.